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12.31.2021 Annual Comprehensive Financial ReportCITY OF NORTH AUGUSTA SOUTH CAROLINA ANNUAL COMPREHENSIVE FINANCIAL REPORT YEAR ENDED DECEMBER 31, 2021 Prepared by Department of Finance Cammie T. Hayes, Chief Financial Officer North Augusta South Carolina's Riverfront CITY OF NORTH AUGUSTA, SOUTH CAROLINA ANNUAL COMPREHENSIVE FINANCIAL REPORT FOR THE YEAR ENDED DECEMBER 31, 2021 TABLE OF CONTENTS Page Number INTRODUCTORY SECTION Letter of Transmittal ........................................................................................................................................ i - vi GFOA Certificate of Achievement ..................................................................................................................... vii City Organizational Chart ................................................................................................................................. viii Principal Officials ................................................................................................................................................ ix FINANCIAL SECTION Independent Auditor’s Report ........................................................................................................................ 1 - 4 Management’s Discussion and Analysis .................................................................................................... 5 - 14 Basic Financial Statements: Government-wide Financial Statements Statement of Net Position ........................................................................................................................ 15 Statement of Activities .............................................................................................................................. 16 Fund Financial Statements Balance Sheet – Governmental Funds .................................................................................................... 17 Reconciliation of the Governmental Funds Balance Sheet to the Statement of Net Position .................................................................................................................... 18 Statement of Revenues, Expenditures and Changes in Fund Balances – Governmental Funds ........................................................................................................ 19 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities .......................................... 20 General Fund – Statement of Revenues, Expenditures and Changes in Fund Balance – Budget and Actual ..................................................................................................... 21 Statement of Net Position – Proprietary Funds ..................................................................................... 22 Statement of Revenues, Expenses and Changes in Net Position – Proprietary Funds ................................................................................................................................. 23 Statement of Cash Flows – Proprietary Funds .......................................................................... 24 and 25 Notes to Financial Statements .............................................................................................................. 26 - 60 Required Supplementary Information: Schedule of Proportionate Share of the Net Pension Liability – South Carolina Retirement System ..................................................................................................... 61 Schedule of Proportionate Share of the Net Pension Liability – Police Officers Retirement System ..................................................................................................... 61 Schedule of Contributions – South Carolina Retirement System ......................................................................................... 62 and 63 Schedule of Contributions – Police Officers Retirement System ......................................................................................... 62 and 63 CITY OF NORTH AUGUSTA, SOUTH CAROLINA ANNUAL COMPREHENSIVE FINANCIAL REPORT FOR THE YEAR ENDED DECEMBER 31, 2021 TABLE OF CONTENTS (CONTINUED) Page Number Other Supplementary Information: Combining and Individual Nonmajor Fund Financial Statements: General Fund – Schedule of Revenues and Expenditures Compared with Budget ..................................................................................................................................... 64 - 72 Combining Balance Sheet – Nonmajor Governmental Funds .............................................................. 73 Combining Statement of Revenues, Expenditures and Changes in Fund Balances – Nonmajor Governmental Funds ...................................................................................... 74 Combining Balance Sheet – Nonmajor Special Revenue Funds ......................................................... 75 Combining Balance Sheet – Nonmajor Capital Projects Funds ........................................................... 76 Combining Statement of Revenues, Expenditures and Changes in Fund Balances – Nonmajor Special Revenue Funds .................................................................................. 77 Combining Statement of Revenues, Expenditures and Changes in Fund Balances – Nonmajor Capital Projects Funds ................................................................................... 78 Enterprise Fund – Water and Wastewater System Fund: Schedule of Revenues and Expenses – Budget and Actual – GAAP Basis ................................... 79 Schedule of Operating Expenses – Budget and Actual – GAAP Basis ............................... 80 and 81 Enterprise Fund – Stormwater Utility Fund: Schedule of Revenues and Expenses – Budget and Actual – GAAP Basis ................................... 82 Schedule of Operating Expenses – Budget and Actual – GAPP Basis ........................................... 83 Enterprise Fund – Sanitation Services Fund: Schedule of Revenues and Expenses – Budget and Actual – GAAP Basis ................................... 84 Schedule of Operating Expenses – Budget and Actual – GAAP Basis ........................................... 85 Supplementary Information Required by the State of South Carolina: Uniform Schedule of Court Fines, Assessments and Surcharges (per ACT 96) .................... 86 and 87 STATISTICAL SECTION Financial Trends Information: Net Position by Component ..................................................................................................................... 88 Changes in Net Position ............................................................................................................... 89 and 90 Fund Balances, Governmental Funds ..................................................................................................... 91 Changes in Fund Balances, Governmental Funds ................................................................................ 92 Revenue Capacity Information: Assessed Value and Estimated Actual Value of Taxable Property ...................................................... 93 Direct and Overlapping Property Tax Rates ........................................................................................... 94 Principal Property Taxpayers .................................................................................................................. 95 Property Tax Levies and Collections ...................................................................................................... 96 Business Licenses/Franchise Fees ......................................................................................................... 97 Number of Utility Customers ................................................................................................................... 98 Ten Largest Water and Wastewater Customers .................................................................................... 99 CITY OF NORTH AUGUSTA, SOUTH CAROLINA ANNUAL COMPREHENSIVE FINANCIAL REPORT FOR THE YEAR ENDED DECEMBER 31, 2021 TABLE OF CONTENTS (CONTINUED) Page Number STATISTICAL SECTION (CONTINUED) Debt Capacity Information: Ratio of Outstanding Debt by Type ........................................................................................................... 100 Ratios of General Bonded Debt Outstanding ........................................................................................... 101 Direct and Overlapping Governmental Activities Debt ........................................................................... 102 Legal Debt Margin Information .................................................................................................................. 103 Pledged Revenue Bond Coverage ............................................................................................................. 104 Demographic and Economic Indicators: Economic Statistics .................................................................................................................................... 105 Principal Employers .................................................................................................................................... 106 Full-time Budget Equivalent Employees by Fund/Function/Department .............................................. 107 Operating Information: Operating Indicators by Function/Program .............................................................................................. 108 Capital Asset Statistics by Function/Program ......................................................................................... 109 Enterprise Fund Rates and Charges ......................................................................................................... 110 Enterprise Funds History of Rates and Charges ..................................................................................... 111 COMPLIANCE SECTION Independent Auditor’s Report on Internal Control over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards ....................... 112 and 113 Schedule of Findings and Responses ........................................................................................................... 114 THIS PAGE INTENTIONALLY LEFT BLANK INTRODUCTORY SECTION North · Augusta South Carolina's Riverfront i Profile of the Government The City of North Augusta, South Carolina was officially incorporated on April 11, 1906. The City is strategically centered in the Augusta-Aiken metropolitan area and conveniently located along the South Carolina bank of the Savannah River. The City is approximately 70 miles west of the South Carolina capital, Columbia, and 150 miles east of the Georgia capital, Atlanta. The City’s nearest neighbor is Augusta, Georgia, located just across the Savannah River. North Augusta offers the best of both worlds - an idyllic, small-town lifestyle amid all the benefits of big city living. The City encompasses approximately 22 square miles. The 2020 population of the City is estimated to be 24,379 with a total of approximately 168,808 in Aiken County. The City of North Augusta has a Mayor-Council form of government. City Council is composed of seven members elected at large on a partisan basis. The Mayor is elected to a four-year term, presides at all meetings of City Council, and is the recognized head of the City. Six Council members are elected every two years to serve four year staggered terms. City Council is the legally constituted law-making and policy-making body for the City. The Mayor and City Council appoint the City Administrator for an authorized term. The City Administrator is responsible to the Mayor for the proper administration of all affairs placed in their charge. Department Directors are appointed by the Mayor upon recommendation of the City Administrator. The City provides a full range of municipal services which include: Finance and General Services (budgetary and general accounting, information technology, treasury services, human resources and payroll, cash collections, purchasing, utility billing, tax billing and business license billing); Parks, Recreation and Tourism (recreation programs, park maintenance, beautification and property maintenance, concessions, special events planning, athletics, and cultural arts); Public Safety (administrative and support services, police services, fire suppression services, investigations and special operations, school resource, safety management, and animal control); Planning and Development (comprehensive planning services, development regulations, development review, zoning administration, codes enforcement, subdivision services, and business development); Public Works (engineering services, sanitation and recycling services, equipment maintenance, stormwater management, building standards, facilities management); and Public Utilities (utilities administration, water production, utility operations, utility construction, wastewater collection and meter reading). The City also is financially accountable for a legally separate public facilities corporation which has been reported within the City’s financial statements. Additional information on this legally separate entity can be found in the notes to the financial statements. Public Service Enterprises: The City furnishes water, wastewater, stormwater management and garbage collection to residents of the City. The City also provides water, wastewater, garbage collection and fire protection to some customers located outside the City limits but within the City’s service area. The City has also entered into agreements with the Valley Public Service Authority and the Edgefield County Water and Sewer Authority to provide water and/or wastewater service to certain customers within their service areas. Because of the varying terrain in and around North Augusta, the distribution system for the City’s water supply is divided into three service levels to control pressure. Our current maximum pumping capacity is 12 MGD (million gallons per day). ii Wastewater System: The City of North Augusta provides for the collection of wastewater to all areas within the City limits and some areas outside the City limits. Wastewater treatment for the City is provided by the Horse Creek Wastewater Treatment Facility (HCWTF) owned by Aiken County. The City is a major customer. The HCWTF is a 20 MGD regional wastewater treatment facility. The City’s present allocation of capacity is 8.672 MGD. The City of North Augusta pays for the use, maintenance and depreciation of the regional facility based on the total cost of the facility’s operational and debt service divided among all users on the basis of total gallons contributed. The table below indicates the City has ample reserve capacity at the present time. The system is so designed that it can be enlarged into a 40 MGD facility. It has undergone improvements, of which the City of North Augusta is paying a proportional amount. Aiken County Public Service Authority 20.0 MGD Facility Capacities by User As of June 30, 2021 Present Allocation (MGD) Present Use (MGD) City of North Augusta 8.672 5.22112 City of Aiken 7.134 5.65525 Aiken County 1.030 0.00000 Allnex,Inc .900 0.06002 Bath .070 0.02915 Breezy Hill 1.407 0.52502 Beech Island Water & Sewer .060 0.00715 Clearwater .050 0.04048 Langley .060 0.03145 Valley Public Service Authority .417 0.40381 PACTIV Advanced Packaging Solutions .050 0.01436 Kimberly Clark .150 0.04352 Uncommitted .000 0.00000 Total 20.000 12.03133 Aiken County, to include the Aiken County Public Service Authority, the Valley Public Service Authority, and the Edgefield County Water and Sewer Authority, are independent entities and are not included in this report. Financial statements can be obtained from the respective entities. The annual budget serves as the foundation for the City of North Augusta’s financial planning and control. All Leadership Team members of the City are required to submit requests for appropriation to the City Administrator by the first week of September each year. The City Administrator uses these requests as the starting point for developing a proposed budget. The City Administrator then presents this proposed, balanced budget to City Council for review during the first week of October. Following review of the proposed budget, City Council holds a public hearing and as soon thereafter as possible, adopts the budget and passes a budget ordinance, a tax levy ordinance and other such ordinances as may be required to make the budget effective. The appropriated budget is adopted by total expenditures or expenses. Detail is provided for accounting and budgetary control. Formal budgetary integration is employed as a management iii control device. A budget is legally adopted annually for the General Fund on a basis consistent with GAAP. Budgets for Special Revenue Funds and Capital Projects Funds are adopted on a project or activity basis instead of an annual operating cycle basis. Budgets for the Enterprise Funds are adopted annually on a basis consistent with GAAP except that depreciation is not a budgeted item. The transfer of budgeted amounts between functional areas must be approved by City Council; however, the City Administrator can amend the budget at the line item or department level, within a functional area, not to exceed $5,000. Management can also over-expend appropriations with City Administrator approval, at the line item and department level, as long as the total expenditures or expenses do not exceed appropriations of the functional area. Local Economy The City of North Augusta currently enjoys a fairly stable economic environment and is fortunate to have moved forward despite the impacts of the COVID-19 pandemic. The economic downturn has affected the Central Savannah River Area and North Augusta to a lesser degree than most major metropolitan areas in the country. The 2020 Decennial Census showed that North Augusta had grown to a population of 24,379 from 21,348 in 2010, an increase of more than 14 percent and an average annual increase of approximately 1.5 percent. The City estimates the City population to be 24,745 for 2021. During the past ten years, Aiken County’s unemployment rate has fluctuated from 9.1 percent in 2011, decreasing to 2.8 percent during 2019, and then increasing to 3.4 percent for 2021. The 2021 rate is slightly lower than South Carolina’s 2021 unemployment rate of 4.0 percent and less than the 2021 national rate of 5.3 percent. The increases in unemployment rates since 2019 reflect the impacts of the COVID-19 pandemic. Median household incomes within the City of North Augusta continue to be higher than for the state as a whole. According to the United States Census Bureau (USCB), the City’s median family income is $63,795, Aiken County’s is $53,385, and the State’s is $54,864. Housing prices in the City continue to remain strong. Per the USCB, the median price of a single family home in the City is $170,000. The City continues to experience significant economic growth and investment. Residential building activity in North Augusta continues with subdivision infrastructure and single-family construction in Bergen West, Wando Woodlands, Gregory Landing, Rushing Waters, Walnut Village, River North, Austin Heights, and Hammond’s Ferry. We continue to see development plans and growth at interstate access points and surrounding areas leading into our city including commercial construction for food service establishments and professional services. The City has continued in its efforts to redevelop vacant property on the Savannah River. A public/private partnership is being jointly developed on approximately 30 acres within Phase B of the Hammond’s Ferry Development known as Riverside Village. The Augusta GreenJackets completed their third season in the 4,500 seat SRP Park during 2021 and became the new Low-A affiliate for the Atlanta Braves to begin a new era of GreenJackets baseball. In addition, 314 apartments, a hotel and conference center, as well as several restaurants and the stadium parking deck have been completed at Riverside Village. To date, the City has constructed the stadium, two iv parking decks, the public infrastructure and contribution of funds toward the conference center, and completion of a riverfront park known as the Sharon Jones Amphitheater. Cost of the public improvements is approximately $75,000,000. The funding mechanism for the public projects includes tax increment financing, local hospitality and accommodations taxes, parking revenues, corporate naming rights and stadium rental payments. Long-term financial planning and major initiatives During the year, City Council and Staff have met in planning sessions. The major focus of these sessions is to identify the best possible future for North Augusta and to chart a course to make that future a reality. The success of these planning sessions can be easily measured by the many changes that have taken place in the City over the past few years. Future projects requiring significant financial planning and resources have been identified as follows: public safety headquarters and apparatus, transportation improvements to include improvements to intersections and reconstruction/resurfacing of roads, restoration of our parks and facilities, expansion of our greeneway, utility infrastructure improvements, gateways and wayfinding enhancements, improvements to information technology as well as safety and security improvements. These projects, estimated to cost in excess of $30,000,000, are included with Capital Projects Sales Tax IV. The Local Hospitality and Accommodations taxes levied by the City during 1998 have continued as a positive revenue stream in 2021 reflecting recovery from the impacts of COVID-19. During November 2018, Aiken County voters approved the fourth phase of a county-wide One-Cent Capital Projects Sales Tax. Current estimates reflect that the fourth phase sales tax will generate approximately $30,700,000 for the City over seven years which began in 2020. These funds have been earmarked for a variety of projects as mentioned above. During the year, the City received its first tranche of funding in Coronavirus State and Local Fiscal Recovery Funds in excess of $5,000,000 with the second tranche expected in the fall of 2022. The City has since elected to use the standard allowance of $10,000,000 for revenue loss and obligate to fund general government services as well as an additional $1,800,000 obligated towards investment in water and sewer infrastructure. Relevant Financial Policies The City’s financial policies allow the General Fund unassigned fund balance, in excess of the required General Fund reserve of 15 percent of the current budget, to be transferred to the Capital Projects Fund at the end of each fiscal year. These funds are used for one-time capital expenditures, reducing the need to incur additional debt for capital related purchases and facilities. The amount to be transferred from the General Fund to the Capital Projects Fund as of 12/31/2021 is $2,834,351. Awards and Acknowledgements The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of North Augusta v vi North Augusta South Carolina's Riverfront Government Finance Officers Association Certificate of Achievement for Excellence in Financial Reporting Presented to City of North Augusta South Carolina For its Annual Comprehensive Financial Report For the Fiscal Year Ended December 31, 2020 Executive Director/CEO vii viii CITY OF NORTH AUGUSTA, SOUTH CAROLINA LIST OF ELECTED AND APPOINTED OFFICIALS December 31, 2021 ELECTED OFFICIALS Briton S. Williams, Mayor J. Robert Brooks, Councilman, Mayor Pro Tempore Pat C. Carpenter, Councilwoman Jenafer F. McCauley, Councilwoman David W. McGhee, Councilman Eric H. Presnell, Councilman Kevin W. Toole, Councilman APPOINTED OFFICIALS James S. Clifford, City Administrator Rachelle M. Moody, Assistant City Administrator Kelly F. Zier, City Attorney Sharon Lamar, City Clerk Cammie T. Hayes, Chief Financial Officer Richard L. Meyer, Director of Parks, Recreation & Tourism Thomas L. Paradise, Interim Director of Planning & Development James E. Sutton, Director of Public Services John C. Thomas, Director of Public Safety Thomas C. Zeaser, Director of Engineering & Public Works ix THIS PAGE INTENTIONALLY LEFT BLANK FINANCIAL SECTION North August South Carolina's Riuerjront 508 HAMPTON STREET, 1ST FLOOR • COLUMBIA, SC 29201 • 803-799-5810 • FAX 803-799-5554 • www.mjcpa.com MEMBERS OF THE AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS INDEPENDENT AUDITOR’S REPORT Honorable Mayor and Members of the City Council City of North Augusta, South Carolina Report on the Audit of the Financial Statements Opinions We have audited the accompanying financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of North Augusta, South Carolina (the “City”), as of and for the year ended December 31, 2021, and the related notes to the financial statements, which collectively comprise the City’s basic financial statements as listed in the table of contents. In our opinion, the accompanying financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of North Augusta, South Carolina, as of December 31, 2021, and the respective changes in financial position, and, where applicable, cash flows thereof, and the budgetary comparisons for the General Fund for the year then ended in accordance with accounting principles generally accepted in the United States of America. Basis for Opinions We conducted our audit in accordance with auditing standards generally accepted in the United States of America (GAAS) and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Our responsibilities under those standards are further described in the Auditor’s Responsibilities for the Audit of the Financial Statements section of our report. We are required to be independent of the City and to meet our other ethical responsibilities, in accordance with the relevant ethical requirements relating to our audit. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Responsibilities of Management for the Financial Statements Management is responsible for the preparation and fair presentation of the financial statements in accordance with accounting principles generally accepted in the United States of America, and for the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. . 1 In preparing the financial statements, management is required to evaluate whether there are conditions or events, considered in the aggregate, that raise substantial doubt about the City’s ability to continue as a going concern for twelve months beyond the financial statement date, including any currently known information that may raise substantial doubt shortly thereafter. Auditor’s Responsibilities for the Audit of the Financial Statements Our objectives are to obtain reasonable assurance about whether the financial statements as a whole are free from material misstatement, whether due to fraud or error, and to issue an auditor’s report that includes our opinions. Reasonable assurance is a high level of assurance but is not absolute assurance and therefore is not a guarantee that an audit conducted in accordance with GAAS and Government Auditing Standards will always detect a material misstatement when it exists. The risk of not detecting a material misstatement resulting from fraud is higher than for one resulting from error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override of internal control. Misstatements are considered material if there is a substantial likelihood that, individually or in the aggregate, they would influence the judgment made by a reasonable user based on the financial statements. In performing an audit in accordance with GAAS and Government Auditing Standards, we:  Exercise professional judgment and maintain professional skepticism throughout the audit.  Identify and assess the risks of material misstatement of the financial statements, whether due to fraud or error, and design and perform audit procedures responsive to those risks. Such procedures include examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements.  Obtain an understanding of internal control relevant to the audit in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the City’s internal control. Accordingly, no such opinion is expressed.  Evaluate the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluate the overall presentation of the financial statements.  Conclude whether, in our judgment, there are conditions or events, considered in the aggregate, that raise substantial doubt about the City’s ability to continue as a going concern for a reasonable period of time. We are required to communicate with those charged with governance regarding, among other matters, the planned scope and timing of the audit, significant audit findings, and certain internal control-related matters that we identified during the audit. 2 Required Supplementary Information Accounting principles generally accepted in the United States of America require that the Management’s Discussion and Analysis (on pages 5 through 14), the Schedule of Proportionate Share of the Net Pension Liability – South Carolina Retirement System (page 61), the Schedule of Proportionate Share of the Net Pension Liability – Police Officers Retirement System (page 61), the Schedule of Contributions – South Carolina Retirement System (pages 62 and 63) and the Schedule of Contributions – Police Officers Retirement System (pages 62 and 63) be presented to supplement the basic financial statements. Such information is the responsibility of management and, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Supplementary Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City’s basic financial statements. The combining and individual nonmajor fund financial statements are presented for purposes of additional analysis and are not a required part of the basic financial statements. The Uniform Schedule of Court Fines, Assessments and Surcharges (per ACT 96) is presented for purposes of additional analysis as required by the State of South Carolina and is not a required part of the basic financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the basic financial statements. The information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the combining and individual nonmajor fund financial statements, the General Fund budget and actual schedule, the enterprise fund budget and actual schedules, and the Uniform Schedule of Court Fines, Assessments and Surcharges (per ACT 96) are fairly stated, in all material respects, in relation to the basic financial statements as a whole. 3 Other Information Management is responsible for the other information included in the annual report. The other information comprises the introductory and statistical sections but does not include the basic financial statements and our auditor’s report thereon. Our opinions on the basic financial statements do not cover the other information, and we do not express an opinion or any form of assurance thereon. In connection with our audit of the basic financial statements, our responsibility is to read the other information and consider whether a material inconsistency exists between the other information and the basic financial statements, or the other information otherwise appears to be materially misstated. If, based on the work performed, we conclude that an uncorrected material misstatement of the other information exists, we are required to describe it in our report. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated May 17, 2022, on our consideration of the City’s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that report is solely to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the City’s internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City’s internal control over financial reporting and compliance. Columbia, South Carolina May 17, 2022 4 North Augusta South Carolina's Riverfront MANAGEMENT’S DISCUSSION AND ANALYSIS As management of the City of North Augusta (the “City”), we offer readers of the City’s financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended December 31, 2021. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal and financial statements. Financial Highlights The following information highlights the most significant changes to the City’s financial position over the last year. Though not intended to be all-inclusive, this information provides a snapshot of the most important changes in the City’s financial position over the last year:  The assets and deferred outflows of resources of the City exceeded its liabilities and deferred inflows of resources at the close of the most recent fiscal year by $141,089,614 (net position). Of this amount, ($3,886,721), represents unrestricted net position, which may be used to meet the government’s ongoing obligations to citizens and creditors. This number is negative following the implementation of Governmental Accounting Standards Board (“GASB”) Statement No. 68, which required the City to recognize as a long-term liability, its proportionate share of the net pension liability of the South Carolina Retirement System and the Police Officer Retirement System.  The City’s total net position increased by $6,164,921.  At the close of the current fiscal year, the City’s governmental funds reported combined fund balances of $29,150,879 an increase of $4,622,137 in comparison with the prior year. The majority of the increase is reflective of the release of COVID-19 related restrictions from the prior year. The City experienced the return of large athletic tournaments, recreation sports programs, and rentals of City facilities for other events during 2021. Both residential and commercial construction activity continues to rise in the City, resulting in increases to both business license and permit revenue streams. Approximately 10.72 percent of the governmental funds combined fund balance, $3,125,000, is available for spending at the government’s discretion (unassigned fund balance).  At the end of the current fiscal year, the unrestricted fund balance (the total of the committed, assigned, and unassigned components of fund balance) for the general fund was $5,959,351 or 31.24 percent of total general fund expenditures.  The City’s outstanding debt decreased by ($650,079) due to making scheduled debt payments. Overview of the Financial Statements The discussion and analysis provided here are intended to serve as an introduction to the City’s basic financial statements. The City’s basic financial statements consist of three components: 1) government- wide financial statements, 2) fund financial statements and 3) the notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-wide Financial Statements The government-wide financial statements are designed to provide readers with a broad overview of the City’s finances in a manner similar to a private-sector business. 5 The statement of net position presents information on all of the City’s assets, liabilities, and deferred inflows/outflows of resources with the difference reported as net position. Over time, increases and decreases in net position may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The statement of activities presents information showing how the City’s net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported for some items that will only result in cash flows in future fiscal periods (e.g., uncollected taxes and earned but unused vacation leave). Both of the government-wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business- type activities). The governmental activities of the City include general government, public safety, public works, and parks, recreation, and tourism. The business-type activities of the City include water and wastewater utility, sanitation services, and stormwater enterprise. The government-wide financial statements include not only the City itself (known as the primary government), but also a legally separate public facilities corporation for which the City is financially accountable. The corporation, although a legally separate entity, functions for all practical purposes as a fund of the City and therefore has been included as an integral part of the primary government. The government-wide financial statements can be found immediately following this discussion and analysis. Fund Financial Statements A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the City can be divided into two categories: governmental funds and proprietary funds. The City does not have a fiduciary fund. Governmental funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government’s near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the government’s near-term financing decisions. Both the governmental fund balance sheet and the governmental fund statement of revenues, expenditures, and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City maintains fourteen individual governmental funds. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures, and changes in fund balance for the General Fund which is considered a major fund. Information is also presented separately for the Capital Projects Sales Tax IV Fund, Capital Projects Fund, Tax Increment Fund, North Augusta Public Facilities Corporation Fund, and American Rescue Plan Act Fund (ARPA) which the City elects to present as major funds. Information from the other eight governmental funds are 6 combined into a single aggregated presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of combining statements in this report. The City adopts an annual appropriated budget for its General Fund. A budgetary comparison statement has been provided for the General Fund to demonstrate compliance with the budget. The basic governmental fund financial statements can be found immediately following the government- wide financial statements. Proprietary funds. The City maintains one type of proprietary fund. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City uses enterprise funds to account for its water, wastewater, sanitation, and stormwater operations as well as the Savannah Bluff Lock and Dam that was created for the purpose of maintaining the Augusta pool on the Savannah River. Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the water, wastewater, sanitation and stormwater operations, all of which are considered to be major funds of the City. Savannah Bluff Lock and Dam is a nonmajor fund. The proprietary fund financial statements can be found immediately following the governmental fund financial statements. Notes to the Financial Statements. The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. The notes to the financial statements can be found immediately following the proprietary fund financial statements. Other Financial Information. In addition to the basic financial statements, the accompanying notes, and the required supplementary information, this report presents certain financial data of individual fund statements and schedules. Government-wide Financial Analysis As noted earlier, net position over time may serve as a useful indicator of a government’s financial position. In the case of the City, assets and deferred outflows of resources exceeded liabilities and deferred inflows of resources by $141,089,614 at the close of the most recent fiscal year. City of North Augusta's Net Position 2021 2020 2021 2020 2021 2020 Current and other assets 37,635,953$ 27,287,517$ 22,587,891$ 21,181,824$ 60,223,844$ 48,469,341$ Capital assets 134,843,278 134,760,030 81,240,116 81,310,306 216,083,394 216,070,336 Total Assets 172,479,231 162,047,547 103,828,007 102,492,130 276,307,238 264,539,677 Deferred outflows of resources 2,205,652 2,666,507 1,182,727 1,180,716 3,388,379 3,847,223 Long-term liabilities outstanding 95,413,586 98,835,358 27,717,045 29,348,843 123,130,631 128,184,201 Other liabilities outstanding 8,908,079 2,299,780 1,791,518 1,823,994 10,699,597 4,123,774 Total Liabilities 104,321,665 101,135,138 29,508,563 31,172,837 133,830,228 132,307,975 Deferred inflow of resources 3,489,930 799,007 1,285,845 355,225 4,775,775 1,154,232 Net position: Net investment in capital assets 54,204,071 64,277,060 62,504,303 61,930,753 116,708,374 126,207,813 Restricted 19,786,412 7,848,687 8,481,549 8,358,324 28,267,961 16,207,011 Unrestricted (7,117,195) (9,345,838) 3,230,474 1,855,707 (3,886,721) (7,490,131) Total Net Position 66,873,288$ 62,779,909$ 74,216,326$ 72,144,784$ 141,089,614$ 134,924,693$ Governmental Activities Business-type Activities Total By far, the largest portion of the City’s net position, 82.72 percent, reflects its investment in capital assets (e.g., land, land improvements, rights-of-way and easements, buildings, machinery and equipment, furniture and fixtures, vehicles, infrastructure, system improvements, PSA capital, and construction in progress), less any related outstanding debt to acquire those assets. The City uses these capital assets to provide a variety of services to its citizens. Accordingly, these assets are not available for future 7 spending. Although the City’s investment in capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources since the capital assets themselves cannot be used to liquidate these liabilities. An additional portion of the City’s net position, 20.04 percent, represents resources that are subject to external restrictions on how they may be used. The remaining balance of ($3,886,721) may be used to meet the government’s ongoing obligations to citizens and creditors but is currently negative. At the end of the current fiscal year, the City is able to report positive balances in two categories of net position, both for the government as a whole, as well as for its separate governmental and business-type activities. The same categories were also positive in the prior year. Unrestricted net position is negative in the current year primarily because of GASB Statements 68 and 71 requiring the City to accrue net pension liabilities for governmental and business type activities. Governmental Activities During 2021, governmental activities increased the City’s net position by $4,093,379. Governmental activities revenues increased $4,616,520 from 2020 to 2021 primarily due to an increase in charges for services as well as an increase in other taxes. Property taxes represent 37.81 percent of total revenues for governmental activities and increased $749,764 from 2020 due to increased development in the City. Charges for services include: business license revenues, franchise fees, construction permits, recreational programs, rentals and tournaments, and public safety fines. These revenues represent 33.27 percent of total revenues for governmental activities and are predominantly elastic in nature and vary with economic trends. Charges for services increased $1,506,076 related to continued increases in construction activity along with the return of large athletic tournaments and other recreational programs. The release of COVID-19 restrictions also increased rentals of City facilities. Other tax revenue increased 107.00 percent compared to the prior year as a result of the release of COVID-19 restrictions related to overnight travelers and restaurant dining. Aiken County also implemented new revenue distribution procedures for the fourth round of capital projects sales tax. Also, during 2021, governmental activities expenses increased by $78,424. General government expenses increased slightly by $150,142. Parks, Recreation, and Tourism expenses increased $826,175, or 24.51 percent, due to the return of large athletic tournaments and other recreational programs and the related expenses. Public Works expenses were consistent with the prior year. Public Safety expenses reflected a decrease of (8.66) percent over the prior year due to a reduction in expenses related to large construction projects. 8 City of North Augusta's Changes in Net Position 2021 2020 2021 2020 2021 2020 Revenues: Program revenues: Charges for services 10,016,051$ 8,509,975$ 16,788,234$ 16,349,563$ 26,804,285$ 24,859,538$ Operating grants and contributions 960,878 1,287,442 - - 960,878 1,287,442 Capital grants and contributions 2,199,191 1,788,037 1,332,381 1,325,388 3,531,572 3,113,425 General revenues: Property taxes 11,382,532 10,632,768 - - 11,382,532 10,632,768 Other taxes 4,155,328 2,007,435 - - 4,155,328 2,007,435 Other 1,392,279 1,264,082 830,698 1,129,857 2,222,977 2,393,939 Total Revenues 30,106,259 25,489,739 18,951,313 18,804,808 49,057,572 44,294,547 Expenses: General government 8,020,594 7,870,452 - - 8,020,594 7,870,452 Public safety 8,713,621 9,539,596 - - 8,713,621 9,539,596 Public works 2,952,922 2,924,751 - - 2,952,922 2,924,751 Parks, recreation, and tourism 4,197,184 3,371,009 - - 4,197,184 3,371,009 Interest and fiscal charges on debt service 3,347,376 3,447,465 - - 3,347,376 3,447,465 Water and wastewater - - 10,164,461 10,410,462 10,164,461 10,410,462 Sanitation - - 4,479,166 4,626,296 4,479,166 4,626,296 Stormwater - - 883,357 840,358 883,357 840,358 Savannah Bluff Lock and Dam - - 133,970 192,673 133,970 192,673 Total Expenses 27,231,697 27,153,273 15,660,954 16,069,789 42,892,651 43,223,062 Increase (decrease) in net position before transfers 2,874,562 (1,663,534) 3,290,359 2,735,019 6,164,921 1,071,485 Transfers 1,218,817 1,158,234 (1,218,817) (1,158,234) - - Increase in net position 4,093,379 (505,300) 2,071,542 1,576,785 6,164,921 1,071,485 Net position-beginning of year 62,779,909 63,285,209 72,144,784 70,567,999 134,924,693 133,853,208 Net position-end of year 66,873,288$ 62,779,909$ 74,216,326$ 72,144,784$ 141,089,614$ 134,924,693$ Governmental Activities Business-type Activities Total Business-type Activities Business-type activities increased the City’s net position by $2,071,542. Water, wastewater, sanitation and stormwater rates remained unchanged. Water sales increased 3.6 percent over the prior year and were over budget by approximately $422,000 related to an increase in usage and customer base as well as a sale of 29,542,000 gallons to a service district customer. Sewer sales increased approximately $323,000, 4.73 percent, over the prior year also related to an increase in customer base. Fees for sanitation services and recycling decreased approximately ($83,000) from the prior year due to a decrease in commercial tipping tons coming in under budget by approximately ($153,000). The amount of waste material being processed by the City’s Materials Recovery Facility (MRF) was less than anticipated during the year due vehicle and equipment failures as well as a fire at the facility. Stormwater fees increased 2 percent as anticipated due to additional customers. 9 Expenses for the Water and Wastewater System decreased by ($364,520) from the prior year primarily due to decreased expenses from Aiken County Public Service Authority for wastewater treatment as well as fewer capital project expenses in the water and wastewater divisions. In 2021, the expenses for the Sanitation Services Fund showed a decrease from the prior year of ($164,309) due to decreased personnel costs related to vacant positions in the sanitation division. Increased expenses in the Stormwater Utility Fund were $43,434 due to increased depreciation of capital assets. A total of $133,970 was expended from the Savannah Bluff Lock and Dam Fund. This expense for professional services was intended to assist the City and other members of the consortium in the execution of a solution to improve the lock and dam that is in the best interests of the parties directly affected by its operation. Financial Analysis of the Government’s Funds As noted earlier, the City uses fund accounting to ensure and demonstrate compliance with finance- related legal requirements. Governmental Funds. The focus of the City’s governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City’s financing requirements. In particular, unassigned fund balance may serve as a useful measure of a government’s net resources available for discretionary use as they represent the portion of fund balance that has not been limited for use by any of: an external party, the City itself, or a group or individual that has been delegated authority to assign resources for use for particular purposes by the City Council. At December 31, 2021, the City’s governmental funds reported combined fund balances of $29,150,879 an increase of $4,622,137 from the prior year. The majority of this increase is attributable to the collection of all outstanding taxes, special assessments, penalties, and interest for several parcels in Riverside Village along with the release of COVID-19 related restrictions prompting the return of large athletic tournaments, recreation programs, and facility rentals. Also, as mentioned previously, both residential and commercial construction continued to increase throughout 2021. Approximately 10.72 percent of this amount constitutes unassigned fund balance, which is available for spending at the City’s discretion as described above. Unassigned fund balance increased by $125,000 for the year due to the City’s reserve requirement to adjust the unassigned fund balance in the General Fund as the budget fluctuates for the General Fund each year. The remainder of fund balance is restricted, committed, or assigned to indicate that it is not available for new spending because of its use for state victim’s assistance, fire division of public safety, capital projects to include those funded by capital projects sales taxes, and special projects to include Riverside Village. 10 The General Fund is the chief operating fund of the City. At the end of the current fiscal year the unassigned fund balance of the General Fund was $3,125,000, while total fund balance was $6,082,682. As a measure of the General Fund’s liquidity, it may be useful to compare unassigned and total fund balance to total fund expenditures. Unassigned fund balance represents 16.38 percent of total General Fund expenditures, while total fund balance represents 31.88 percent of those same expenditures. The total fund balance of the City’s general fund increased by $2,273,917 during the current fiscal year. The most significant factor in this net increase is related to the return of programming, events and facility rentals in response to released COVID-19 restrictions. The ARPA Fund was added as a major fund in 2021 due to receipt of the first tranche of funding as awarded to the City as part of the Act. These funds are to be used to respond to COVID-19 related impacts to include replacement of lost revenue. The Capital Projects Sales Tax IV Fund had an increase of $1,322,499 related to receipt of sales tax funds to be used for debt service payments in 2022. The Capital Projects Fund had a fund balance of $2,854,806, an increase of 18.57 percent, due to the issuance of a capital lease to fund new radios for the Public Safety Department. The Tax Increment Fund had an increase in fund balance of $317,709 due to increased collection of ad valorem property taxes resulting from growth in the tax increment district. These revenues are dedicated towards debt service and are transferred to the North Augusta Public Facilities Corporation Fund. Fund balance for the North Augusta Public Facilities Corporation Fund increased 114.54 percent from the prior year due to the collection of all outstanding taxes, special assessments, penalties, and interest for several parcels in Riverside Village. Fund balance for the City’s nonmajor governmental funds totaled $5,751,874 for 2021, a decrease of ($1,048,328) primarily related to increased capital outlay expenditures for public safety construction projects as well as tourism capital projects as compared to the prior year. Also, the nonmajor governmental revenues that are dedicated towards debt service were transferred to the North Augusta Public Facilities Corporation Fund. Proprietary funds. The City’s proprietary funds provide the same type of information found in the government-wide financial statements, but in more detail. Unrestricted net position of the water and wastewater system, sanitation services, and stormwater utility at the end of the fiscal year totaled $3,230,474. Total growth in net position was $2,204,742. Other factors concerning the finances of these funds have already been addressed in the discussion of the City’s business-type activities. General Fund Budgetary Highlights There were no differences between the original budget and the final budget for the fiscal year ending December 31, 2021. 11 Current property tax revenues exceeded budget by approximately $357,000 due to a higher tax base than originally estimated by Aiken and Edgefield Counties. Additionally, revenues for licenses and building permits exceeded budgeted revenues by approximately $657,000. This is reflective of a continued increase in residential and commercial construction activity across the City. Charges for services reflected a positive variance with budgeted revenues primarily due to release of COVID-19 restrictions not projected during preparation of the budget. Miscellaneous revenues exceeded budget by approximately $194,000 reflective of receipt of unbudgeted other income items to include sales of City assets. Intergovernmental revenues were in line with expectations. Fines and forfeitures did not meet budgeted expectations, however, were offset by under expenditure of remittances to the state for fees and fines. The over-expenditures for Public Works and Parks, Recreation, and Tourism were primarily due to the purchase of vehicles and equipment with capital lease proceeds as well as the return of large athletic tournaments. General Government and Public Safety expenditures were under budget due to savings resulting from vacant positions and postponement of non-critical projects. Capital Asset and Debt Administration Capital Assets. The City’s investment in capital assets for its governmental and business-type activities as of December 31, 2021, amounts to $216,083,394 (net of accumulated depreciation). This investment in capital assets includes land, land improvements, rights-of-way and easements, buildings, machinery and equipment, furniture and fixtures, infrastructure, system improvements, PSA capital, and construction in progress. The total increase in capital assets for the current fiscal year was approximately $13,000. Additional information on the City’s capital assets can be found in Note 5 of this report. City of North Augusta's Capital Assets (net of depreciation)2021 2020 2021 2020 2021 2020 Land 10,330,391$    10,330,391$    824,058$       824,058$       11,154,449$    11,154,449$     Land improvements 11,133,771      11,556,192      85,085            88,631            11,218,856      11,644,823       Right‐of‐way and easements 4,055,316         3,734,521         62,760            62,760            4,118,076         3,797,281          Buildings 86,707,183      89,222,891      18,803,391    19,488,632    105,510,574    108,711,523     Machinery and equipment 1,358,609         1,231,042         1,161,698      1,130,870      2,520,307         2,361,912          Furniture and fixtures 29,469               57,639               ‐                   ‐                   29,469               57,639                Vehicles 3,070,044         3,390,922         1,412,801      1,045,635      4,482,845         4,436,557          Infrastructure 15,335,129      14,517,866      ‐                   ‐                   15,335,129      14,517,866       System improvements ‐                     ‐                     57,281,584    56,999,000    57,281,584      56,999,000       PSA capital ‐                     ‐                     1,608,739      1,670,720      1,608,739         1,670,720          Construction in progress 2,823,366         718,566            ‐                   ‐                   2,823,366         718,566                  Total Capital Assets 134,843,278$  134,760,030$  81,240,116$ 81,310,306$ 216,083,394$  216,070,336$   Governmental Activities Business‐type Activities Total Major capital asset events during the current fiscal year included the following:  Various projects related to streets, sidewalks, and storm drainage totaling $2,807,424.  Over $530,000 of water and sewer capital assets were added by developers and contributed to the City.  Completed design and commenced construction on Public Safety Station I and continued design of Public Safety Headquarters totaling $1,850,381.  Purchase of various vehicles, machinery, and equipment for all departments totaling $1,698,719 with a portion financed from capital lease proceeds.  Water and sewer related infrastructure improvements totaling $95,388. Long-term Debt. At the end of the current fiscal year, the City had total bonded debt outstanding of $95,453,000. The City’s debt represents bonds secured solely by specified revenue sources. 12 City of North Augusta's Outstanding Debt 2021 2020 2021 2020 2021 2020 Revenue bonds 68,085,000$  68,825,000$        17,118,000$     18,091,831$        85,203,000$ 86,916,831$         General obligation bonds 10,250,000    10,250,000          ‐                       ‐                         10,250,000    10,250,000           Capital leases 2,145,743      1,412,082            1,617,813          1,287,722            3,763,556      2,699,804                  Total Outstanding Debt 80,480,743$  80,487,082$        18,735,813$     19,379,553$        99,216,556$ 99,866,635$         Governmental Activities Buisness‐type Activities Total The City’s total debt outstanding decreased by ($650,079) during the current fiscal year. This net decrease was attributed to due to scheduled debt service payments during 2021. The City maintains an “A1” rating from Moody’s Investors Service for the taxable Series 2017B revenue bond reported in governmental activities. The City’s revenue bonds for business type activities were private issues and therefore not rated. The City’s debt coverage ratio increased to 2.80 in 2021. The City issued a refunding bond in April 2021 for the Water and Wastewater Systems. These proceeds were used to refund two SC Drinking Water Revolving Loans. The City’s bond covenants require coverage of 1.25 to issue additional bonds. Please refer to the pledged-revenue bond coverage table at the back of this report for additional information regarding the City’s revenue bond coverage. Other long-term debt at the end of the current fiscal year included $3,763,556 in capital leases for equipment and vehicles and other long-term liabilities related to compensated absences as well as net pension liability totaled $23,914,075 (not presented in the table above). Additional information regarding the City’s capitalized lease obligations and long-term debt and other long-term liabilities can be found in Notes 6 and 7 of this report. State statutes limit the amount of general obligation debt a governmental entity may issue, without a referendum, to 8 percent of its total assessed valuation. The current debt limitation for the City is $12,373,671. Additional information is available on the City’s legal debt margin in the statistical section of this report. Economic Factors and Next Year’s Budgets and Rates 2021 has been a year of recovery both nationwide and for North Augusta. The outbreak of COVID-19 that previously impacted City revenue streams, specifically in the areas of parks, recreation, and tourism, has begun to rebound as mandates and restrictions were removed and people have become comfortable returning to normal activities. The following economic factors currently affect the City and were considered in developing the 2022 fiscal year budget:  During the past ten years, Aiken County’s unemployment rate has fluctuated from 9.1 percent in 2011, decreasing to 2.8 percent during 2019, and then increasing to 3.4 percent for 2021.  The value of a mill has increased over 60 percent during the past ten years reflective of the growth in the City’s tax digest. The millage rate for the 2021 budget was 73.50 with 1.50 mills dedicated for the Capital Projects Fund. The millage rate included for preparing the 2022 budget is 73.50 with 3.30 mills dedicated for the Capital Projects Fund as part of a bond rating improvement initiative.  Implementation of 4 percent cost of living increases as well as fund all positions on-grade adjustments.  Increases are expected in health insurance premiums, as well as pension and other employee benefit costs.  Income producing activities to include recreational sports, facility rentals, and tournaments to be included with minimal budget impact. 13  Rates to increase for commercial sanitation services to pass through cost increases from Aiken County. Rates remain stable for other business type activities. All of these factors were considered in preparing the City’s general fund budget for the 2022 fiscal year. Amounts available for appropriation are $20.73 million, an increase of 7.59 percent, over the final fiscal year budget of $19.26 million. The City’s budgetary balance is expected to remain relatively stable during 2022 with opportunities to bring non-critical projects online. As for the City’s business type activities, we expect future results to remain stable in 2022. Good business practices require these services to charge fees that sufficiently recover costs associated with providing the service. The City continues to maintain a competitive rate structure. Additional information related to the local economy can be found in the transmittal letter of this report. Request for Information The financial report is designed to provide a general overview of the City’s finances for all those with an interest in the government’s finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to the Finance Department, City of North Augusta, P.O. Box 6400, North Augusta, SC 29861-6400. 14 Primary Government Governmental Business-type Activities Activities Total ASSETS Cash and cash equivalents $ 34,600,823 $ 12,250,017 $ 46,850,840 Taxes receivable 177,001 - 177,001 Accounts receivable, net of allowances 1,009,898 1,529,283 2,539,181 Due from other governments 15,944 - 15,944 Inventories - 253,163 253,163 Restricted cash and cash equivalents 1,832,287 8,539,447 10,371,734 Capacity rights, net of accumulated amortization - 15,981 15,981 Capital assets: Non-depreciable 17,209,073 886,818 18,095,891 Depreciable, net of accumulated depreciation 117,634,205 80,353,298 197,987,503 Total assets 172,479,231 103,828,007 276,307,238 DEFERRED OUTFLOWS OF RESOURCES Pension 2,205,652 1,182,727 3,388,379 Total deferred outflows of resources 2,205,652 1,182,727 3,388,379 LIABILITIES Accounts payable 1,614,206 638,555 2,252,761 Retainage payable 158,464 - 158,464 Accrued liabilities 516,584 96,880 613,464 Unearned revenues 5,957,216 385,672 6,342,888 Accrued interest payable 591,392 - 591,392 Other liabilities 70,217 - 70,217 Payable from restricted resources: Accrued interest payable - 70,721 70,721 Customer deposits - 599,690 599,690 Long-term liabilities: Due within one year 3,651,856 1,979,316 5,631,172 Due in more than one year 77,610,996 17,071,922 94,682,918 Other long-term liabilities due in more than one year: Net pension liability 14,150,734 8,665,807 22,816,541 Total liabilities 104,321,665 29,508,563 133,830,228 DEFERRED INFLOWS OF RESOURCES Pension 3,489,930 1,285,845 4,775,775 Total deferred inflows of resources 3,489,930 1,285,845 4,775,775 NET POSITION Net investment in capital assets 54,204,071 62,504,303 116,708,374 Restricted for: Victims assistance 123,331 - 123,331 Public safety - fire division 137,432 - 137,432 Operations - Savannah Bluff Lock and Dam - 541,792 541,792 Capital projects 14,157,523 - 14,157,523 Special projects 5,368,126 - 5,368,126 Debt service - 7,939,757 7,939,757 Unrestricted (7,117,195) 3,230,474 (3,886,721) Total net position $ 66,873,288 $ 74,216,326 $ 141,089,614 CITY OF NORTH AUGUSTA, SOUTH CAROLINA STATEMENT OF NET POSITION DECEMBER 31, 2021 The accompanying notes are an integral part of these financial statements. 15 Program RevenuesOperating CapitalCharges for Grants and Grants and Governmental Business-typeFunctions/ProgramsExpensesServicesContributions Contributions ActivitiesActivitiesTotalPrimary government: Governmental activities: General government $ 8,020,594 $ 6,868,596 $ 885,032 $ - $ (266,966) $ - $ (266,966) Public safety 8,713,621 895,682 75,846 - (7,742,093) - (7,742,093) Public works 2,952,922 93,392 - 2,199,191 (660,339) - (660,339) Parks, recreation and tourism 4,197,184 2,158,381 - - (2,038,803) - (2,038,803) Interest and fiscal charges on long-term debt 3,347,376 - - - (3,347,376) - (3,347,376) Total governmental activities 27,231,697 10,016,051 960,878 2,199,191 (14,055,577) - (14,055,577) Business-type activities: Water and wastewater10,164,461 11,159,227 - 537,983 - 1,532,749 1,532,749 Sanitation 4,479,166 4,791,306 - 668 - 312,808 312,808 Stormwater utility883,357 837,701 - 793,730 - 748,074 748,074 Savannah Bluff Lock and Dam 133,970 - - - - (133,970) (133,970) Total business-type activities 15,660,954 16,788,234 - 1,332,381 - 2,459,661 2,459,661 Total primary government $ 42,892,651 $ 26,804,285 $ 960,878 $ 3,531,572 (14,055,577) 2,459,661 (11,595,916) General revenues:Ad valorem property taxes11,382,532 - 11,382,532 Capital projects sales tax 1,770,110 - 1,770,110 Local hospitality and accommodation tax 2,385,218 - 2,385,218 Interest earned62,950 35,498 98,448 Gain on sale of capital assets- 95,281 95,281 Miscellaneous1,329,329 699,919 2,029,248 Transfers1,218,817 (1,218,817) - Total general revenues and transfers 18,148,956 (388,119) 17,760,837 Change in net position4,093,379 2,071,542 6,164,921 Net position, beginning of year62,779,909 72,144,784 134,924,693 Net position, end of year $ 66,873,288 $ 74,216,326 $ 141,089,614 Net (Expenses) Revenues and Changes in Net PositionPrimary GovernmentCITY OF NORTH AUGUSTA, SOUTH CAROLINASTATEMENT OF ACTIVITIES FOR THE YEAR ENDED DECEMBER 31, 2021The accompanying notes are an integral part of these financial statements. 16 Total Governmental Governmental Funds Funds ASSETS Cash and cash equivalents $ 7,648,463 $ 9,819,379 $ 2,228,061 $ 359,431 $ 2,457,527 $ 5,937,190 $ 6,150,772 $ 34,600,823 Taxes receivable, net of allowances 177,001 - - - - - - 177,001 Accounts receivable 343,700 - 642,000 - 24,198 - - 1,009,898 Intergovernmental receivables 11,191 - - - - - 4,753 15,944 Restricted cash and cash equivalents - 1,832,287 - - - - - 1,832,287 Total assets $ 8,180,355 $ 11,651,666 $ 2,870,061 $ 359,431 $ 2,481,725 $ 5,937,190 $ 6,155,525 $ 37,635,953 LIABILITIES Accounts payable $ 1,320,814 $ 493 $ 15,255 $ - $ 32,457 $ - $ 245,187 $ 1,614,206 Retainage payable - - - - - - 158,464 158,464 Accrued liabilities 516,584 - - - - - - 516,584 Unearned revenues 21,671 - - - - 5,935,545 - 5,957,216 Other accrued liabilities 70,217 - - - - - - 70,217 Total liabilities 1,929,286 493 15,255 - 32,457 5,935,545 403,651 8,316,687 DEFERRED INFLOWS OF RESOURCES Unavailable revenue - property taxes 168,387 - - - - - - 168,387 Total deferred inflows of resources 168,387 - - - - - - 168,387 FUND BALANCES Restricted: Capital projects - 11,651,173 - - - - 2,506,350 14,157,523 Victim's assistance 123,331 - - - - - - 123,331 Public safety - fire division - - - - - - 137,432 137,432 Special projects - - - 359,431 2,449,268 1,645 2,557,782 5,368,126 Committed: Capital projects 2,834,351 - 2,746,392 - - - 544,155 6,124,898 Parks, recreation and tourism - - 12,994 - - - - 12,994 Housing and development - - 95,420 - - - - 95,420 Assigned: Capital projects - - - - - - 6,155 6,155 Unassigned 3,125,000 - - - - - - 3,125,000 Total fund balances 6,082,682 11,651,173 2,854,806 359,431 2,449,268 1,645 5,751,874 29,150,879 Total liabilities, deferred inflows of resources, and fund balances $ 8,180,355 $ 11,651,666 $ 2,870,061 $ 359,431 $ 2,481,725 $ 5,937,190 $ 6,155,525 $ 37,635,953 ARPA Fund Capital Projects CITY OF NORTH AUGUSTA, SOUTH CAROLINA BALANCE SHEET GOVERNMENTAL FUNDS DECEMBER 31, 2021 NonmajorNorth AugustaTax Public Facilities Corporation Fund Capital Projects Fund General Sales Tax IV FundFund Increment Fund The accompanying notes are an integral part of these financial statements. 17 Fund balances, end of year $ 29,150,879 134,843,278 168,387 2,205,652 Compensated absences $ (782,109) Installment purchase revenue bonds (78,335,000) Capital leases (2,145,743) Net pension liability (14,150,734) Total long-term liabilities (95,413,586) (591,392) Net position of governmental activities, end of year $ 66,873,288 RECONCILIATION OF THE GOVERNMENTAL FUNDS BALANCE SHEET TO THE STATEMENT OF NET POSITION CITY OF NORTH AUGUSTA, SOUTH CAROLINA Amounts reported for governmental activities in the Statement of Net Position are different because: Interest on long-term debt is not accrued in governmental funds, but rather is recognized as an expenditure when due. DECEMBER 31, 2021 Capital assets used in governmental activities are not financial resources and, therefore, are not reported in the funds. Other long term assets are not available to pay for current period expenditures and, therefore, are reported as unavailable revenue in the funds. These amounts are: Long-term liabilities are not due and payable in the current period and, therefore, are not reported in the funds. Deferred outflows of resources related to the recording of the net pension liability are recognized as expense over time and, therefore, are not reported in the funds. Deferred inflows of resources related to the recording of the net pension liability are not due and payable in the current period and, therefore, are not reported in the funds. (3,489,930) The accompanying notes are an integral part of these financial statements. 18 Nonmajor Total General Governmental Governmental Fund Funds Funds Revenues: Ad valorem property taxes $ 8,153,505 $- $ 187,939 $3,878,726 $- $ - $ - $ 12,220,170 Sales taxes - 1,770,110 - - - - - 1,770,110 Local hospitality and accommodations taxes - - - - - - 2,385,218 2,385,218 Licenses and permits 6,868,596 - - - - - - 6,868,596 Intergovernmental 796,928 - - - 154,334 - 216,946 1,168,208 Charges for services 1,660,961 - - - 632,060 - - 2,293,021 Fines and forfeitures 854,434 - - - - - - 854,434 Interest earnings 22,350 12,608 4,498 5,221 3,254 1,645 13,374 62,950 Miscellaneous 1,005,451 - 44,759 - - - 124,785 1,174,995 Total revenues 19,362,225 1,782,718 237,196 3,883,947 789,648 1,645 2,740,323 28,797,702 Expenditures: Current: General government 5,423,652 - 170,601 - 254,892 - - 5,849,145 Public safety 7,937,565 - 1,221 - - - 47,392 7,986,178 Public works 1,551,787 - - - - - 1,690 1,553,477 Parks, recreation and tourism 2,962,103 - - - - - 391,150 3,353,253 Capital outlay 600,448 338,244 211,546 - - - 2,137,409 3,287,647 Debt service: Capital lease payments 602,220 - 99,918 - - - - 702,138 Principal retirement - - - - 739,968 - - 739,968 Interest and fiscal charges - 121,975 - - 3,203,394 - - 3,325,369 Total expenditures 19,077,775 460,219 483,286 - 4,198,254 - 2,577,641 26,797,175 Excess (deficiency) of revenues over (under) expenditures 284,450 1,322,499 (246,090) 3,883,947 (3,408,606) 1,645 162,682 2,000,527 Other financing sources (uses): Issuance of capital lease 601,860 - 803,266 - - - - 1,405,126 Transfers in 1,387,607 - - - 4,716,238 - - 6,103,845 Transfers out - - (110,113) (3,566,238) - - (1,211,010) (4,887,361) Total other financing sources (uses) 1,989,467 - 693,153 (3,566,238) 4,716,238 - (1,211,010) 2,621,610 Net change in fund balances 2,273,917 1,322,499 447,063 317,709 1,307,632 1,645 (1,048,328) 4,622,137 Fund balances, beginning of year 3,808,765 10,328,674 2,407,743 41,722 1,141,636 - 6,800,202 24,528,742 Fund balances, end of year $ 6,082,682 $ 11,651,173 $ 2,854,806 $ 359,431 $ 2,449,268 $ 1,645 $ 5,751,874 $ 29,150,879 CITY OF NORTH AUGUSTA, SOUTH CAROLINA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2021 ARPA FundFund Sales Tax IV Capital Projects Capital Projects Fund North Augusta Public Facilities Corporation Fund Increment Fund Tax The accompanying notes are an integral part of these financial statements.19 CITY OF NORTH AUGUSTA, SOUTH CAROLINA RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES FOR THE YEAR ENDED DECEMBER 31, 2021 Net change in fund balances - total governmental funds $ 4,622,137 Governmental funds report capital outlays as expenditures. However, in the Statement of Activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. This is the amount by which depreciation exceeded capital outlays in the current period. Capital outlays $ 3,287,647 Depreciation expense (5,405,923) (2,118,276) The net effect of various miscellaneous transactions involving capital assets (i.e. sales, trade-ins, transfers, and donations) is to increase net position.2,201,524 Revenues in the Statement of Activities that do not provide current financial resources are not reported as revenues in the funds.(890,634) Issuance of capital lease $ (1,405,126) Repayment of the principal of long-term debt 1,411,465 6,339 Some expenses reported in the Statement of Activities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds. Compensated absences $ (65,194) Accrued interest on long-term debt 8,634 Net pension liability 328,849 272,289 Change in net position of governmental activities $ 4,093,379 Amounts reported for governmental activities in the statement of activities are different because: The issuance of long-term debt provides current financial resources to governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net position. Also, governmental funds report the effect of premiums, discounts, and similar items when debt is first issued, whereas these amounts are deferred and amortized in the Statement of Activities. This amount is the net effect of these differences in the treatment of long-term debt and related items. The accompanying notes are an integral part of these financial statements. 20 Revenues: Ad valorem property taxes $ 7,796,050 $ 7,796,050 $ 8,153,505 $ 357,455 Licenses and permits 6,211,481 6,211,481 6,868,596 657,115 Fines and forfeitures 1,120,000 1,120,000 854,434 (265,566) Charges for services 1,105,915 1,105,915 1,660,961 555,046 Intergovernmental 799,758 799,758 796,928 (2,830) Interest earnings 51,962 51,962 22,350 (29,612) Miscellaneous 811,260 811,260 1,005,451 194,191 Total revenues 17,896,426 17,896,426 19,362,225 1,465,799 Expenditures: Current: General government 5,848,778 5,848,778 5,423,652 425,126 Public safety 8,365,246 8,365,246 7,937,565 427,681 Public works 1,591,721 1,591,721 1,551,787 39,934 Parks, recreation and tourism 2,744,580 2,744,580 2,962,103 (217,523) Capital outlay 66,450 66,450 600,448 (533,998) Capital lease payments 646,323 646,323 602,220 44,103 Total expenditures 19,263,098 19,263,098 19,077,775 185,323 Excess (deficiency) of revenues over (under) expenditures (1,366,672) (1,366,672) 284,450 1,651,122 Other financing sources: Issuance of capital lease - - 601,860 601,860 Transfers in 1,366,672 1,366,672 1,387,607 20,935 Total other financing sources 1,366,672 1,366,672 1,989,467 622,795 Net change in fund balances - - 2,273,917 2,273,917 Fund balances, beginning of year 3,808,765 3,808,765 3,808,765 - Fund balances, end of year $ 3,808,765 $ 3,808,765 $ 6,082,682 $ 2,273,917 Budget Variance with Final BudgetOriginalFinalActual CITY OF NORTH AUGUSTA, SOUTH CAROLINA GENERAL FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FOR THE YEAR ENDED DECEMBER 31, 2021 The accompanying notes are an integral part of these financial statements. 21 Wastewater Sanitation Savannah Bluff System Services Fund Lock and Dam ASSETS CURRENT ASSETS Cash and cash equivalents $ 6,531,413 $ 4,117,994 $ 1,056,818 $ 543,792 $ 12,250,017 Accounts receivable, net of allowances 1,517,500 11,783 - - 1,529,283 Inventory 253,163 - - - 253,163 Restricted cash and cash equivalents 8,539,447 - - - 8,539,447 Total current assets 16,841,523 4,129,777 1,056,818 543,792 22,571,910 NONCURRENT ASSETS Service rights, net of accumulated amortization 15,981 - - - 15,981 Capital assets: Non-depreciable 610,607 91,235 184,976 - 886,818 Depreciable, net of accumulated depreciation 71,282,615 2,392,677 6,678,006 - 80,353,298 Total noncurrent assets 71,909,203 2,483,912 6,862,982 - 81,256,097 Total assets 88,750,726 6,613,689 7,919,800 543,792 103,828,007 DEFERRED OUTFLOWS OF RESOURCES Pensions 590,156 495,193 97,378 - 1,182,727 Total deferred outflows of resources 590,156 495,193 97,378 - 1,182,727 LIABILITIES CURRENT LIABILITIES Accounts payable 528,251 103,304 5,000 2,000 638,555 Accrued liabilities 48,576 37,884 10,420 - 96,880 Customer deposits 599,690 - - - 599,690 Accrued vacation 157,979 120,745 36,701 - 315,425 Accrued interest payable 59,030 10,876 815 - 70,721 Current portion of revenue bonds payable 1,085,000 - - - 1,085,000 Current portion of capital leases payable 210,672 342,547 25,672 - 578,891 Total current liabilities 2,689,198 615,356 78,608 2,000 3,385,162 NONCURRENT LIABILITIES Revenue bonds payable, net of current portion 16,033,000 - - - 16,033,000 Capital leases payable, net of current portion 350,589 659,101 29,232 - 1,038,922 Net pension liability 4,494,313 3,523,395 648,099 - 8,665,807 Unearned revenue 385,672 - - - 385,672 Total noncurrent liabilities 21,263,574 4,182,496 677,331 - 26,123,401 Total liabilities 23,952,772 4,797,852 755,939 2,000 29,508,563 DEFERRED INFLOWS OF RESOURCES Pensions 637,633 510,166 138,046 - 1,285,845 Total deferred inflows of resources 637,633 510,166 138,046 - 1,285,845 NET POSITION Net investment in capital assets 54,213,961 1,482,264 6,808,078 - 62,504,303 Restricted for debt service 7,939,757 - - - 7,939,757 Restricted for operations - - - 541,792 541,792 Unrestricted 2,596,759 318,600 315,115 - 3,230,474 Total net position $ 64,750,477 $ 1,800,864 $ 7,123,193 $ 541,792 $ 74,216,326 Stormwater Utility Fund CITY OF NORTH AUGUSTA, SOUTH CAROLINA STATEMENT OF NET POSITION PROPRIETARY FUNDS DECEMBER 31, 2021 Enterprise Fund Nonmajor Enterprise Funds Total Water and The accompanying notes are an integral part of these financial statements. 22 Wastewater Sanitation Savannah Bluff System Services Fund Lock and Dam OPERATING REVENUES Charges for services and fees $11,135,712 $4,654,908 $ 837,701 $- $16,628,321 Sale of recyclables - 136,398 - - 136,398 Miscellaneous 589,789 89,212 20,918 - 699,919 Total operating revenues 11,725,501 4,880,518 858,619 - 17,464,638 OPERATING EXPENSES Finance 655,961 - - - 655,961 Administration 466,167 - - - 466,167 Operations and maintenance 5,446,576 2,340,874 594,041 133,970 8,515,461 Production and treatment 1,541,516 - - - 1,541,516 Material recovery facility - 1,530,433 - - 1,530,433 Depreciation and amortization 1,622,712 564,405 286,988 - 2,474,105 Total operating expenses 9,732,932 4,435,712 881,029 133,970 15,183,643 Operating income (loss) 1,992,569 444,806 (22,410) (133,970) 2,280,995 NONOPERATING REVENUES (EXPENSES) Interest income 25,822 6,978 1,928 770 35,498 Gain (loss) on sale of property (420) 95,701 - - 95,281 Interest expense and fiscal charges (349,250) (43,454) (2,328) - (395,032) Bond Issuance (84,612) (84,612) Intergovernmental 23,515 - - - 23,515 Total nonoperating revenues (expenses), net (384,945) 59,225 (400) 770 (325,350) Income (loss) before capital contributions and transfers 1,607,624 504,031 (22,810) (133,200) 1,955,645 CAPITAL CONTRIBUTIONS 537,983 668 793,730 - 1,332,381 TRANSFERS Transfers in 22,805 8,095 1,993 - 32,893 Transfers out (835,547) (386,506) (27,324) - (1,249,377) Total transfers (812,742) (378,411) (25,331) - (1,216,484) Change in net position 1,332,865 126,288 745,589 (133,200) 2,071,542 Total net position, beginning of year 63,417,612 1,674,576 6,377,604 674,992 72,144,784 Total net position, end of year $64,750,477 $1,800,864 $ 7,123,193 $541,792 $74,216,326 Utility Fund CITY OF NORTH AUGUSTA, SOUTH CAROLINA FOR THE YEAR ENDED DECEMBER 31, 2021 STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET POSITION PROPRIETARY FUNDS Stormwater Nonmajor Enterprise Fund Total Enterprise Funds Water and The accompanying notes are an integral part of these financial statements. 23 Wastewater Sanitation Savannah Bluff System Services Fund Lock and Dam CASH FLOWS FROM OPERATING ACTIVITIES Receipts from customers and users $ 11,671,209 $ 5,254,509 $ 858,619 $- $ 17,784,337 Payments to suppliers (5,541,360) (1,826,538) (214,036) (131,970) (7,713,904) Payments to employees (2,550,322) (2,093,046) (460,346) - (5,103,714) Net cash provided by (used in) operating activities 3,579,527 1,334,925 184,237 (131,970) 4,966,719 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Transfers in 22,805 8,095 1,993 - 32,893 Transfers out (835,547) (386,506) (27,324) - (1,249,377) Net cash used in noncapital financing activities (812,742) (378,411) (25,331) - (1,216,484) CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Purchases of capital assets (310,123) (692,275) (75,657) - (1,078,055) Proceeds from the sale of capital assets 8,601 95,701 - - 104,302 Proceeds from the issuance of revenue bonds 17,689,000 - - - 17,689,000 Proceeds from the issuance of capital leases 216,865 716,953 31,275 - 965,093 Principal paid on revenue bonds (18,662,831) - - - (18,662,831) Principal paid on capital leases (215,789) (394,186) (25,027) - (635,002) Bond issuance costs (84,612) - - - (84,612) Capital grants received 23,515 - - - 23,515 Interest and agent fees paid (346,185) (43,454) (2,573) - (392,212) Net cash used in capital and related financing activities (1,681,559) (317,261) (71,982) - (2,070,802) CASH FLOWS FROM INVESTING ACTIVITIES Interest received 25,822 6,978 1,928 770 35,498 Net cash provided by investing activities 25,822 6,978 1,928 770 35,498 Net change in cash and cash equivalents 1,111,048 646,231 88,852 (131,200) 1,714,931 Cash and cash equivalents, beginning of year 13,959,812 3,471,763 967,966 674,992 19,074,533 Cash and cash equivalents, end of year $ 15,070,860 $ 4,117,994 $ 1,056,818 $ 543,792 $ 20,789,464 Classified as: Cash and cash equivalents $ 6,531,413 $ 4,117,994 1,056,818 $ 543,792 $ 12,250,017 Restricted assets, cash 8,539,447 - - - 8,539,447 $ 15,070,860 $ 4,117,994 $ 1,056,818 $ 543,792 $ 20,789,464 (Continued) Utility Fund Enterprise Funds Water and Stormwater Enterprise Fund Total CITY OF NORTH AUGUSTA, SOUTH CAROLINA STATEMENT OF CASH FLOWS PROPRIETARY FUNDS FOR THE YEAR ENDED DECEMBER 31, 2021 Nonmajor 24 Wastewater Sanitation Savannah Bluff System Services Fund Lock and Dam RECONCILIATION OF OPERATING INCOME (LOSS) TO NET CASH PROVIDED BY (USED IN) OPERATING ACTIVITIES Operating income (loss)$ 1,992,569 $ 444,806 $ (22,410) $ (133,970) $ 2,280,995 Adjustments to reconcile operating income (loss) to net cash provided by (used in) operating activities: Depreciation and amortization 1,622,712 564,405 286,988 - 2,474,105 Changes in assets and liabilities: (Increase) decrease in accounts receivable (30,777) 373,991 - - 343,214 Increase in inventory (36,850) - - - (36,850) Increase in deferred outflow of resources (1,006) (781) (224) - (2,011) Increase (decrease) in accounts payable 67,696 (17,248) (77,681) 2,000 (25,233) Increase in accrued liabilities 19,627 244 6,301 - 26,172 Increase in customer deposits 8,299 - - - 8,299 Decrease in unearned revenue (23,515) - - - (23,515) Decrease in net pension liability (504,538) (392,165) (112,374) - (1,009,077) Increase in deferred inflows or resources 465,310 361,673 103,637 - 930,620 Net cash provided by (used in) operating activities $ 3,579,527 $ 1,334,925 $ 184,237 $ (131,970) $ 4,966,719 SCHEDULE OF NON-CASH CAPITAL AND RELATED FINANCING ACTIVITIES Contributions of capital assets $ 537,983 $668 $ 793,730 $- $ 1,332,381 Contributions of capital assets to other funds (3,001) - - - (3,001) $ 534,982 $668 $ 793,730 $- $ 1,329,380 Utility Fund Enterprise Funds Water and PROPRIETARY FUNDS FOR THE YEAR ENDED DECEMBER 31, 2021 Stormwater Nonmajor Enterprise Fund Total CITY OF NORTH AUGUSTA, SOUTH CAROLINA STATEMENT OF CASH FLOWS 25 CITY OF NORTH AUGUSTA, SOUTH CAROLINA NOTES TO FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2021 NOTE 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES A. Description of Government-wide Financial Statements The government-wide financial statements (i.e., the Statement of Net Position and the Statement of Activities) report information on all of the activities of the primary government and its component units. Governmental activities, which normally are supported by taxes, intergovernmental revenues, and other nonexchange transactions, are reported separately from business-type activities, which rely to a significant extent, on fees and charges to external customers for support. Likewise, the primary government is reported separately from certain legally separate component units for which the primary government is financially accountable. B. Financial Reporting Entity The City of North Augusta, South Carolina (the “City”) (the primary government) was officially incorporated on April 11, 1906. The City has a Mayor-Council form of government. City Council is composed of seven members elected at large on a partisan basis. City Council is the legally constituted law-making and policy-making body for the City. The reporting entity of the City, for financial purposes, includes all the funds relevant to the operations of the City of North Augusta, South Carolina. The City is also required to include in its financial statements those separately administered organizations (component units) with which the City has significant operation or financial relationships. The criteria for including organizations as component units within the City’s reporting entity include whether the organization is legally separate and whether the City holds the corporate powers, whether the City appoints a majority of the organization’s board and is able to impose its will, and the ability of the organization to impose a financial benefit or burden on the City (“financial accountability”). Blended Component Unit – The North Augusta Public Facilities Corporation (the “Corporation”) was established by the City on December 2, 2014, primarily to issue debt related to construction and maintenance of buildings that are to be leased by the City. The Corporation is a legally separate nonprofit organization. The Corporation is governed by a five-member board of directors comprised of the City’s Mayor and four City citizens. The City’s Clerk and Finance Director serve as the respective Secretary and Treasurer of the Corporation. The City has determined it is financially accountable for the Corporation, and the Corporation’s outstanding debt is expected to be repaid entirely with resources of the City. Based on these factors, management has determined the Corporation is appropriately presented as a blended component unit in the City’s financial statements. The Corporation is reported as a debt service fund and does not issue separate financial statements. 26 NOTES TO FINANCIAL STATEMENTS NOTE 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) C. Measurement Focus, Basis of Accounting, and Financial Statement Presentation Government-wide and Fund Financial Statements – The City government-wide financial statements include a Statement of Net Position and a Statement of Activities. These statements present summaries of governmental and business-type activities for the City accompanied by a total column. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent, on fees and charges for support. The Statement of Activities demonstrates the degree to which the direct expenses of a given function or segment are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include 1) charges to customers or applicants who purchase, use or directly benefit from goods, services, or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. Separate financial statements are provided for governmental funds and proprietary funds. Major individual funds are reported as separate columns in the fund financial statements. The government-wide financial statements are presented on an economic resources measurement focus and the accrual basis of accounting. Accordingly, all of the City’s assets and liabilities, including capital assets, as well as infrastructure assets and long-term liabilities, are included in the accompanying Statement of Net Position. The Statement of Activities presents changes in net position. Under the accrual basis of accounting, revenues are recognized in the period in which they are earned while expenses are recognized in the period in which the liability is incurred. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the City considers revenues to be available if they are collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. 27 NOTES TO FINANCIAL STATEMENTS NOTE 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) C. Measurement Focus, Basis of Accounting, and Financial Statement Presentation (Continued) The primary revenue sources, which have been treated as susceptible to accrual by the City, are property tax, sales tax, intergovernmental revenues and other taxes. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the City. The City reports the following major governmental funds: General Fund – This is the City’s general operating fund. It accounts for all financial resources, except those required to be accounted for in another fund. Capital Projects Sales Tax IV Fund – This fund is used to account for the receipt and disbursement of money from the county-wide capital project sales tax. Capital Projects Fund – This fund is used to account for the acquisition and construction of major capital items other than those financed by proprietary funds and trust funds. TIF Fund – This fund is used to account for the receipt of property taxes assessed and levied in the tax increment financing district. North Augusta Public Facilities Fund – This fund represents the activities of the North Augusta Public Facilities Corporation, a blended component unit, as previously discussed at the beginning of Note 1. ARPA Fund – This fund is used to account for the receipt of the Coronavirus State and Local Fiscal Recovery Fund (SLFRF) allocation from the State of South Carolina as appropriated by the American Rescue Plan Act of 2021 as well as to account for the disbursement of funds for general government services and infrastructure projects as allowed under the U.S. Department of Treasury's Final Rule. Proprietary funds are accounted for using the economic resources measurement focus and the accrual basis of accounting. Accordingly, all assets and liabilities (whether current or non-current) are included on the Statement of Net Position. The Statement of Revenues, Expenses, and Changes in Net Position present increases (revenues) and decreases (expenses) in total net position. Under the accrual basis of accounting, revenues are recognized in the period in which they are earned while expenses are recognized in the period in which the liability is incurred. 28 NOTES TO FINANCIAL STATEMENTS NOTE 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) C. Measurement Focus, Basis of Accounting, and Financial Statement Presentation (Continued) Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund’s principal ongoing operations. Operating expenses for the proprietary funds include the cost of sales and services, administrative expenses and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. For the City’s proprietary funds, the intent of the governing body is that the costs (expenses including depreciation) of providing goods or services to the general public on a continuing basis be financed or recovered primarily through user charges. The City reports the following major proprietary funds: Water and Wastewater Fund – This fund is used to account for waterworks and wastewater system operations that are financed and operated in a manner similar to private business enterprises. Sanitation Services Fund – This fund is used to account for sanitation and recycling operations that are financed and operated in a manner similar to private business enterprises. Stormwater Utility Fund – This fund is used to account for improvements to stormwater runoff infrastructure that are financed and operated in a manner similar to private business enterprises. Interfund Transactions – Interfund transactions consisting of identified services performed for other funds or costs billed to other funds are treated as expenditures in the fund receiving the services and as a reimbursement reducing expenditures in the fund performing the service. Outstanding balances resulting from transactions between funds are reported as “due to/due from other funds.” Any residual balances between the governmental and the business-type activities are reported on the government-wide financial statements as “internal balances.” Estimates – The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America (U.S. GAAP) requires management to make estimates and assumptions that affect certain reported amounts and disclosures. 29 NOTES TO FINANCIAL STATEMENTS NOTE 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) D. Budgets and Budgetary Accounting The City follows these procedures in establishing the budgetary data reflected in the financial statements.  Prior to October 1, the City Administrator submits to the City Council a proposed operating budget for the fiscal year commencing the following January 1. The operating budget includes proposed expenditures and expenses and the means of financing them.  Public hearings are conducted to obtain taxpayer comments.  Prior to January 1, the budget is legally enacted through passage of an ordinance.  Transfer of budgeted amounts between functional areas must be approved by the City Council. However, the City Administrator can amend the budget at the line item or department level, within a functional area, not to exceed $5,000. Management can also over-expend appropriations, with the City Administrator’s approval, at the line item and department level, as long as the total expenditures or expenses do not exceed appropriations of the functional area.  Formal budgetary integration is employed as a management control device. A budget is legally adopted annually for the General Fund on a basis consistent with U.S. GAAP.  Annual budgets are not adopted for the Special Revenue Funds or the Capital Projects Funds. These funds budget on a project or activity basis instead of an annual operating cycle basis. Budgets for the enterprise funds are legally adopted annually on a basis consistent with U.S. GAAP except that depreciation is not a budgeted item.  Budgeted amounts are as originally adopted or as amended by the City Council or the City Administrator. There were no individual amendments to the original appropriations, which were adopted and consisted of transferring amounts within departmental accounts. No supplemental appropriations were necessary during the year.  The City employs the use of encumbrance accounting during the year. All encumbrances lapse at the end of the year.  Unexpended appropriations lapse at the end of the year except that a whole or part of appropriations provided in the budget for capital or betterment outlays of any department or activity remaining unexpended at the close of the fiscal year is held available for the following year. 30 NOTES TO FINANCIAL STATEMENTS NOTE 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) D. Budgets and Budgetary Accounting (Continued) Excess of Expenditures over Appropriations – For the year ended December 31, 2021, expenditures exceeded budget in the General Fund for the following functions: (Over) Under Function Final Budget Actual Budget Current - Public Works 1,591,721$ 1,551,787$ 39,934$ Capital Lease Payments - Public Works 54,085 50,705 3,380 Capital Outlay - Public Works - 45,679 (45,679) Total Public Works 1,645,806 1,648,171 (2,365) Current - Parks, Recreation and Tourism 2,744,580$ 2,962,103$ (217,523)$ Capital Lease Payments - Parks, Recreation and Tourism 12,100 10,463 1,637 Capital Outlay - Parks, Recreation and Tourism 3,000 11,169 (8,169) Total Parks, Recreation and Tourism 2,759,680 2,983,735 (224,055) The over-expenditures for Public Works were due to the purchase of vehicles and equipment with capital lease proceeds. The over-expenditures for Parks, Recreation & Tourism were due to the return of large athletic tournaments as well as the purchase of vehicles and equipment with capital lease proceeds. E. Assets, Liabilities, Deferred Outflow/Inflows of Resources, and Net Position and Fund Balance Cash/Cash Equivalents and Investments – For purposes of the Statement of Cash Flows, the enterprise funds consider all highly-liquid investments (including restricted assets) with a maturity of three months or less when purchased, to be cash equivalents. Investments are stated at fair value. A detailed description of investments is included in Note 2. Receivables – Receivables are shown net of allowances for uncollectible amounts. Uncollectible amounts are estimated based upon past collection experience. Inventory – Inventory in the Water and Wastewater System Fund is valued at cost (first-in, first- out) using the consumption method and consists of supplies used in repairing and maintaining the water and wastewater systems. Restricted Assets – Certain resources set aside for the City’s debt repayment (revenue bonds) are classified as restricted assets on the Statement of Net Position because their use is limited by debt agreements. 31 NOTES TO FINANCIAL STATEMENTS NOTE 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) E. Assets, Liabilities, Deferred Outflow/Inflows of Resources, and Net Position and Fund Balance (Continued) Capital Assets – All purchased capital assets are valued at cost where historical records are available and at an estimated historical cost where no historical records exist. Donated capital assets are valued at their estimated acquisition value on the date received. General infrastructure assets consisting of roadways, storm drainage, sidewalks, etc., constructed, or acquired prior to January 1, 2003, are reported at estimated historical cost using deflated replacement cost. General infrastructure assets constructed or acquired after January 1, 2003, are reported at cost. The City’s policy is to capitalize purchases over $5,000. The costs of normal maintenance and repairs that do not add to the value of assets or materially extend asset lives are not capitalized. Improvements are capitalized and depreciated over the remaining useful lives of the related capital assets, as applicable. Land and construction in progress are not depreciated. Depreciable assets are depreciated using the straight-line method over the following estimated useful lives: Buildings 10 - 40 years Water and wastewater system, structures, and facilities 20 - 75 years Machinery and equipment 3 - 12 years Furniture and fixtures 5 - 12 years Vehicles 5 - 10 years Other assets 20 years PSA capital share - Aiken 40 years Roadways 25 years Compensated Absences – It is the City’s policy to permit employees to accumulate earned but unused vacation and sick pay benefits. There is no liability for unpaid accumulated sick leave since the City does not have a policy to pay any amounts when employees separate from service with the City. All vacation pay is attributable to past service and the employees will be compensated; therefore, the vacation pay is accrued in the government-wide and proprietary fund financial statements. For governmental activities, compensated absences are generally liquidated by the General Fund and are only reported when they are payable to the employee upon resignation or retirement. 32 NOTES TO FINANCIAL STATEMENTS NOTE 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) E. Assets, Liabilities, Deferred Outflow/Inflows of Resources, and Net Position and Fund Balance (Continued) Long-term Obligations – In the government-wide and proprietary funds' financial statements, long- term debt, and other long-term obligations are reported as liabilities. Bond premiums and discounts are deferred and amortized over the life of the bonds using the effective interest method. Bonds payable are reported net of the applicable premium or discount. Bond issuance costs are expensed as they are incurred. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as another financing source. Premiums received are reported as other financing sources, while discounts are reported as other financing uses. Issuance costs, whether or not withheld from debt proceeds received, are reported as debt service expenditures. The City implemented Governmental Accounting Standards Board (GASB) Statement No. 88, Certain Disclosures Related to Debt, including Direct Borrowings and Direct Placements in a prior year and, therefore, includes both long-term debt (such as bonds, notes, and loans) and other long-term liabilities (such as compensated absences, leases payable, and claims and judgements) in their debt disclosures. Refer to Note 7 for disclosures. Deferred Outflows/Inflows of Resources – In addition to assets, the Statement of Net Position reports a separate section for deferred outflows of resources. This separate financial statement element, deferred outflows of resources, represents a consumption of net position that applies to a future period(s) and so will not be recognized as an outflow of resources (expense/expenditure) until then. The City’s deferred outflows consist of pension related items, as further discussed in Note 9. In addition to liabilities, the Statement of Net Position and the Governmental Funds Balance Sheet reports a separate section for deferred inflows of resources. This separate financial statement element, deferred inflows of resources, represents an acquisition of net position or fund balance that applies to a future period(s) and so will not be recognized as an inflow of resources (revenue) until that time. Deferred inflows of resources consist of unavailable revenue and pension related items. The item Unavailable revenue is reported under the modified accrual basis of accounting, is reported in the Governmental Funds Balance Sheet as a deferred inflow of resources. These amounts are deferred and recognized as an inflow of resources in the period that the amounts become available. Certain pension related items, as further discussed in Note 9, are also classified as deferred inflows of resources and are reported on the Statement of Net Position. 33 NOTES TO FINANCIAL STATEMENTS NOTE 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) E. Assets, Liabilities, Deferred Outflow/Inflows of Resources, and Net Position and Fund Balance (Continued) Fund Balance/Net Position – Fund equity in government-wide and proprietary fund financials is classified as net position. Net position is classified as follows: Net Investment in Capital Assets – This classification represents capital assets, net of accumulated depreciation, decreased by the remaining balances of any bonds, notes or other borrowings that are attributable to the acquisition, construction, or improvement of those assets. Restricted – Restricted net positions represents constraints on resources that are either externally imposed by creditors, grantors, contributors, or laws or regulations of other governments or imposed by law through state statute. Unrestricted – Unrestricted net position represents net position that does not meet the definitions of the other classifications. Fund balance is divided into five classifications based primarily on the extent to which the City is bound to observe constraints imposed upon the use of the resources in the governmental funds. The classifications are as follows: Nonspendable – Fund balances are reported as nonspendable when amounts cannot be expended because they are either (1) not in spendable form or (2) legally or contractually required to be maintained intact. Restricted – Fund balances are reported as restricted when there are restrictions imposed on their use either through enabling legislation adopted by the City or through external restrictions imposed by creditors, grantors, contributors, or laws or regulations of other governments or imposed by law through state statute. Committed – Fund balances are reported as committed when they can be used only for a specific purpose pursuant to constraints imposed at the highest level of decision-making authority. The City Council is the highest level of decision-making authority. The City Council can establish, modify, or rescind a fund balance commitment through adoption of a resolution. Assigned – Fund balances are reported as assigned when amounts are constrained by the City Council’s intent to be used for specific purposes but are neither restricted nor committed. The City Administrator, who is appointed by and serves at the pleasure of the City Council, has the authority to assign fund balance amounts and does not require formal action to impose, modify, or remove any fund balance assignment. 34 NOTES TO FINANCIAL STATEMENTS NOTE 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) E. Assets, Liabilities, Deferred Outflow/Inflows of Resources, and Net Position and Fund Balance (Continued) Unassigned –- Fund balances are reported as unassigned as the remaining amount when the balances do not meet any of the other classifications. The City reports positive fund balance in the general fund only, if applicable. Negative unassigned balances may be reported in all governmental funds. Flow Assumptions – When both restricted and unrestricted amounts of fund balances are available for use for expenditures incurred, the City’s policy is to use restricted amounts first and then unrestricted amounts as they are needed. For unrestricted amounts of fund balance, the City’s policy is to use fund balances in the following order; committed, assigned, unassigned. Minimum Fund Balance – City Council has adopted an ordinance under which a minimum unassigned fund balance policy has been established at each fiscal year-end for certain funds, as follows: General Fund: 15% of the then current general fund budget to the nearest $25,000. Stormwater Utility Fund: 20% of the then current stormwater utility fund budget to the nearest $25,000. Sanitation Services Fund: 20% of the then current sanitation services fund budget to the nearest $25,000. Street Improvements Fund: $100,000. Water and Sewer Fund: 20% of the then current water and sewer fund budget to the nearest $25,000. 35 NOTES TO FINANCIAL STATEMENTS NOTE 2. CASH AND CASH EQUIVALENTS AND DEPOSITS As of December 31, 2021, the City’s cash and cash equivalents consisted of the following: Statement of Net Position: Cash $ 46,850,840 Restricted cash 10,371,734 $ 57,222,574 Cash deposited with financial institutions $ 18,334,255 South Carolina Local Governmental Investment Pool 38,888,319 $ 57,222,574 Credit Risk – The City has an investment policy that all investments made by the City will be selected and properly secured in accordance with State law. Section 6-5-10 of the State of South Carolina Code of Laws authorizes local governments to make the following types of investments:  Obligations of the United States and agencies thereof;  General obligations of the state of South Carolina or any of its political units;  Savings and Loan Associations to the extent that the same are insured by an agency of the federal government;  Repurchase agreements when collateralized by securities as set forth in this section;  Certificates of deposit where the certificates are collaterally secured by securities of the type described above held by a third party as escrow agent or custodian, of a market value not less than the amount of the certificates of deposit so secured, including interest; provided; however, such collateral shall not be required to the extent the same are insured by an agency of the federal government; and,  No load open-end or closed-end management-type investment companies or investment trusts registered under the Investment Company Act of 1940, as amended, where the investment is made by a bank or trust company or savings and loan association or other financial institution when acting as trustee or agent for a bond or other debt issue of that local government unit, political subdivision, or City treasurer if the particular portfolio of the investment company or investment trust in which the investment made is (i) limited to obligations described in items 1, 2, and 5 of this subsection, and (ii) has among its objectives the attempt to maintain a constant net asset value of one dollar a share and to that end, value its assets by the amortized cost method. 36 NOTES TO FINANCIAL STATEMENTS NOTE 2. CASH AND CASH EQUIVALENTS AND DEPOSITS (CONTINUED) Section 6-6-20 of the State of South Carolina Code of Laws authorizes the State Treasurer’s Office to invest and reinvest the monies of the State Treasurer’s Investment Pool in the investments identified in Section 6-5-10 shown above and identified in Section 11-9-660 as follows:  Obligations of the United States, its agencies, and instrumentalities;  Obligations issued or unconditionally guaranteed by the International Bank for Reconstruction and Development, the African Development Bank, and the Asian Development Bank;  Obligations of a corporation, state, or political subdivision denominated in United States dollars, if the obligations bear an investment-grade rating of at least two nationally recognized rating services;  Certificates of deposit, if the certificates are secured collaterally by securities of the types described in items 1 and 3 of this section and held by a third party as escrow agent or custodian and are of a market value not less than the amount of the certificates of deposit so secured, including interest; except that this collateral is not required to the extent the certificates of deposit are insured by an agency of the federal government;  Repurchase agreements, if collateralized by securities of the types described in items 1 and 3 of this section and held by a third party as escrow agent or custodian and of a market value not less than the amount of the repurchase agreement so collateralized, including interest; and  Guaranteed investment contracts issued by a domestic or foreign insurance company or other financial institution, whose long-term unsecured debt rating bears the two highest ratings of at least two nationally recognized rating services. The South Carolina Local Government Investment Pool (LGIP) is an external investment pool that is not registered as an investment company with the Securities and Exchange Commission. However, the pool has a policy established to operate the pool consistent with the Securities and Exchange Commission Rule 2a-7 of the Investment Company Act of 1940. The LGIP is an investment trust fund, in which public monies in excess of current needs, which are under the custody of any county treasurer or any governing body of a political subdivision of the State, may be deposited. Funds may be deposited by LGIP participants at any time and may be withdrawn upon 24 hours’ notice. Financial statements for the LGIP may be obtained by writing the Office of State Treasurer, Local Government Investment Pool, Post Office Box 11778, Columbia, South Carolina 29211- 1950. At December 31, 2020, the underlying security ratings of the City’s investment in the LGIP are not separately rated, however, additional information related to these deposits may be obtained from the LGIP’s complete financial statements. These financial statements may be obtained by writing to the following address: Office of the State Treasurer Local Government Investment Pool Post Office Box 11778 Columbia, South Carolina 29211 37 NOTES TO FINANCIAL STATEMENTS NOTE 2. CASH AND CASH EQUIVALENTS AND DEPOSITS (CONTINUED) Interest Rate Risk – The City’s formal investment policy does not limit investment maturities as a means of managing its exposure to fair value losses arising from increasing interest rates. The City does not consider itself to be at risk due to interest rates as all investments currently mature daily. Concentration Credit Risk – The City’s formal investment policy does not place a limit on the amount the City may invest in any one issuer. The City’s investments held in the State Treasurer’s Investment Pool comprise 68% of total deposits and investments. The additional concentration is not viewed to be an additional risk by the City as these accounts are fully collateralized. Custodial Credit Risk – Deposits – Custodial credit risk for deposits is the risk that, in the event of a bank failure, the City’s deposits may not be returned to it. The City does not have a deposit policy for custodial credit risk. At December 31, 2021, the carrying amount of the City’s deposits was $18,334,255 and the bank balance was $19,027,499. The entire bank balance was covered by federal depository insurance or by collateral held by the City’s agent in the City’s name. NOTE 3. FAIR VALUE MEASUREMENTS The City follows the Fair Value Measurements topic of GASB, which requires fair value measurement be classified and disclosed in one of the following three Fair Value Hierarchy categories: Level 1 Quoted prices are available in active markets for identical investments as of the reporting date. The types of investments which would generally be included in Level 1 include listed equity securities, mutual funds, and money market funds. Level 2 Pricing inputs are observable for the investments, either directly or indirectly, as of the reporting date, but are not the same as those used in Level 1; inputs include comparable market transactions, pricing of similar instruments, values reported by the administrator, and pricing expectations based on internal modeling. Fair value is determined through the use of models or other valuation methodologies. The types of investments which would generally be included in this category include publicly traded securities with restrictions on disposition, corporate obligations, and U.S. Government and Agency Treasury Inflation Indices. Level 3 Pricing inputs are unobservable for the investment and include situations where there is little, if any, market activity for the investments. The types of investments which would generally be included in this category include debt and equity securities issued by private entities and partnerships. The inputs into the determination of fair value require significant judgment or estimation. Inputs include recent transactions, earnings forecasts, market multiples, and future cash flows. 38 NOTES TO FINANCIAL STATEMENTS NOTE 3. FAIR VALUE MEASUREMENTS (CONTINUED) The City’s recurring fair value measurements as of December 31, 2021, for its $38,888,319 investment in the LGIP are valued at the net asset value and is thus not reported in the fair value hierarchy. Fair value of the LGIP’s investments is determined on a recurring basis based upon quoted market prices. The fair value of the pool is allocated to its local governments with invested funds on an equal basis for each share owned, which are purchased at a cost of $1. NOTE 4. RECEIVABLES Receivables as of December 31, 2021, including the applicable allowances for uncollectible accounts, are as follows: Fund Receivables: Taxes $ 350,341 $ - $- $- $- $- Accounts 343,700 642,000 24,198 - 1,548,500 11,783 Intergovernmental 11,191 - - 4,753 - - - Gross recievables 705,232 642,000 24,198 4,753 1,548,500 11,783 Less allowance for uncollectibles: Taxes (173,340) - - - - - Accounts - - - - (31,000) - Total allowance (173,340) - - - (31,000) - Net receivables $ 531,892 $ 642,000 $ 24,198 $ 4,753 $ 1,517,500 $ 11,783 Enterprise Funds Nonmajor General Wastewater System Public Facilities Water and Services SanitationProjects Fund North Augusta Corporation Governmental Funds Governmental Funds Capital 39 NOTES TO FINANCIAL STATEMENTS NOTE 5. CAPITAL ASSETS Capital asset activity for the governmental activities for the year ended December 31, 2021, is as follows: Beginning Ending Balance Increases Decreases Transfers Balance Governmental activities: Capital assets, not being depreciated: Land $ 10,330,391 $- $- $- $ 10,330,391 Construction in progress 718,566 2,104,800 - - 2,823,366 Right-of-way 3,734,521 320,795 - - 4,055,316 Total 14,783,478 2,425,595 - - 17,209,073 Capital assets, being depreciated: Land improvements 22,372,005 427,398 - - 22,799,403 Buildings 106,293,056 31,619 - - 106,324,675 Machinery and equipment 3,235,048 347,223 (143,241) 4,808 3,443,838 Furniture and fixtures 1,545,725 - - - 1,545,725 Vehicles 8,591,260 414,491 (75,617) (18,479) 8,911,655 Infrastructure 29,803,825 1,840,512 - - 31,644,337 Total 171,840,919 3,061,243 (218,858) (13,671) 174,669,633 Less accumulated depreciation for: Land improvements (10,815,813) (849,819) - - (11,665,632) Buildings (17,070,165) (2,547,327) - - (19,617,492) Machinery and equipment (2,004,006) (221,989) 143,241 (2,475) (2,085,229) Furniture and fixtures (1,488,086) (28,170) - - (1,516,256) Vehicles (5,200,338) (735,369) 75,617 18,479 (5,841,611) Infrastructure (15,285,959) (1,023,249) - - (16,309,208) Total (51,864,367) (5,405,923) 218,858 16,004 (57,035,428) Total capital assets, being depreciated, net 119,976,552 (2,344,680) - 2,333 117,634,205 Governmental activities capital assets, net $ 134,760,030 $ 80,915 $- $ 2,333 $ 134,843,278 40 NOTES TO FINANCIAL STATEMENTS NOTE 5. CAPITAL ASSETS (CONTINUED) Capital asset activity for the business-type activities for the year ended December 31, 2021, is as follows: Beginning Ending Balance Increases Decreases Transfers Balance Business-type activities Capital assets, not being depreciated: Land $ 824,058 $- $- $- $ 824,058 Easements 62,760 - - - 62,760 Total 886,818 - - - 886,818 Capital assets, being depreciated: Land improvements 88,650 - - - 88,650 Buildings 24,178,306 - - - 24,178,306 Machinery and equipment 3,573,675 203,475 (294,395) (4,808) 3,477,947 Vehicles 5,026,069 733,530 (819,078) - 4,940,521 System improvements 77,000,306 1,472,763 - 18,479 78,491,548 PSA Capital 4,667,405 - - - 4,667,405 Total 114,534,411 2,409,768 (1,113,473) 13,671 115,844,377 Less accumulated depreciation for: Land improvements (19) (3,546) - - (3,565) Buildings (4,689,674) (685,241) - - (5,374,915) Machinery and equipment (2,442,805) (164,294) 288,375 2,475 (2,316,249) Vehicles (3,980,434) (347,885) 819,078 (18,479) (3,527,720) System improvements (20,001,306) (1,208,658) - - (21,209,964) PSA Capital (2,996,685) (61,981) - - (3,058,666) Total (34,110,923) (2,471,605) 1,107,453 (16,004) (35,491,079) Total capital assets, being depreciated, net 80,423,488 (61,837) (6,020) (2,333) 80,353,298 Business-type activities capital assets, net $ 81,310,306 $ (61,837) $ (6,020) $ (2,333) $ 81,240,116 Included in current year additions are contributed systems in the amount of $537,983 for the water and wastewater system and $793,730 for the stormwater utility. 41 NOTES TO FINANCIAL STATEMENTS NOTE 5. CAPITAL ASSETS (CONTINUED) Depreciation expense was charged to functions/programs of the primary government as follows: General government $ 2,240,541 Public safety 836,309 Public works 1,419,831 Parks, recreation and tourism 909,242 Total depreciation expense - governmental activities $ 5,405,923 Governmental activities Water and Wastewater System $ 1,620,212 Sanitation Services 564,405 Stormwater Utility 286,988 Total depreciation expense - business-type activities $ 2,471,605 Business-type activities NOTE 6. CAPITAL LEASE OBLIGATIONS The City has entered into several long-term lease agreements for machinery and equipment, furniture and fixtures, and vehicles. Although the leases contain clauses which provide that the leases are cancelable if funds are not appropriated for the periodic payments for any future fiscal periods, the leases meet the criteria of a capital lease as defined by the National Council on GASB Statement No. 5, Accounting and Financial Reporting Principles for Lease Agreements of State and Local Governments. The following is an analysis of the capital assets leased under capital leases as of December 31, 2021: Machinery and equipment $ 1,004,477 $ 913,370 $ 144,407 $ 45,412 $ 2,107,666 Vehicles 1,752,935 122,846 1,525,219 79,927 3,480,927 2,757,412 1,036,216 1,669,626 125,339 5,588,593 Accumulated depreciation (690,228) (165,708) (427,980) (27,285) (1,311,201) Net book value $ 2,067,184 $ 870,508 $ 1,241,646 $ 98,054 $ 4,277,392 Water and Activities Wastewater Governmental Sanitation Services Stormwater Utility Total 42 NOTES TO FINANCIAL STATEMENTS NOTE 6. CAPITAL LEASE OBLIGATIONS (CONTINUED) The following is a schedule of the future minimum lease payments under capital leases and the present value of the net minimum lease payments as of December 31, 2021: Year ending December 31, 2022 $ 706,860 $ 213,909 $ 380,064 $ 20,885 $ 1,321,718 2023 602,478 174,912 310,779 17,077 1,105,246 2024 471,978 126,160 224,157 12,317 834,612 2025 303,577 63,248 112,379 6,175 485,379 2026 134,275 - - - 134,275 Total minimum lease payments 2,219,168 578,229 1,027,379 56,454 3,881,230 Amount representing interest (73,425) (16,968) (25,731) (1,550) (117,674) Present value of minimum lease future payments $ 2,145,743 $ 561,261 $ 1,001,648 $ 54,904 $ 3,763,556 Total Governmental Water and Sanitation Stormwater Business-type Activities Activities Wastewater Services Utility NOTE 7. LONG-TERM DEBT AND OTHER LONG-TERM LIABILITIES Changes in Long-term Debt and Other Long-term Liabilities Long-term liability activity for the year ended December 31, 2021, was as follows: Beginning Ending Due within Balance Additions Reductions Balance One Year Governmental activities Revenue bonds: North Augusta Public Facility Corporation bonds $ 68,800,000 $- $ (715,000) $ 68,085,000 $ 710,000 Direct placement - Tax increment bonds 25,000 - (25,000) - - Total revenue bonds 68,825,000 - (740,000) 68,085,000 710,000 General obligation bonds 10,250,000 - - 10,250,000 1,658,000 Capital leases payable 1,412,082 1,405,126 (671,465) 2,145,743 685,749 Compensated absences 716,915 534,735 (469,541) 782,109 598,107 Net pension liability 17,631,361 - (3,480,627) 14,150,734 - Total long-term liabilities $ 98,835,358 $ 1,939,861 $ (5,361,633) $ 95,413,586 $ 3,651,856 For governmental activities, compensated absences and the net pension liability are generally liquidated by the General Fund and special revenue funds, while capital leases are liquidated by the General Fund and the Capital Projects Fund. 43 NOTES TO FINANCIAL STATEMENTS NOTE 7. LONG-TERM DEBT AND OTHER LONG-TERM LIABILITIES (CONTINUED) Revenue Bonds Payable – Revenue bonds payable (recorded as a liability for governmental activities) at December 31, 2021 is comprised of the following: In January 2015, the Corporation entered into an installment purchase transaction in the principal amount of not exceeding ten million dollars to construct and equip a parking garage. In January of 2016, this agreement was amended and restated as an installment purchase transaction in the principal amount, not exceeding thirteen million dollars, to refinance the costs relating to the construction and equipping of a parking garage and finance the costs relating to the construction and equipping of certain roads, water, sewer, and related infrastructure. In January 2017, this agreement was amended and restated again in the principal amount not exceeding sixteen million dollars (“Series 2017A”). In January 2017, the City also entered into an amended and restated agreement to lease the parking deck from the Corporation. In May 2017, the Corporation entered into an installment purchase transaction in the principal amount of not exceeding $69,450,000 to construct and equip two parking decks, a stadium, conference facilities, a riverfront park, and certain roads, water, sewer and related infrastructure (“Series 2017B”). Proceeds from this transaction were also used to refinance the municipal center capital lease and the Series 2017A revenue bond discussed above during 2017. The 2017B bonds mature in November 2048. Principal payments are due annually in November beginning in 2020. Interest payments are made bi-annually based on the all-in true interest cost of the revenue bond transaction. The bond is collateralized by the constructed assets described above. Year ending December 31, Principal Interest Total 2022 $ 710,000 $ 3,182,407 $ 3,892,407 2023 780,000 3,161,029 3,941,029 2024 855,000 3,136,077 3,991,077 2025 980,000 3,107,443 4,087,443 2026 1,070,000 3,073,701 4,143,701 2027 - 2031 8,080,000 14,595,606 22,675,606 2032 - 2036 10,955,000 12,539,883 23,494,883 2037 - 2041 13,450,000 9,862,269 23,312,269 2042 - 2046 20,425,000 5,884,660 26,309,660 2047 - 2048 10,780,000 815,125 11,595,125 Total $ 68,085,000 $ 59,358,200 $ 127,443,200 2017B Revenue Bonds 44 NOTES TO FINANCIAL STATEMENTS NOTE 7. LONG-TERM DEBT AND OTHER LONG-TERM LIABILITIES (CONTINUED) Revenue Bonds Payable (Continued) In December 2016, the City issued a Tax Increment Revenue Bond, Series 2016A, in the amount of $25,000. The bond is secured by the special tax allocation created by the Amended Redevelopment Plan Ordinance adopted by City Council. The proceeds were used to defray a portion of the costs incurred by the City in carrying out the projects described in the Amended Redevelopment Plan Ordinance. The bond was paid off on December 2, 2021. General Obligation Bonds – General Obligation bonds payable (recorded as a liability for governmental activities) at December 31, 2021, is comprised of the following: In March 2020, the City issued General Obligation Bonds, Series 2020, in the amount of $10,250,000. The bonds were issued pursuant to an ordinance adopted by City Council subject to an affirmative voter referendum for the purposes of (1) defraying the costs incurred in connection with all or a portion of the designing, developing, and construction of a new Department of Public Safety headquarters and related fire apparatus; and (2) issuance costs thereof. Section 14 of Article X of the Constitution of the State of South Carolina provides that municipalities of the State may issue bonded indebtedness in an amount not exceeding 8% of the assessed value of all taxable property therein, unless approved at referendum. Bonded indebtedness approved at referendum may be incurred without regard to the City’s Debt Limit and as a result of the aforementioned affirmative referendum, the principal amount of the bonds do not count against the debt limit. The full faith, credit, and taxing power of the City are irrevocably pledged as security for the bonds. The bonds are payable in semiannual installments beginning on September 1, 2020 through March 1, 2027. Interest is payable on March 1 and September 1 each year through maturity. Principal is payable on March 1 annually through maturity. The bonds bear interest at 1.19%. Year ending December 31, Principal Interest Total 2022 $ 1,658,000 $ 112,110 $ 1,770,110 2023 1,678,000 92,261 1,770,261 2024 1,698,000 72,174 1,770,174 2025 1,718,000 51,848 1,769,848 2026 1,739,000 31,279 1,770,279 2027 1,759,000 10,466 1,769,466 Total $ 10,250,000 $ 370,138 $ 10,620,138 2020 General Obligation Bonds 45 NOTES TO FINANCIAL STATEMENTS NOTE 7. LONG-TERM DEBT AND OTHER LONG-TERM LIABILITIES (CONTINUED) Long-term liability activity for the year ended December 31, 2021, was as follows: Beginning Ending Due within Balance Additions Reductions Balance One Year Business-type activities Revenue bonds payable $ 18,091,831 $ 17,689,000 $ (18,662,831) $ 17,118,000 $ 1,085,000 Capital leases payable 1,287,722 965,093 (635,002) 1,617,813 578,891 Compensated absences 294,406 221,684 (200,665) 315,425 315,425 Net pension liability 9,674,884 - (1,009,077) 8,665,807 - Total long-term liabilities $ 29,348,843 $ 18,875,777 $ (20,507,575) $ 27,717,045 $ 1,979,316 For business-type activities, compensated absences, capital leases, and the net pension liability are liquidated by the related Proprietary Fund. Revenue Bonds Payable – Revenue bonds payable (recorded as a liability in the Water and Wastewater System Fund) at December 31, 2021, are comprised of the following: The Waterworks and Sewer System Refunding Revenue Bond, “the Series 2021 Bond” was issued in April 2021. The proceeds of this bond was used to refund the Series 2014 A and 2015 A SC Drinking Water Revolving Loans and to pay certain costs and expenses relating to the issuance of the Series 2021 Bond. Interest of 1.8% is payable semiannually on May 1 and November 1 of each year with a single principal payment on November 1, 2021. The remaining principal is paid annually beginning May 1, 2022 and ranging from $600,000 to $1,346,000. The current refunding resulted in cash flow savings of $235,185 and an economic gain of $167,037. Year ending December 31, Principal Interest Total 2022 $ 1,085,000 $ 298,359 $ 1,383,359 2023 1,104,000 278,658 1,382,658 2024 1,125,000 258,597 1,383,597 2025 1,144,000 238,176 1,382,176 2026 1,165,000 217,395 1,382,395 2027 - 2031 6,153,000 761,715 6,914,715 2032 - 2036 5,342,000 205,434 5,547,434 Total $ 17,118,000 $ 2,258,334 $ 19,376,334 2021 Refunding 46 NOTES TO FINANCIAL STATEMENTS NOTE 7. LONG-TERM DEBT AND OTHER LONG-TERM LIABILITIES (CONTINUED) Revenue Bonds Payable (Continued) The revenue bond ordinances require, among other things, that certain funds be maintained as follows: Gross Revenue Fund - To receive all receipts, income, and revenues that the City shall derive directly or indirectly from the operation of the system and to disburse them to the following funds: Operation and Maintenance Fund - To provide for the payment of all fund expenses incurred in connection with the administration and operation of the system. Bond and Interest Redemption Fund - To provide for the payment of the principal and interest on the bonds. Debt Service Reserve Fund - To ensure the timely payment of the principal and interest on the bonds, and to provide for the redemption of bonds prior to their stated maturity. Depreciation or Replacement Fund - Intended to build up a reasonable reserve for depreciation of the system for the purpose of restoring depreciated or obsolete items of the system. Contingent Fund - Intended to build up a reasonable reserve for improvements, betterments and extensions to the system. Construction Fund - Intended to provide for the payment of temporary loans made in anticipation of the issuance of bonds and the cost of the construction of the improvements. Monies shall be transferred to all the funds from the Gross Revenue Fund monthly as required to meet the stated purpose of the individual funds. The system is specifically required to deposit one- sixth of the aggregate amount of interest to become due on the next semiannual interest payment date and one-twelfth of the aggregate annual amount of principal to become due in the Bond and Interest Redemption Fund monthly. The revenue bonds are collateralized by a pledge of revenues derived from the system for so long a time as any sum remains due and payable by way of principal or interest on the bonds. Annual principal and interest payments on the revenue bonds are expected to be less than 25% of annual net system charges for services. Principal and interest paid in 2021 totaled $2,137,268. Total net charges for services for the year were $11,135,712 47 NOTES TO FINANCIAL STATEMENTS NOTE 8. PROPERTY TAXES Taxes on real property and merchants’ inventory are levied on January 1 of each year and are based on ownership of such property and inventory as of January 1 of the preceding year. These taxes are billed and payable between January 1 and May 1 of the year in which they are levied. As of May 1, property taxes attach as an enforceable lien on property. The City bills and collects its own real and merchants’ ad valorem taxes. Taxes on personal property are levied and billed in the month prior to the renewal of the annual vehicle registration through the State Highway Department and are payable prior to the registration and tag purchase. Ad valorem taxes on personal property (vehicles) are billed and collected by the County Treasurer and remitted to the City on a monthly basis. City property tax revenues are recognized in the year for which taxes have been levied and are collectible either during that year or within 60 days following year-end. NOTE 9. DEFINED BENEFIT PENSION PLAN Overview: The South Carolina Public Employee Benefit Authority (PEBA), created July 1, 2012, is the state agency responsible for the administration and management of the various Retirement Systems and retirement programs of the state of South Carolina, including the State Optional Retirement Program and the S.C. Deferred Compensation Program, as well as the state’s employee insurance programs. As such, PEBA is responsible for administering the South Carolina Retirement Systems’ five defined benefit pension plans. PEBA has an 11-member Board of Directors, appointed by the Governor and General Assembly leadership, which serves as custodian, co-trustee and co-fiduciary of the Systems and the assets of the retirement trust funds. The Retirement System Investment Commission (Commission as the governing body, RSIC as the agency), created by the General Assembly in 2005, has exclusive authority to invest and manage the retirement trust funds’ assets. The Commission, an eight-member board, serves as co-trustee and co-fiduciary for the assets of the retirement trust funds. By law, the State Fiscal Accountability Authority (SFAA), which consists of five elected officials, also reviews certain PEBA Board decisions regarding the actuary of the Systems. For purposes of measuring the net pension liability, deferred outflows and inflows of resources related to pensions, and pension expense, information about the fiduciary net position of the Systems and additions to/deductions from the Systems fiduciary net position have been determined on the accrual basis of accounting as they are reported by the Systems in accordance with generally accepted accounting principles (GAAP). For this purpose, revenues are recognized when earned and expenses are recognized when incurred. Benefit and refund expenses are recognized when due and payable in accordance with the terms of the plan. Investments are reported at fair value. 48 NOTES TO FINANCIAL STATEMENTS NOTE 9. DEFINED BENEFIT PENSION PLAN (CONTINUED) Overview (Continued): PEBA issues an Annual Comprehensive Financial Report (ACFR) containing financial statements and required supplementary information for the Systems’ Pension Trust Funds. The ACFR is publicly available through PEBA’s website at www.peba.sc.gov, or a copy may be obtained by submitting a request to PEBA, 202 Arbor Lake Drive, Columbia, SC 29223. PEBA is considered a division of the primary government of the state of South Carolina and therefore, retirement trust fund financial information is also included in the ACFR of the state. Plan Description: The City contributes to the South Carolina Retirement System (SCRS), a cost–sharing multiple- employer defined benefit pension plan that was established July 1, 1945, pursuant to the provisions of Section 9-1-20 of the South Carolina Code of Laws for the purpose of providing retirement and other benefits for teachers and employees of the state and its political subdivisions. SCRS covers employees of state agencies, public school districts, higher education institutions, other participating local subdivisions of government and individuals newly elected to the South Carolina General Assembly at or after the 2012 general election. In addition to the SCRS pension plan, the City has also contributed to the South Carolina Police Officers Retirement System (PORS), a cost–sharing multiple-employer defined benefit pension plan that was established July 1, 1962, pursuant to the provisions of Section 9-11-20 of the South Carolina Code of Laws for the purpose of providing retirement and other benefits to police officers and firefighters. PORS also covers peace officers, coroners, probate judges and magistrates. Membership: Membership requirements are prescribed in Title 9 of the South Carolina Code of Laws. A brief summary of the requirements under each system is described as follows. SCRS - Generally, all employees of covered employers are required to participate in and contribute to the SCRS as a condition of employment. This plan covers general employees, teachers and individuals newly elected to the South Carolina General Assembly beginning with the November 2012 general election. An employee member of the system with an effective date of membership prior to July 1, 2012, is a Class Two member. An employee member of the system with an effective date of membership on or after July 1, 2012, is a Class Three member. 49 NOTES TO FINANCIAL STATEMENTS NOTE 9. DEFINED BENEFIT PENSION PLAN (CONTINUED) Membership (Continued): PORS - To be eligible for PORS membership, an employee must be required by the terms of his employment, by election or appointment, to preserve public order, protect life and property, and detect crimes in the state; to prevent and control property destruction by fire; or to serve as a peace officer employed by the Department of Corrections, the Department of Juvenile Justice, or the Department of Mental Health. Probate judges and coroners may elect membership in PORS. Magistrates are required to participate in PORS for service as a magistrate. PORS members, other than magistrates and probate judges, must also earn at least $2,000 per year and devote at least 1,600 hours per year to this work, unless exempted by statute. An employee member of the system with an effective date of membership prior to July 1, 2012, is a Class Two member. An employee member of the system with an effective date of membership on or after July 1, 2012, is a Class Three member. Benefits: Benefit terms are prescribed in Title 9 of the South Carolina Code of Laws. PEBA does not have the authority to establish or amend benefit terms without a legislative change in the code of laws. Key elements of the benefit calculation include the benefit multiplier, years of service, and average final compensation. A brief summary of the benefit terms for each system is presented below. SCRS - A Class Two member who has separated from service with at least five or more years of earned service is eligible for a monthly pension at age 65 or with 28 years credited service regardless of age. A member may elect early retirement with reduced pension benefits payable at age 55 with 25 years of service credit. A Class Three member who has separated from service with at least eight or more years of earned service is eligible for a monthly pension upon satisfying the Rule of 90 requirement that the total of the member’s age and the member’s creditable service equals at least 90 years. Both Class Two and Class Three members are eligible to receive a reduced deferred annuity at age 60 if they satisfy the five- or eight-year earned service requirement, respectively. An incidental death benefit is also available to beneficiaries of active or retired members of employees who participate in the death benefit program. The annual retirement allowance of eligible retirees or their surviving annuitants is increased by the lesser of 1% or $500 every July 1. Only those annuitants in receipt of a benefit on July 1 of the preceding year are eligible to receive the increase. Members who retire under the early retirement provisions at age 55 with 25 years of service are not eligible for the benefit adjustment until the second July 1 after reaching age 60 or the second July 1 after the date they would have had 28 years of service credit had they not retired. 50 NOTES TO FINANCIAL STATEMENTS NOTE 9. DEFINED BENEFIT PENSION PLAN (CONTINUED) Benefits (Continued): PORS - A Class Two member who has separated from service with at least five or more years of earned service is eligible for a monthly pension at age 55 or with 25 years of service regardless of age. A Class Three member who has separated from service with at least eight or more years of earned service is eligible for a monthly pension at age 55 or with 27 years of service regardless of age. Both Class Two and Class Three members are eligible to receive a deferred annuity at age 55 with five or eight years of earned service, respectively. An incidental death benefit is also available to beneficiaries of active and retired members of employers who participate in the death benefit program. Accidental death benefits are also provided upon the death of an active member working for a covered employer whose death was a natural and proximate result of an injury incurred while in the performance of duty. The retirement allowance of eligible retirees or their surviving annuitants is increased by the lesser of 1% or $500 every July 1. Only those annuitants in receipt of a benefit on July 1 of the preceding year are eligible to receive the increase. Contributions: Actuarial valuations are performed annually by an external consulting actuary to ensure applicable contribution rates satisfy the funding parameters specified in Title 9 of the South Carolina Code of Laws. Under these provisions, SCRS and PORS contribution requirements must be sufficient to maintain an amortization period for the financing of the unfunded actuarial accrued liability (UAAL) over a period that does not exceed the number of years scheduled in state statute. Legislation in 2017 increased, but also established a ceiling for SCRS and PORS employee contribution rates. Effective July 1, 2017, employee rates were increased to a capped rate of 9.00 percent for SCRS and 9.75 percent for PORS. The legislation also increased employer contribution rates beginning July 1, 2017, for both SCRS and PORS by two percentage points and further scheduled employer contribution rates to increase by a minimum of one percentage point each year in accordance with state statute. However, the General Assembly postponed the one percent increase in the SCRS and PORS employer contribution rates that was scheduled to go into effect beginning July 1, 2020. If the scheduled contributions are not sufficient to meet the funding periods set in state statute, the Board shall increase the employer contribution rates as necessary to meet the funding periods set for the applicable year. The maximum funding period of SCRS and PORS is scheduled to be reduced over a ten-year schedule from 30 years beginning fiscal year 2018 to 20 years by fiscal year 2028. 51 NOTES TO FINANCIAL STATEMENTS NOTE 9. DEFINED BENEFIT PENSION PLAN (CONTINUED) Contributions (Continued): Additionally, the Board is prohibited from decreasing the SCRS and PORS contribution rates until the funded ratio is at least 85 percent. If the most recent annual actuarial valuation of the Systems for funding purposes shows a ratio of the actuarial value of system assets to the actuarial accrued liability of the system (the funded ratio) that is equal to or greater than 85 percent, then the Board, effective on the following July 1, may decrease the then current contribution rates upon making a finding that the decrease will not result in a funded ratio of less than 85 percent. If contribution rates are decreased pursuant to this provision, and the most recent annual actuarial valuation of the system shows a funded ratio of less than 85 percent, then effective on the following July 1, and annually thereafter as necessary, the Board shall increase the then current contribution rates until a subsequent annual actuarial valuation of the system shows a funded ratio that is equal to or greater than 85 percent. For the year ended December 31, 2021, the City contributed $1,356,172 and $724,678, to the SCRS and PORS plans, respectively. Required employee contribution rates for the year ended December 31, 2021, are as follows: South Carolina Retirement System 9.00% of earnable compensation South Carolina Police Officers Retirement System 9.75% of earnable compensation Required employer contribution rates for the year ended December 31, 2021, are as follows: South Carolina Retirement System 15.41% of earnable compensation from January 1st through June 30th 16.41% of earnable compensation from July 1st through December 31st Employer incidental death benefit: 0.15% of earnable compensation South Carolina Police Officers Retirement System 17.84% of earnable compensation from January 1st through June 30th 18.84% of earnable compensation from July 1st through December 31st Employer incidental death benefit: 0.20% of earnable compensation Net Pension Liability: The June 30, 2021, (the measurement date) total pension liability, net pension liability, and sensitivity information were determined by the consulting actuary, Gabriel, Roeder, Smith and Company (GRS), and are based on the July 1, 2021 actuarial valuation. The total pension liability was rolled-forward from the valuation date to the plan’s fiscal year ended June 30, 2021, using generally accepted actuarial principles. Information included in the following schedules is based on the certification provided by GRS. 52 NOTES TO FINANCIAL STATEMENTS NOTE 9. DEFINED BENEFIT PENSION PLAN (CONTINUED) Net Pension Liability (Continued): The net pension liability is calculated separately for each system and represents that particular system’s total pension liability determined in accordance with GASB No. 67, less that system’s fiduciary net position. As of December 31, 2021, (measurement date of June 30, 2021), the net pension liability amounts for the City’s proportionate share of the collective net pension liabilities associated with the SCRS and PORS plans are as follows: Plan Fiduciary Total Plan Employer's Net Position as City's Proportionate Pension Fiduciary Net Net Pension a Percentage of the Share of the Collective System Liability Position Liability Total Pension Liability Net Pension Liability SCRS 41,852,036$ 25,423,524$ 16,428,512$ 60.7% 0.075913% PORS 21,562,091$ 15,174,062$ 6,388,029$ 70.4% 0.248280% Actuarial Assumptions and Methods: Actuarial valuations of the ongoing plan involve estimates of the reported amounts and assumptions about the probability of occurrence of events far into the future. Examples include assumptions about future employment, mortality and future salary increases. Amounts determined regarding the net pension liability are subject to continual revision as actual results are compared with past expectations and new estimates are made about the future. South Carolina state statute requires that an actuarial experience study be completed at least once in each five-year period. An experience report on the Systems was most recently issued for the period ending June 30, 2019. The June 30, 2021, total pension liability (TPL), net pension liability (NPL), and sensitivity information shown in this report were determined by our consulting actuary, Gabriel Roeder Smith & Company (GRS) and are based on an actuarial valuation performed as of July 1, 2020. The total pension liability was rolled-forward from the valuation date to the plans’ fiscal year end, June 30, 2021, using generally accepted actuarial principles. There was no legislation enacted during the 2021 legislative session that had a material change in the benefit provisions for any of the systems. In fiscal year 2021, the Board adopted updated demographic assumptions. Also, the General Assembly permitted the investment return assumption at July 1, 2021, to decrease from 7.25% to 7.00%, as provided by Section 9-16-335 in South Carolina State Code. 53 NOTES TO FINANCIAL STATEMENTS NOTE 9. DEFINED BENEFIT PENSION PLAN (CONTINUED) Actuarial Assumptions and Methods (Continued): The following table provides a summary of the actuarial assumptions and methods used in the July 1, 2020, valuations for SCRS and PORS. SCRS PORS Actuarial cost method Entry Age Normal Entry Age Normal Investment rate of return 7.00%7.00% Projected salary increases 3.5% to 11%3.5% to 10.5% (varies by service) (varies by service) Benefit adjustments lesser of 1% or $500 lesser of 1% or $500 The post-retiree mortality assumption is dependent upon the member’s job category and gender. The base mortality assumptions, the 2020 Public Retirees of South Carolina Mortality table (2020 PRSC), was developed using the Systems’ mortality experience. These base rates are adjusted for future improvement in mortality using 80% of Scale UMP projected from the year 2020. Males Females General Employees and Members of the General Assembly 2020 PRSC Males multiplied by 97% 2020 PRSC Females multiplied by 107% Public Safety and Firefighters 2020 PRSC Males multiplied by 127% 2020 PRSC Females multiplied by 107% Former Job Class Long-term Expected Rate of Return: The long-term expected rate of return on pension plan investments is based upon 20-year capital market assumptions. The long-term expected rates of return represent assumptions developed using an arithmetic building block approach primarily based on consensus expectations and market-based inputs. Expected returns are net of investment fees. The expected returns, along with the expected inflation rate, form the basis for the target asset allocation adopted at the beginning of the 2021 fiscal year. The long-term expected rate of return is produced by weighting the expected future real rates of return by the target allocation percentage and adding expected inflation and is summarized in the table on the following page. 54 NOTES TO FINANCIAL STATEMENTS NOTE 9. DEFINED BENEFIT PENSION PLAN (CONTINUED) Long-term Expected Rate of Return (Continued) For actuarial purposes, the 7 percent assumed annual investment rate of return used in the calculation of the TPL includes a 4.75 percent real rate of return and a 2.25 percent inflation component, which is summarized below. Expected Long-term Arithmetic Real Expected Portfolio Allocation / Exposure Policy Target Rate of Return Real Rate of Return Public Equity 46.0%6.87%3.16% Bonds 26.0%0.27%0.07% Private Equity 9.0%9.68%0.87% Private Debt 7.0%5.47%0.39% Real Assets 12.0% Real Estate 9.0%6.01%0.54% Infrastructure 3.00%5.08%0.15% Total expected real return 100% Inflation for actuarial purposes 5.18% 2.25% 7.43% Discount Rate: The discount rate used to measure the TPL was 7 percent. The projection of cash flows used to determine the discount rate assumed that contributions from participating employers in SCRS and PORS will be made based on the actuarially determined rates based on provisions in the South Carolina Code of Laws. Based on those assumptions, the System’s fiduciary net position was projected to be available to make all the projected future benefit payments of current plan members. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the TPL. 55 NOTES TO FINANCIAL STATEMENTS NOTE 9. DEFINED BENEFIT PENSION PLAN (CONTINUED) Sensitivity Analysis: The following table presents the collective NPL of the participating employers calculated using the discount rate of 7 percent, as well as what the employers’ NPL would be if it were calculated using a discount rate that is 1 percent lower (6 percent) or 1 percent higher (8 percent) than the current rate. Sensitivity of the Net Position Liability to Changes in the Discount Rate Current Discount Rate (7%) SCRS $ 21,519,303 $ 16,428,512 $ 12,197,009 PORS $ 9,268,212 $ 6,388,029 $ 4,028,717 1% Increase (8%) 1% Decrease (6%) Deferred Outflows and Inflows of Resources Related to Pensions: At December 31, 2021, the City reported deferred outflows of resources and deferred inflows of resources related to the SCRS and PORS pension plans, respectively, from the following sources: SCRS Differences between expected and actual experience $ 279,841 $ 22,172 Changes of assumptions 899,243 - Net difference between projected and actual earnings on pension plan investments - 2,386,458 Changes in proportionate share and differences between employer contributions and proportionate share of total plan employer contributions 469,852 442,010 Employer contributions subsequent to the measurement date 679,229 - Total $ 2,328,165 $ 2,850,640 Deferred Deferred Outflows of Inflows of Resources Resources 56 NOTES TO FINANCIAL STATEMENTS NOTE 9. DEFINED BENEFIT PENSION PLAN (CONTINUED) Deferred Outflows and Inflows of Resources Related to Pensions (Continued): PORS Differences between expected and actual experience $ 217,315 $ 19,895 Changes of assumptions 455,624 - Net difference between projected and actual earnings on pension plan investments - 1,432,168 Changes in proportionate share and differences between employer contributions and proportionate share of total plan employer contributions 1,080 473,072 Employer contributions subsequent to the measurement date 386,195 - Total $ 1,060,214 $ 1,925,135 Deferred Deferred Outflows of Inflows of Resources Resources City contributions subsequent to the measurement date of $679,229 and $386,195 for the SCRS plan and the PORS plan, respectively, are deferred outflows of resources and will be recognized as a reduction of the net pension liability in the year ended December 31, 2022. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to pensions will be recognized in pension expense as follows: Year ended December 31: SCRS PORS 2022 $ (142,402) $ (288,749) 2023 (103,395) (233,474) 2024 (62,928) (212,586) 2025 (892,979) (516,307) 57 NOTES TO FINANCIAL STATEMENTS NOTE 9. DEFINED BENEFIT PENSION PLAN (CONTINUED) Pension Expense: For the year ended December 31, 2021 (measurement period ended June 30, 2021), the City recognized its proportionate share of collective pension expense of $1,199,631 and recognition of deferred amounts from changes in proportionate share and differences between employer contributions and the proportionate share of total plan employer contributions of ($25,056) for a total of $1,174,575 for the SCRS plan. Additionally, for the year ended December 31, 2021 (measurement period ended June 30, 2021), the City recognized its proportionate share of collective pension expense of $698,852 and recognition of deferred amounts from changes in proportionate share and differences between employer contributions and the proportionate share of total plan employer contributions of ($202,275) for a total of $496,577 for the PORS plan. Total pension expense for both the SCRS plan and the PORS plan amounted to $1,671,152 for the year ended December 31, 2021 (measurement period ended June 30, 2021). NOTE 10. INTERFUND TRANSFERS The following interfund transfers are reflected in the fund financial statements at December 31, 2021: Governmental Funds General Fund $ 1,387,607 $- Capital Projects - 110,113 Tax Increment Financing - 3,566,238 North Augusta Public Facilities Corporation 4,716,238 - Nonmajor - 1,211,010 Total Governmental Funds 6,103,845 4,887,361 Enterprise Funds Water and Wastewater System 22,805 835,547 Sanitation Services 8,095 386,506 Stormwater Utility 1,993 27,324 Total Enterprise Funds 32,893 1,249,377 Total Transfers $ 6,136,738 $ 6,136,738 Transfers In Transfers Out Interfund transfers include transfers of unrestricted revenues collected in certain enterprise funds to finance various programs accounted for in the General Fund, in accordance with budgetary authorizations; and, transfers of revenues from the fund that is required to collect them and the fund that is required or allowed to expend them. 58 NOTES TO FINANCIAL STATEMENTS NOTE 11. RISK MANAGEMENT The City is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. The City has joined together with other municipalities in the state to form the South Carolina Municipal Insurance and Risk Financing Fund (SCMIRF), which is a public entity risk pool currently operating as common risk management and insurance programs. The City pays a bi-annual premium to SCMIRF for its general insurance. The SCMIRF is self-sustaining through member premiums and will reinsure through commercial companies. The City also has joined together with other municipalities in the state to form the South Carolina Municipal Insurance Trust (SCMIT), a public entity risk pool operating as a common risk management and insurance program for worker’s compensation. The City pays a quarterly premium to SCMIT. The SCMIT is self-sustaining through member premiums and uses reinsurance agreements to reduce its exposure to large workers’ compensation losses. There were no significant reductions in insurance coverage during the year. Settlements have not exceeded insurance coverage for each of the past three years. The City pays monthly premiums to the Public Employee Benefit Authority for its health and dental insurance benefits. NOTE 12. COMMITMENTS Significant commitments at December 31, 2021, are composed of the following: Public Safety Station I $ 3,800,000 $ 1,836,425 $ 1,963,575 Project Authorization Expended through December 31, 2021 Commitment The City has entered into an agreement for the future operations and maintenance of the Savannah Bluff Lock and Dam for the purpose of maintaining the Augusta Pool. The agreement is between the City of North Augusta; Aiken County, South Carolina; Augusta, Georgia; and four industrial stakeholders. The agreement is contingent based on future upgrades of the Savannah Bluff Lock and Dam by the Corps of Engineers. The agreement calls for the establishment of an escrow account in the amount of $1,000,000 to be established over a three-year period and funded by the participating entities. The City established a separate enterprise fund, The Savannah Bluff Lock and Dam Fund. The fund established by the City will receive all revenues associated with the project and all direct costs incurred by the contractor or the local sponsors will be paid by the fund. The escrow account balance of $1,000,000 was fully funded as of December 31, 2009. The Savannah Bluff Lock and Dam will be operated within the guidelines established by the Corps of Engineers. The City will not be directly involved in the daily operations of the facility. 59 NOTES TO FINANCIAL STATEMENTS NOTE 13. CONTINGENCIES The City is a defendant in various lawsuits. In the opinion of the City’s management and the City Attorney, the ultimate effect of these matters will not have a material adverse effect on the financial condition of the City. NOTE 14. TAX ABATEMENTS As of December 31, 2021, the City provides tax abatements under an intergovernmental agreement with Aiken County, South Carolina (the “County”). This agreement is a form of a Fee in Lieu of Tax Program instigated by the County for the purpose of creating multi-county industrial and business parks, pursuant to which certain economic incentives are available to companies locating, improving, or expanding projects within such parks, through which the economic development of the County and the state will be promoted and trade developed by inducing manufacturing and certain other business enterprises to locate in and remain in the State of South Carolina. The Fee in Lieu of Tax (FILOT) is authorized under South Carolina Code of Laws Title 12, Chapter 44, Title 4, Chapter 29, and/or Title 4, Chapter 12. The FILOT is used to encourage investment and provides a reduction of property tax when a business invests a minimum of $2,500,000 within a five to six-year investment period (beginning with the date property is initially placed in service). Property subject to a FILOT agreement is exempt from ad valorem property tax and is instead subject to a FILOT equal to the product of the value of the property, an assessment ratio that is generally no lower than 6% (but may be as low as 4% for extraordinary projects that satisfy the statutory definition of an “enhanced investment”), and a millage rage that is either fixed for the life of the agreement or is adjusted every five years based on the trailing five-year average. The reduction in property taxes is accomplished by a reduction of assessed value, reduction in millage rate and elimination of (or reduction in) number of times millage rates are changed. In addition, an agreement may allow the possible use of net present value method over term of FILOT to equalize payments. Repayment of incentive is required by state law if taxpayer fails to meet statutory minimum investment requirement. Other recapture provisions may be negotiated (such as a pro rata clawback for failure to meet and/or maintain jobs/investment). During the year ended December 31, 2021, the City’s taxes were reduced as a part of the FILOT agreement previously disclosed in the amount of $6,341. 60 REQUIRED SUPPLEMENTARY INFORMATION CITY OF NORTH AUGUSTA, SOUTH CAROLINA REQUIRED SUPPLEMENTARY INFORMATION SCHEDULE OF PROPORTIONATE SHARE OF THE NET PENSION LIABILITY FOR THE YEAR ENDED DECEMBER 31, SOUTH CAROLINA RETIREMENT SYSTEM Plan Year Ended June 30 City's proportion of the net pension liability City's proportionate share of the net pension liability City's covered payroll City's share of the net pension liability as a percentage of its covered payroll Plan fiduciary net position as a percentage of the total pension liability 2021 0.08%16,428,512$ 8,573,011$ 191.6%60.75% 2020 0.07%18,721,872 8,173,809 229.0%50.71% 2019 0.08%17,638,284 8,150,277 216.4%54.40% 2018 0.08%17,272,206 7,983,849 216.3%54.10% 2017 0.08%17,231,285 7,723,042 223.1%53.30% 2016 0.08%16,062,609 7,282,122 220.6%52.90% 2015 0.08%14,301,301 7,070,316 202.3%57.00% POLICE OFFICERS RETIREMENT SYSTEM Plan Year Ended June 30 City's proportion of the net pension liability City's proportionate share of the net pension liability City's covered payroll City's share of the net pension liability as a percentage of its covered payroll Plan fiduciary net position as a percentage of the total pension liability 2021 0.25% 6,388,029$ 3,742,475$ 170.7% 70.37% 2020 0.26% 8,584,373 3,910,474 219.5% 58.79% 2019 0.27% 7,744,895 3,919,711 197.6% 62.70% 2018 0.28% 7,977,432 3,896,877 204.7% 61.70% 2017 0.28% 7,696,742 3,783,451 203.4% 60.90% 2016 0.28% 7,039,605 3,538,195 199.0% 60.40% 2015 0.27% 5,956,041 3,385,504 175.9% 64.60% Note: Each year the City will add an additional year of data until a total of ten years is presented. 61 CITY OF NORTH AUGUSTA, SOUTH CAROLINA REQUIRED SUPPLEMENTARY INFORMATION SCHEDULE OF CONTRIBUTIONS FOR THE YEAR ENDED DECEMBER 31, SOUTH CAROLINA RETIREMENT SYSTEM Year Ended December 31 Statutorily required contribution Contributions relative to statutorily required contribution Contribution deficiency (excess) City's covered payroll Contributions as a percentage of covered payroll 2021 $ 1,356,172 $ 1,356,172 $ - $ 8,452,161 16.05% 2020 1,292,391 1,292,391 - 8,305,853 15.56% 2019 1,235,059 1,235,059 - 8,201,611 15.06% 2018 1,128,580 1,128,580 - 8,024,995 14.06% 2017 975,309 975,309 - 7,745,243 12.59% 2016 835,163 835,163 - 7,371,464 11.33% 2015 818,535 818,535 - 7,452,451 10.98% 2014 752,690 752,690 - 7,001,673 10.75% 2013 700,473 700,473 - 6,608,240 10.60% 2012 656,333 656,333 - 6,518,085 10.07% POLICE OFFICERS RETIREMENT SYSTEM Year Ended December 31 Statutorily required contribution Contributions relative to statutorily required contribution Contribution deficiency (excess) City's covered payroll Contributions as a percentage of covered payroll 2021 $ 724,678 $ 724,678 $ - $ 3,862,966 18.76% 2020 694,889 694,889 - 3,809,697 18.24% 2019 702,156 702,156 - 3,957,543 17.74% 2018 655,814 655,814 - 3,918,206 16.74% 2017 575,300 575,300 - 3,769,186 15.26% 2016 504,306 504,306 - 3,599,658 14.01% 2015 492,613 492,613 - 3,627,182 13.58% 2014 432,698 432,698 - 3,297,144 13.12% 2013 394,235 394,235 - 3,136,039 12.57% 2012 374,823 374,823 - 3,116,056 12.03% 62 CITY OF NORTH AUGUSTA, SOUTH CAROLINA REQUIRED SUPPLEMENTARY INFORMATION SCHEDULE OF CONTRIBUTIONS FOR THE YEAR ENDED DECEMBER 31, Note: The actuarial assumptions used to determine the required contributions to the plans as noted on the previous page are as follows: System SCRS PORS Calculation date July 1, 2019 July 1, 2019 Actuarial cost method Entry Age Normal Entry Age Normal Asset valuation method 5-year Smoothed 5-year Smoothed Amortization method Level % of pay Level % of pay Amortization period 28 years maximum,28 years maximum, closed period closed period Investment return 7.25%7.25% Inflation 2.25%2.25% Salary increases 3.00% plus step-rate increases for members with less than 3.50% plus step-rate increases for members 21 years of service with less than 15 years of service Mortality 2016 Public Retirees of South Carolina Mortality 2016 Public Retirees of South Carolina Mortality Tables for Males and Females, both projected Tables for Males and Females, both projected at Scale AA from the year 2016. Male rates are at Scale AA from the year 2016. Male rates are multiplied by 100% for non-educators and 92%multiplied by 125% and females rates are for educators. Female rates multiplied by 111%multiplied by 111%. for non-educators and 98% for educators. 63 THIS PAGE INTENTIONALLY LEFT BLANK OTHER SUPPLEMENTARY INFORMATION Revenues: Taxes Current $ 7,721,050 $ 7,721,050 $ 8,038,426 $ 317,376 Delinquent 10,000 10,000 9,145 (855) Penalties 65,000 65,000 105,934 40,934 Total taxes 7,796,050 7,796,050 8,153,505 357,455 Licenses and permits Business licenses 5,790,481 5,790,481 6,216,232 425,751 Building permits 350,000 350,000 535,235 185,235 Electrical permits 22,000 22,000 41,214 19,214 Mechanical permits 20,000 20,000 35,948 15,948 Plumbing permits 14,000 14,000 23,364 9,364 Grading permits 15,000 15,000 16,603 1,603 Total licenses and permits 6,211,481 6,211,481 6,868,596 657,115 Intergovernmental State of South Carolina: State shared revenue 551,457 551,457 572,628 21,171 Accommodations tax 31,000 31,000 1,718 (29,282) Merchants' inventory tax 54,700 54,700 54,790 90 Local option sales tax 20,000 20,000 51,654 31,654 Law enforcement net grant 10,000 10,000 1,426 (8,574) Department of Justice grant 5,000 5,000 - (5,000) Highway safety grant 69,601 69,601 61,716 (7,885) Aiken County FILOT 58,000 58,000 52,996 (5,004) Total intergovernmental 799,758 799,758 796,928 (2,830) Charges for services Fire protection fees 42,480 42,480 41,248 (1,232) Customer street light fees 88,020 88,020 93,392 5,372 Municipal Center rentals 40,400 40,400 74,470 34,070 Recreation fees: Special programs 32,100 32,100 25,633 (6,467) Volleyball 5,700 5,700 8,985 3,285 Soccer 58,470 58,470 66,735 8,265 Miscellaneous 125,000 125,000 33,450 (91,550) Basketball 42,830 42,830 54,579 11,749 Softball 25,480 25,480 26,301 821 Football 35,455 35,455 49,497 14,042 Baseball 53,370 53,370 68,837 15,467 Concession stand 150,000 150,000 203,087 53,087 Community Center fees 34,100 34,100 77,916 43,816 Activities Center fees 139,010 139,010 165,393 26,383 Recreation facilities rentals 54,000 54,000 58,772 4,772 Activities Center tournaments 179,500 179,500 612,666 433,166 Total charges for services 1,105,915 1,105,915 1,660,961 555,046 Fines and forfeitures Public safety fines 1,100,000 1,100,000 847,406 (252,594) Drug related fines 15,000 15,000 7,028 (7,972) Court costs 5,000 5,000 - (5,000) Total fines and forfeitures 1,120,000 1,120,000 854,434 (265,566) Miscellaneous Other 549,205 549,205 753,396 204,191 Communication tower rental 262,055 262,055 252,055 (10,000) Interest earnings 51,962 51,962 22,350 (29,612) Total miscellaneous 863,222 863,222 1,027,801 164,579 Total revenues $ 17,896,426 $ 17,896,426 $ 19,362,225 $ 1,465,799 (Continued) Original Final Actual Final Budget Budget Variance with CITY OF NORTH AUGUSTA, SOUTH CAROLINA GENERAL FUND SCHEDULE OF REVENUES AND EXPENDITURES COMPARED WITH BUDGET FOR THE YEAR ENDED DECEMBER 31, 2021 64 Expenditures: General Government City Council: Personal services: Salaries and wages $ 107,086 $ 107,086 $ 106,783 $ 303 FICA 8,192 8,192 7,600 592 Employee retirement 13,916 13,916 13,989 (73) Employee insurance 32,920 32,920 29,435 3,485 Workers' compensation 3,300 3,300 2,345 955 Operating expenditures: General supplies/postage 9,900 9,900 5,400 4,500 Dues/training/travel 9,985 9,985 3,031 6,954 Advertising 1,400 1,400 1,702 (302) Professional services 6,600 6,600 6,266 334 Special department supplies 2,850 2,850 2,435 415 Insurance 1,076 1,076 1,103 (27) Contingencies 2,000 2,000 500 1,500 Total city council 199,225 199,225 180,589 18,636 City Administration Personal services: Salaries and wages 305,693 305,693 306,397 (704) FICA 23,386 23,386 22,090 1,296 Employee retirement 49,094 49,094 49,019 75 Employee insurance 16,460 16,460 13,843 2,617 Workers' compensation 9,865 9,865 7,009 2,856 Unemployment insurance Operating expenditures: General supplies/postage 1,850 1,850 1,214 636 Dues/training/travel 15,000 15,000 15,432 (432) Contracts/repairs 4,800 4,800 2,912 1,888 Professional services 30,000 30,000 18,086 11,914 Insurance 4,773 4,773 25,056 (20,283) Contingencies 50,000 50,000 2,000 48,000 Capital outlay: Office machines 9,700 9,700 9,353 347 Total city administration 520,621 520,621 472,411 48,210 Justice and Law Personal services: Salaries and wages 127,460 127,460 133,655 (6,195) FICA 9,751 9,751 9,804 (53) Employee retirement 18,102 18,102 17,672 430 Employee insurance 8,230 8,230 7,527 703 Workers' compensation 3,990 3,990 2,835 1,155 Operating expenditures: General supplies/postage 3,400 3,400 704 2,696 State fees/fines 570,615 570,615 454,714 115,901 Dues/training/travel 5,550 5,550 2,061 3,489 Contracts/repairs 15,000 15,000 10,698 4,302 Jury services 3,000 3,000 - 3,000 Professional services 25,000 25,000 24,614 386 Juvenile detention 3,000 3,000 2,200 800 Insurance 32,111 32,111 32,921 (810) Total justice and law 825,209 825,209 699,405 125,804 (Continued) CITY OF NORTH AUGUSTA, SOUTH CAROLINA GENERAL FUND SCHEDULE OF REVENUES AND EXPENDITURES COMPARED WITH BUDGET FOR THE YEAR ENDED DECEMBER 31, 2021 Budget Variance with Actual Final BudgetOriginalFinal 65 Expenditures (Continued): General Government (Continued) Community Promotion Operating expenditures: Contributions $ 30,550 $ 30,550 $ 17,162 $ 13,388 Dues/training/travel 5,931 5,931 5,931 - Special department supplies 18,300 18,300 17,628 672 Insurance 3,275 3,275 3,358 (83) Total community promotion 58,056 58,056 44,079 13,977 Finance Personal services: Salaries and wages 292,380 292,380 296,165 (3,785) FICA 22,367 22,367 21,575 792 Employee retirement 46,956 46,956 46,724 232 Employee insurance 32,920 32,920 30,107 2,813 Workers' compensation 8,817 8,817 6,264 2,553 Operating expenditures: General supplies/postage 10,000 10,000 11,815 (1,815) Dues/training/travel 2,525 2,525 1,935 590 Data processing 23,200 23,200 25,944 (2,744) Contracts/repairs 18,190 18,190 19,850 (1,660) Advertising 850 850 - 850 Professional services 18,428 18,428 18,428 - Insurance 3,412 3,412 3,498 (86) Total finance 480,045 480,045 482,305 (2,260) City Buildings Operating expenditures: General supplies/postage 19,000 19,000 21,246 (2,246) Auto operating 2,500 2,500 732 1,768 Utility services 187,000 187,000 310,160 (123,160) Contracts/repairs 90,500 90,500 91,255 (755) Professional services 6,700 6,700 6,108 592 Special department supplies - - 289 (289) Insurance 15,361 15,361 38,065 (22,704) Total city buildings 321,061 321,061 467,855 (146,794) Building Standards Personal services: Salaries and wages 277,784 277,784 259,227 18,557 FICA 21,250 21,250 18,717 2,533 Employee retirement 44,612 44,612 39,765 4,847 Employee insurance 37,035 37,035 33,870 3,165 Workers' compensation 9,026 9,026 6,413 2,613 Operating expenditures: General supplies/postage 3,000 3,000 2,779 221 Dues/training/travel 3,925 3,925 3,321 604 Auto operating 6,150 6,150 5,067 1,083 Data processing 18,100 18,100 20,455 (2,355) Contracts/repairs 3,550 3,550 3,924 (374) Uniforms/clothing 1,550 1,550 1,134 416 Professional services - - 8,107 (8,107) Special department supplies 2,600 2,600 6,008 (3,408) Insurance 2,405 2,405 2,466 (61) Capital lease payments 14,499 14,499 13,730 769 Capital outlay: Automotive equipment Machines/equipment 6,500 6,500 - 6,500 Vehicles - - 24,572 (24,572) Total building standards 451,986 451,986 449,555 2,431 (Continued) CITY OF NORTH AUGUSTA, SOUTH CAROLINA GENERAL FUND SCHEDULE OF REVENUES AND EXPENDITURES COMPARED WITH BUDGET FOR THE YEAR ENDED DECEMBER 31, 2021 Budget Variance with Original Final Actual Final Budget 66 Expenditures (Continued): General Government (Continued) Human Resources Personal services: Salaries and wages $ 134,834 $ 134,834 $ 135,102 $ (268) FICA 10,315 10,315 9,919 396 Employee retirement 21,654 21,654 21,554 100 Employee insurance 16,460 16,460 15,053 1,407 Workers' compensation 4,084 4,084 2,902 1,182 Operating expenditures: General supplies/postage 4,930 4,930 3,933 997 Dues/training/travel 5,000 5,000 5,861 (861) Contracts/repairs 650 650 1,062 (412) Advertising 5,000 5,000 6,090 (1,090) Professional services 55,988 55,988 41,936 14,052 Special department supplies 12,810 12,810 10,893 1,917 Insurance 3,759 3,759 4,731 (972) Total human resources 275,484 275,484 259,036 16,448 Planning and Development Personal services: Salaries and wages 272,472 272,472 257,630 14,842 FICA 20,844 20,844 18,894 1,950 Employee retirement 43,759 43,759 32,453 11,306 Employee insurance 32,920 32,920 31,115 1,805 Workers' compensation 7,616 7,616 5,411 2,205 Operating expenditures: General supplies/postage 3,000 3,000 3,238 (238) Dues/training/travel 8,000 8,000 2,453 5,547 Auto operating 5,500 5,500 2,473 3,027 Data processing 8,575 8,575 8,815 (240) Contracts/repairs 2,500 2,500 2,554 (54) Advertising 2,000 2,000 2,237 (237) Professional services 215,000 215,000 5,442 209,558 Special department supplies 6,300 6,300 2,820 3,480 Insurance 6,269 6,269 6,427 (158) Capital lease payments 12,672 12,672 12,378 294 Capital outlay: Office machines - - 38,299 (38,299) Total planning and development 647,427 647,427 432,639 214,788 Property Maintenance Personal services: Salaries and wages 745,136 745,136 659,155 85,981 Overtime pay 19,253 19,253 18,442 811 FICA 58,476 58,476 49,655 8,821 Employee retirement 122,761 122,761 107,824 14,937 Employee insurance 148,140 148,140 135,359 12,781 Workers' compensation 23,881 23,881 37,072 (13,191) Operating expenditures: General supplies/postage 2,040 2,040 777 1,263 Dues/training/travel 1,880 1,880 1,821 59 Auto operating 29,157 29,157 46,517 (17,360) Utility services 16,465 16,465 15,900 565 Contracts/repairs 34,110 34,110 55,848 (21,738) Building materials/supplies 2,210 2,210 2,334 (124) Uniforms/clothing 16,190 16,190 12,481 3,709 Professional services 46,822 46,822 49,246 (2,424) Special department supplies 177,880 177,880 178,440 (560) Insurance 18,260 18,260 25,942 (7,682) Capital lease payments 52,714 52,714 47,130 5,584 Capital outlay: Automotive equipment - - 28,499 (28,499) Machines/equipment 11,250 11,250 53,417 (42,167) Total property maintenance 1,526,625 1,526,625 1,525,859 766 (Continued) Original Final Actual Final Budget CITY OF NORTH AUGUSTA, SOUTH CAROLINA GENERAL FUND SCHEDULE OF REVENUES AND EXPENDITURES COMPARED WITH BUDGET FOR THE YEAR ENDED DECEMBER 31, 2021 Budget Variance with 67 Expenditures (Continued): General Government (Continued) Information Technology Personal services: Salaries and wages $ 236,271 $ 236,271 $ 225,652 $ 10,619 FICA 18,075 18,075 16,714 1,361 Employee retirement 37,945 37,945 35,965 1,980 Employee insurance 24,690 24,690 23,252 1,438 Workers' compensation 8,093 8,093 5,750 2,343 Operating expenditures: General supplies/postage 4,900 4,900 3,728 1,172 Dues/training/travel 12,350 12,350 5,978 6,372 Auto operating 2,213 2,213 376 1,837 Utility services 113,650 113,650 134,108 (20,458) Data processing 63,120 63,120 65,808 (2,688) Contracts/repairs 109,700 109,700 100,111 9,589 Insurance 19,367 19,367 19,855 (488) Capital lease payments 21,450 21,450 21,233 217 Capital outlay: Office machines 36,000 36,000 28,009 7,991 Total information technology 707,824 707,824 686,539 21,285 Total current general government 5,848,778 5,848,778 5,423,652 431,973 Total capital lease payments general government 101,335 101,335 94,471 6,864 Total capital outlay general government 63,450 63,450 182,149 (125,546) Total general government 6,013,563 6,013,563 5,700,272 313,291 Public Safety Personal services: Salaries and wages 4,845,333 4,845,333 4,669,314 176,019 Overtime pay 172,686 172,686 206,104 (33,418) FICA 383,878 383,878 358,815 25,063 Employee retirement 920,064 920,064 863,444 56,620 Employee insurance 757,160 757,160 693,092 64,068 Workers' compensation 160,068 160,068 116,575 43,493 Operating expenditures: General supplies/postage 26,800 26,800 25,660 1,140 Dues/training/travel 50,000 50,000 37,236 12,764 Auto operating 207,325 207,325 261,450 (54,125) Data processing 125,830 125,830 112,795 13,035 Contracts/repairs 265,000 265,000 221,950 43,050 Uniforms/clothing 106,100 106,100 88,221 17,879 CVA expenditures 36,320 36,320 28,618 7,702 LEN grant 10,000 10,000 1,426 8,574 Community policing 34,400 34,400 17,938 16,462 NAPS drug related 20,000 20,000 7,028 12,972 Professional services 26,700 26,700 24,868 1,832 Animal control services 36,800 36,800 5,063 31,737 Special department supplies 100,000 100,000 92,829 7,171 Insurance 80,782 80,782 105,139 (24,357) Capital lease payments 478,803 478,803 446,581 32,222 Capital outlay: Vehicles - - 361,451 (361,451) Total current public safety 8,365,246 8,365,246 7,937,565 427,681 Total capital lease payments public safety 478,803 478,803 446,581 32,222 Total capital outlay public safety - - 361,451 (361,451) Total public safety 8,844,049 8,844,049 8,745,597 98,452 (Continued) Budget Variance with Original Final Actual Final Budget CITY OF NORTH AUGUSTA, SOUTH CAROLINA GENERAL FUND SCHEDULE OF REVENUES AND EXPENDITURES COMPARED WITH BUDGET FOR THE YEAR ENDED DECEMBER 31, 2021 68 Expenditures (Continued): Public Works Engineering Personal services: Salaries and wages $ 165,636 $ 165,636 $ 148,255 $ 17,381 FICA 12,671 12,671 11,017 1,654 Employee retirement 26,601 26,601 23,354 3,247 Employee insurance 24,690 24,690 22,412 2,278 Workers' compensation 5,130 5,130 3,645 1,485 Operating expenditures: General supplies/postage 500 500 414 86 Dues/training/travel 2,835 2,835 1,749 1,086 Auto operating 3,075 3,075 2,871 204 Data processing 6,775 6,775 6,157 618 Contracts/repairs 2,480 2,480 2,230 250 Uniforms/clothing 1,000 1,000 472 528 Advertising 100 100 - 100 Professional services 1,000 1,000 - 1,000 Special department supplies 1,500 1,500 1,136 364 Insurance 1,211 1,211 1,242 (31) Capital lease payments 5,544 5,544 5,218 326 Total engineering 260,748 260,748 230,172 30,576 Street Lighting and Traffic Signals Operating expenditures: Dues/training/travel 1,350 1,350 - 1,350 Utility services 432,000 432,000 443,161 (11,161) Contracts/repairs 3,000 3,000 2,445 555 Special department supplies 16,000 16,000 14,187 1,813 Insurance 23,524 23,524 24,117 (593) Total street lighting and traffic signals 475,874 475,874 483,910 (8,036) Streets and Drains Personal services: Salaries and wages 460,266 460,266 454,424 5,842 Overtime pay 7,650 7,650 5,030 2,620 FICA 35,796 35,796 33,812 1,984 Employee retirement 75,147 75,147 73,085 2,062 Employee insurance 82,300 82,300 75,939 6,361 Workers' compensation 15,064 15,064 14,039 1,025 Operating expenditures: General supplies/postage 800 800 711 89 Dues/training/travel 2,900 2,900 894 2,006 Auto operating 30,625 30,625 33,647 (3,022) Contracts/repairs 19,860 19,860 21,510 (1,650) Building materials/supplies 70,000 70,000 73,874 (3,874) Uniforms/clothing 7,645 7,645 8,098 (453) Professional services 19,270 19,270 13,043 6,227 Special department supplies 21,200 21,200 21,569 (369) Insurance 12,120 12,120 13,248 (1,128) Capital lease payments 48,541 48,541 45,487 3,054 Capital outlay: Machines/equipment - - 45,679 (45,679) Total streets and drains 909,184 909,184 934,089 (24,905) Total current public works 1,591,721 1,591,721 1,551,787 39,934 Total capital lease payments public works 54,085 54,085 50,705 3,380 Total capital outlay public works - - 45,679 (45,679) Total public works 1,645,806 1,645,806 1,648,171 (2,365) (Continued) Final Actual Final Budget CITY OF NORTH AUGUSTA, SOUTH CAROLINA GENERAL FUND SCHEDULE OF REVENUES AND EXPENDITURES COMPARED WITH BUDGET FOR THE YEAR ENDED DECEMBER 31, 2021 Budget Variance with Original 69 Expenditures (Continued): Parks, Recreation, and Tourism Recreation Personal services: Salaries and wages $ 438,110 $ 438,110 $ 429,297 $ 8,813 Overtime pay 10,200 10,200 14,063 (3,863) FICA 34,296 34,296 32,786 1,510 Employee retirement 71,999 71,999 70,068 1,931 Employee insurance 57,610 57,610 53,359 4,251 Workers' compensation 10,589 10,589 7,523 3,066 Operating expenditures: General supplies/postage 2,400 2,400 5,432 (3,032) Dues/training/travel 6,395 6,395 7,020 (625) Auto operating 2,425 2,425 1,310 1,115 Contracts/repairs 9,500 9,500 4,939 4,561 Uniforms/clothing 900 900 524 376 Advertising 1,300 1,300 785 515 Professional services 150,900 150,900 180,249 (29,349) Special department supplies 6,000 6,000 3,344 2,656 Basketball program 21,500 21,500 25,346 (3,846) Softball program 11,400 11,400 14,123 (2,723) Football program 21,500 21,500 40,179 (18,679) Baseball program 32,000 32,000 48,276 (16,276) Soccer program 36,000 36,000 39,929 (3,929) Volleyball program 3,000 3,000 3,289 (289) Concession stand supplies 76,000 76,000 134,013 (58,013) Insurance 21,790 21,790 22,339 (549) Capital lease payments 8,800 8,800 8,359 441 Capital outlay: Furniture/fixtures 1,500 1,500 - 1,500 Total recreation 1,036,114 1,036,114 1,146,552 (110,438) Parks Personal services: Salaries and wages 235,647 235,647 241,470 (5,823) Overtime pay 14,280 14,280 11,441 2,839 FICA 19,119 19,119 18,174 945 Employee retirement 40,138 40,138 40,166 (28) Employee insurance 45,265 45,265 42,405 2,860 Workers' compensation 7,214 7,214 5,125 2,089 Operating expenditures: General supplies/postage 1,500 1,500 336 1,164 Dues/training/travel 1,450 1,450 - 1,450 Auto operating 10,150 10,150 9,295 855 Utility services 20,500 20,500 27,316 (6,816) Contracts/repairs 35,000 35,000 42,502 (7,502) Building materials/supplies 13,500 13,500 8,486 5,014 Uniforms/clothing 3,250 3,250 1,553 1,697 Professional services 6,000 6,000 8,298 (2,298) Special department supplies 15,000 15,000 6,576 8,424 Insurance 5,886 5,886 6,034 (148) Capital lease payments 3,300 3,300 2,104 1,196 Capital outlay: Machines/equipment - - 11,169 (11,169) Total parks 477,199 477,199 482,450 (5,251) (Continued) Original Final Actual Final Budget CITY OF NORTH AUGUSTA, SOUTH CAROLINA GENERAL FUND SCHEDULE OF REVENUES AND EXPENDITURES COMPARED WITH BUDGET FOR THE YEAR ENDED DECEMBER 31, 2021 Budget Variance with 70 Expenditures (Continued): Parks, Recreation, and Tourism (Continued) Community Center Personal services: Salaries and wages $ 41,645 $ 41,645 $ 41,361 $ 284 Overtime pay 2,040 2,040 3,132 (1,092) FICA 3,342 3,342 3,479 (137) Employee retirement 7,016 7,016 7,271 (255) Employee insurance 8,230 8,230 7,527 703 Workers' compensation 2,592 2,592 1,842 750 Operating expenditures: General supplies/postage 2,800 2,800 3,440 (640) Auto operating 275 275 - 275 Utility services 23,000 23,000 20,450 2,550 Contracts/repairs 35,000 35,000 39,089 (4,089) Uniforms/clothing 500 500 - 500 Advertising 1,000 1,000 1,000 - Professional services - - 1,836 (1,836) Special department supplies 5,000 5,000 1,225 3,775 Insurance 2,487 2,487 2,550 (63) Total community center 134,927 134,927 134,202 725 RVP Activities Center Personal services: Salaries and wages 291,011 291,011 277,330 13,681 Overtime pay 6,120 6,120 4,966 1,154 FICA 22,730 22,730 20,960 1,770 Employee retirement 47,719 47,719 44,722 2,997 Employee insurance 41,150 41,150 37,633 3,517 Workers' compensation 11,635 11,635 8,266 3,369 Operating expenditures: General supplies/postage 15,500 15,500 17,521 (2,021) Dues/training/travel 1,400 1,400 884 516 Auto operating 1,525 1,525 307 1,218 Contracts/repairs 90,620 90,620 56,088 34,532 Uniforms/clothing 1,400 1,400 108 1,292 Advertising 2,300 2,300 1,080 1,220 Tournaments/special events 170,000 170,000 495,069 (325,069) Special department supplies 19,500 19,500 20,493 (993) Insurance 15,766 15,766 16,163 (397) Capital outlay: Furniture/fixtures 1,500 1,500 - 1,500 Total RVP activities center 739,876 739,876 1,001,590 (261,714) (Continued) CITY OF NORTH AUGUSTA, SOUTH CAROLINA GENERAL FUND SCHEDULE OF REVENUES AND EXPENDITURES COMPARED WITH BUDGET FOR THE YEAR ENDED DECEMBER 31, 2021 Budget Variance with Original Final Actual Final Budget 71 Expenditures (Continued): Parks, Recreation, and Tourism (Continued) Tourism Personal services: Salaries and wages $ 127,588 $ 127,588 $ 103,260 $ 24,328 Overtime pay 5,100 5,100 3,157 1,943 FICA 10,151 10,151 7,908 2,243 Employee retirement 21,310 21,310 16,552 4,758 Employee insurance 24,690 24,690 22,580 2,110 Workers' compensation 4,220 4,220 2,998 1,222 Operating expenditures: General supplies/postage 8,000 8,000 11,306 (3,306) Auto operating 700 700 4,237 (3,537) Data processing 1,100 1,100 - 1,100 Uniforms/clothing 1,000 1,000 476 524 Professional services 2,000 2,000 10,968 (8,968) Tourism events/festivals/supplies 130,000 130,000 1,499 128,501 Special department supplies 25,000 25,000 23,025 1,975 Insurance 10,705 10,705 10,975 (270) Total tourism 371,564 371,564 218,941 152,623 Total current parks, recreation, and tourism 2,744,580 2,744,580 2,962,103 (217,523) Total capital lease payments parks, recreation, and tourism 12,100 12,100 10,463 1,637 Total capital outlay parks, recreation, and tourism 3,000 3,000 11,169 (8,169) Total parks, recreation, and tourism 2,759,680 2,759,680 2,983,735 (224,055) Total expenditures $ 19,263,098 $ 19,263,098 $ 19,077,775 $ 185,323 Original Final Actual Final Budget CITY OF NORTH AUGUSTA, SOUTH CAROLINA GENERAL FUND SCHEDULE OF REVENUES AND EXPENDITURES COMPARED WITH BUDGET FOR THE YEAR ENDED DECEMBER 31, 2021 Budget Variance with 72 CITY OF NORTH AUGUSTA, SOUTH CAROLINA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS DECEMBER 31, 2021 Total Special Capital Nonmajor Revenue Projects Governmental ASSETS Funds Funds Funds Cash and cash equivalents $ 2,734,097 $ 3,416,675 $ 6,150,772 Intergovernmental receivables 4,753 - 4,753 Total assets $ 2,738,850 $ 3,416,675 $ 6,155,525 LIABILITIES AND FUND BALANCES LIABILITIES Accounts payable $ 43,636 $ 201,551 $ 245,187 Retainage payable - 158,464 158,464 Total liabilities 43,636 360,015 403,651 FUND BALANCES Restricted: Public safety - fire division 137,432 - 137,432 Special projects 2,557,782 - 2,557,782 Capital projects - 2,506,350 2,506,350 Committed: Capital projects - 544,155 544,155 Assigned: Capital projects - 6,155 6,155 Total fund balances 2,695,214 3,056,660 5,751,874 Total liabilities, deferred inflows of resources and fund balances $ 2,738,850 $ 3,416,675 $ 6,155,525 73 CITY OF NORTH AUGUSTA, SOUTH CAROLINA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2021 Total Special Capital Nonmajor Revenue Projects Governmental Funds Funds Funds Revenues: Intergovernmental $ 216,946 $ - $ 216,946 Local hospitality and accommodations taxes 2,385,218 - 2,385,218 Interest earnings 6,549 6,825 13,374 Miscellaneous 100,000 24,785 124,785 Total revenues 2,708,713 31,610 2,740,323 Expenditures: Current: Public safety 47,392 - 47,392 Public works - 1,690 1,690 Parks, recreation & tourism 391,150 - 391,150 Capital outlay 257,100 1,880,309 2,137,409 Total expenditures 695,642 1,881,999 2,577,641 Excess (deficiency) of revenues over (under) expenditures 2,013,071 (1,850,389) 162,682 Other financing uses: Transfers out (1,211,010) - (1,211,010) Total other financing uses (1,211,010) - (1,211,010) Net change in fund balances 802,061 (1,850,389) (1,048,328) Fund balances, beginning of year 1,893,153 4,907,049 6,800,202 Fund balances, end of year $ 2,695,214 $ 3,056,660 $ 5,751,874 74 Riverfront/Fireman'sFundASSETSCash and cash equivalents $ 312,962 $ 146,256 $ 2,274,879 $ 2,734,097 Intergovernmental receivable 4,753 - - 4,753 Total assets $ 317,715 $ 146,256 $ 2,274,879 $ 2,738,850 LIABILITIES AND FUND BALANCESLIABILITIESAccounts payable $ 12,800 $ 8,824 $ 22,012 $ 43,636 Total liabilities12,800 8,824 22,012 43,636 FUND BALANCES Restricted: Public safety - fire division- 137,432 - 137,432 Special projects304,915 - 2,252,867 2,557,782 Total fund balances 304,915 137,432 2,252,867 2,695,214 Total liabilities and fund balances $ 317,715 $ 146,256 $ 2,274,879 $ 2,738,850 CITY OF NORTH AUGUSTA, SOUTH CAROLINACOMBINING BALANCE SHEET NONMAJOR SPECIAL REVENUE FUNDS DECEMBER 31, 2021TotalTaxFundSpecial RevenueRedevelopmentFundsFundAccommodations Central Core Nonmajor75 NonmajorCapital ProjectsFundsASSETSCash and cash equivalents $ 108,089 $ 442,021 $ 2,216,255 $ 553,813 $ 96,497 $ 3,416,675 Total assets $ 108,089 $ 442,021 $ 2,216,255 $ 553,813 $ 96,497 $ 3,416,675 LIABILITIES AND FUND BALANCESLIABILITIESAccounts payable $ - $ - $ 201,551 $ - $ - $ 201,551 Retainage payable - - 158,464 - - 158,464 Total liabilities - - 360,015 - - 360,015 FUND BALANCES Restricted: Capital projects 108,089 442,021 1,856,240 100,000 - 2,506,350 Committed: Capital projects - - - 453,813 90,342 544,155 Assigned: Capital projects - - - - 6,155 6,155 Total fund balances 108,089 442,021 1,856,240 553,813 96,497 3,056,660 Total liabilities and fund balances $ 108,089 $ 442,021 $ 2,216,255 $ 553,813 $ 96,497 $ 3,416,675 FundCITY OF NORTH AUGUSTA, SOUTH CAROLINACOMBINING BALANCE SHEET NONMAJOR CAPITAL PROJECTS FUNDS DECEMBER 31, 2021FundFundImprovementsFundSales TaxStreet TotalTransportation ImprovementSales Tax IIIFundSales Tax II76 Fireman'sFundRevenues:Local hospitality and accommodations taxes$- $- $ 2,385,218 $ 2,385,218 Intergovernmental142,526 74,420- 216,946 Interest earnings5063575,6866,549 Miscellaneous- - 100,000100,000 Total revenues143,032 74,777 2,490,904 2,708,713 Expenditures:Current:Public safety- 47,392- 47,392 Parks, recreation and tourism47,450- 343,700391,150 Capital outlay- - 257,100257,100 Total expenditures47,450 47,392 600,800 695,642 Excess of revenues over expenditures95,582 27,385 1,890,104 2,013,071 Other financing uses Transfers out(20,935) - (1,190,075) (1,211,010) Total other financing uses(20,935) - (1,190,075) (1,211,010) Net change in fund balances74,647 27,385 700,029 802,061 Fund balances, beginning of year230,268 110,0471,552,838 1,893,153 Fund balances, end of year$ 304,915 $ 137,432 $ 2,252,867 $ 2,695,214 CITY OF NORTH AUGUSTA, SOUTH CAROLINACOMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCESFOR THE YEAR ENDED DECEMBER 31, 2021NONMAJOR SPECIAL REVENUE FUNDS TotalTaxFundAccommodationsSpecial RevenueNonmajorRiverfront/RedevelopmentFundCentral CoreFunds77 NonmajorCapital ProjectsFundsRevenues:Interest earnings $ 177 $ 741 $3,896$ 1,693 $318 $ 6,825 Miscellaneous- - - 24,785- 24,785 Total revenues177 741 3,896 26,478 318 31,610 Expenditures:Current:Public works- - - 1,690- 1,690 Capital outlay- 127,5191,699,46553,325- 1,880,309 Total expenditures- 127,519 1,699,465 55,015 - 1,881,999 Net change in fund balances177 (126,778) (1,695,569) (28,537) 318 (1,850,389) Fund balances, beginning of year107,912568,7993,551,809582,35096,1794,907,049 Fund balances, end of year$ 108,089 $ 442,021 $ 1,856,240 $ 553,813 $ 96,497 $ 3,056,660 TotalCITY OF NORTH AUGUSTA, SOUTH CAROLINACOMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCESNONMAJOR CAPITAL PROJECTS FUNDS FOR THE YEAR ENDED DECEMBER 31, 2021Transportation Sales Tax Sales Tax II Improvements ImprovementStreet Sales Tax IIIFund Fund Fund FundFund78 THIS PAGE INTENTIONALLY LEFT BLANK CITY OF NORTH AUGUSTA, SOUTH CAROLINA Budget Actual OPERATING REVENUES Water sales $ 3,284,616 $ 3,706,445 $ 421,829 Sewer sales 6,759,357 7,140,208 380,851 Water tap fees 70,000 83,548 13,548 Sewer tap fees 147,120 191,640 44,520 Fire protection fees 13,664 13,871 207 Other 497,074 589,789 92,715 Total operating revenues 10,771,831 11,725,501 953,670 OPERATING EXPENSES Utilities finance 625,361 655,961 (30,600) Utilities administration 520,354 466,167 54,187 Water operations and maintenance 874,965 705,876 169,089 Water production and treatment 1,606,696 1,541,516 65,180 Wastewater operations and maintenance 4,892,567 4,740,700 151,867 Depreciation and amortization - 1,622,712 (1,622,712) Total operating expenses 8,519,943 9,732,932 (1,212,989) Operating income 2,251,888 1,992,569 (259,319) NONOPERATING REVENUE (EXPENSE) Interest income 25,000 25,822 822 Loss on sale of capital assets - (420) (420) Interest expense - (349,250) (349,250) Bond Issuance - (84,612) (84,612) Intergovernmental - 23,515 23,515 Total nonoperating revenues (expenses), net 25,000 (384,945) (409,945) Income before capital contributions and transfers 2,276,888 1,607,624 (669,264) CAPITAL CONTRIBUTIONS - 537,983 537,983 TRANSFERS Transfers in 22,805 22,805 - Transfers out (2,225,547) (835,547) 1,390,000 Total transfers (2,202,742) (812,742) 1,390,000 Change in net position 74,146 1,332,865 1,258,719 Total net position, beginning of year 63,417,612 63,417,612 - Total net position, end of year $ 63,491,758 $ 64,750,477 $ 1,258,719 WATER AND WASTEWATER SYSTEM FUND SCHEDULE OF REVENUES AND EXPENSES BUDGET AND ACTUAL - GAAP BASIS FOR THE YEAR ENDED DECEMBER 31, 2021 Variance with Budget 79 CITY OF NORTH AUGUSTA, SOUTH CAROLINA Budget Actual OPERATING EXPENSES Utilities Finance Personal services: Salaries and wages $ 225,781 $ 217,276 $ 8,505 FICA 17,272 15,860 1,412 Employee retirement 36,260 29,102 7,158 Employee insurance 41,150 37,633 3,517 Workers' compensation 6,956 4,942 2,014 Other operating expenses: General supplies/postage 95,000 105,311 (10,311) Dues/training/travel 3,200 3,656 (456) Data processing 109,400 160,089 (50,689) Contracts and repairs 26,500 25,435 1,065 Professional services 19,759 12,716 7,043 Special departmental supplies 500 41 459 Insurance 12,583 12,900 (317) Bad debts 31,000 31,000 - Total utilities finance 625,361 655,961 (30,600) Utilities Administration: Personal services: Salaries and wages 305,909 279,110 26,799 Overtime pay 7,644 7,495 149 FICA 23,987 20,991 2,996 Employee retirement 50,357 39,342 11,015 Employee insurance 53,495 48,924 4,571 Workers' compensation 10,570 7,581 2,989 Other operating expenses: General supplies 3,840 1,062 2,778 Dues/training 3,050 2,621 429 Auto operating 9,476 13,774 (4,298) Utility services 10,977 12,530 (1,553) Contracts and repairs 20,200 25,133 (4,933) Building materials 350 - 350 Uniforms and clothing 4,150 2,122 2,028 Professional services 5,962 1,650 4,312 Special departmental supplies 150 103 47 Insurance 3,637 3,729 (92) Lease purchase 6,600 - 6,600 Total utilities administration 520,354 466,167 54,187 Water Operations and Maintenance: Personal services: Salaries and wages 385,301 344,862 40,439 Overtime pay 13,742 12,036 1,706 FICA 30,527 25,781 4,746 Employee retirement 64,086 47,498 16,588 Employee insurance 74,070 67,740 6,330 Workers' compensation 12,952 11,148 1,804 Other operating expenses: Dues/training 2,180 2,154 26 Auto operating 25,975 29,120 (3,145) Contracts and repairs 18,685 19,164 (479) Building materials 10,685 9,589 1,096 Uniforms and clothing 7,470 3,811 3,659 Special departmental supplies 162,345 123,743 38,602 Insurance 9,003 9,230 (227) Lease purchase 39,444 - 39,444 Buildings/fixed equipment 10,000 - 10,000 Clay pump station improvements 8,500 - 8,500 Total water operations and maintenance 874,965 705,876 169,089 (Continued) BUDGET AND ACTUAL - GAAP BASIS FOR THE YEAR ENDED DECEMBER 31, 2021 SCHEDULE OF OPERATING EXPENSES Variance with Budget WATER AND WASTEWATER SYSTEM FUND 80 CITY OF NORTH AUGUSTA, SOUTH CAROLINA Budget Actual OPERATING EXPENSES (Continued) Water Production and Treatment: Personal services: Salaries and wages $ 445,359 $ 456,951 $ (11,592) Overtime pay 29,296 28,347 949 FICA 36,311 34,040 2,271 Employee retirement 76,230 64,957 11,273 Employee insurance 65,840 60,214 5,626 Workers' compensation 15,314 10,880 4,434 Other operating expenses: General supplies 3,440 969 2,471 Dues/training/travel 4,250 4,484 (234) Auto operating 3,153 5,725 (2,572) Utility services 356,385 407,721 (51,336) Contracts and repairs 151,309 151,159 150 Building materials 950 1,026 (76) Uniforms and clothing 6,640 3,200 3,440 Professional services 89,741 86,390 3,351 Special departmental supplies 207,386 175,974 31,412 ACPSA treatment charges 2,975 2,523 452 Insurance 45,801 46,956 (1,155) Lease purchase 58,116 - 58,116 Machines/equipment 8,200 - 8,200 Total water production and treatment 1,606,696 1,541,516 65,180 Wastewater Operations and Maintenance: Personal services: Salaries and wages 489,453 441,962 47,491 Overtime pay 18,205 20,393 (2,188) FICA 38,836 32,827 6,009 Employee retirement 81,530 63,989 17,541 Employee insurance 90,530 82,794 7,736 Workers' compensation 15,646 15,040 606 Other operating expenses: Dues/training/travel 700 666 34 Auto operating 23,493 28,661 (5,168) Utility services 65,539 76,804 (11,265) Contracts and repairs 80,250 68,538 11,712 Building materials 12,300 8,463 3,837 Uniforms and clothing 8,600 4,677 3,923 Special departmental supplies 21,400 (3,894) 25,294 ACPSA treatment charges 3,785,110 3,876,963 (91,853) Lease purchase 137,094 - 137,094 Buildings/fixed equipment 8,000 - 8,000 Insurance 15,881 22,817 (6,936) Total wastewater operations and maintenance 4,892,567 4,740,700 151,867 Depreciation and amortization - 1,622,712 (1,622,712) Total operating expenses $ 8,519,943 $ 9,732,932 $ (1,212,989) Variance with Budget BUDGET AND ACTUAL - GAAP BASIS FOR THE YEAR ENDED DECEMBER 31, 2021 WATER AND WASTEWATER SYSTEM FUND SCHEDULE OF OPERATING EXPENSES 81 CITY OF NORTH AUGUSTA, SOUTH CAROLINA Budget Actual OPERATING REVENUES Stormwater utility fees $ 822,500 $ 837,701 $ 15,201 Other 8,212 20,918 12,706 Total operating revenues 830,712 858,619 27,907 OPERATING EXPENSES Stormwater operations 811,381 594,041 217,340 Depreciation - 286,988 (286,988) Total operating expenses 811,381 881,029 (69,648) Operating income (loss)19,331 (22,410) (41,741) NONOPERATING REVENUE (EXPENSES) Interest income 6,000 1,928 (4,072) Interest expense and fiscal charges - (2,328) (2,328) Total nonoperating revenues, net 6,000 (400) (6,400) Income (loss) before capital contributions and transfers 25,331 (22,810) (48,141) CAPITAL CONTRIBUTIONS - 793,730 793,730 TRANSFERS Transfers in 1,993 1,993 - Transfers out (27,324) (27,324) - Total transfers (25,331) (25,331) - Change in net position - 745,589 745,589 Total net position, beginning of year 6,377,604 6,377,604 - Total net position, end of year $ 6,377,604 $ 7,123,193 $ 745,589 Variance with Budget STORMWATER UTILITY FUND SCHEDULE OF REVENUES AND EXPENSES BUDGET AND ACTUAL - GAAP BASIS FOR THE YEAR ENDED DECEMBER 31, 2021 82 CITY OF NORTH AUGUSTA, SOUTH CAROLINA Budget Actual OPERATING EXPENSES Personal services: Salaries and wages $ 398,720 $ 377,653 $ 21,067 Overtime pay 2,886 1,560 1,326 FICA 30,723 27,654 3,069 Employee retirement 64,498 50,819 13,679 Employee insurance 53,495 48,756 4,739 Workers' compensation 12,039 8,553 3,486 Other operating expenses: General supplies 3,300 423 2,877 Dues/training 4,475 3,191 1,284 Auto operating 8,750 6,708 2,042 Data processing 12,000 16,919 (4,919) Contracts and repairs 8,240 4,108 4,132 Uniforms and clothing 3,150 2,742 408 Advertising 3,800 3,544 256 Professional services 22,233 25,741 (3,508) Special departmental supplies 10,300 11,036 (736) Insurance 4,520 4,634 (114) Leases 27,610 - 27,610 Drainage projects 140,642 - 140,642 Total stormwater operations 811,381 594,041 217,340 Depreciation - 286,988 (286,988) Total operating expenses $ 811,381 $ 881,029 $ (69,648) Budget Variance with STORMWATER UTILITY FUND SCHEDULE OF OPERATING EXPENSES BUDGET AND ACTUAL - GAAP BASIS FOR THE YEAR ENDED DECEMBER 31, 2021 83 CITY OF NORTH AUGUSTA, SOUTH CAROLINA Budget Actual OPERATING REVENUES Sanitation service fees $ 3,506,892 $ 3,577,468 $ 70,576 Recycling fees 1,229,954 1,077,440 (152,514) Sale of recyclables 102,064 136,398 34,334 Other 53,784 89,212 35,428 Total operating revenues 4,892,694 4,880,518 (12,176) OPERATING EXPENSES Sanitation operations 2,782,107 2,340,874 441,233 Material recovery facility 1,654,413 1,530,433 123,980 Depreciation 95,763 564,405 (468,642) Total operating expenses 4,532,283 4,435,712 96,571 Operating income 360,411 444,806 84,395 NONOPERATING REVENUE (EXPENSES) Interest income 18,000 6,978 (11,022) Gain on sale of property - 95,701 95,701 Interest expense - (43,454) (43,454) Total nonoperating revenues, net 18,000 59,225 41,225 Income before capital contributions and transfers 378,411 504,031 125,620 CAPITAL CONTRIBUTIONS - 668 668 TRANSFERS Transfers in 8,095 8,095 - Transfers out (386,506) (386,506) - Total transfers (378,411) (378,411) - Change in net position - 126,288 126,288 Total net position, beginning of year 1,674,576 1,674,576 - Total net position, end of year $ 1,674,576 $ 1,800,864 $ 126,288 Variance with Budget SCHEDULE OF OPERATING REVENUES AND EXPENSES SANITATION SERVICES FUND BUDGET AND ACTUAL - GAAP BASIS FOR THE YEAR ENDED DECEMBER 31, 2021 84 CITY OF NORTH AUGUSTA, SOUTH CAROLINA Budget Actual OPERATING EXPENSES Sanitation Operations Personal services: Salaries and wages $ 1,167,372 $ 1,033,708 $ 133,664 Overtime pay 15,032 18,773 (3,741) FICA 90,454 77,421 13,033 Employee retirement 189,894 145,467 44,427 Employee insurance 218,095 199,458 18,637 Workers' compensation 37,305 26,504 10,801 Other operating expenses: General supplies 1,520 1,519 1 Dues/training 900 840 60 Auto operating 311,765 377,329 (65,564) Utility services 22,800 28,688 (5,888) Data processing 17,000 24,439 (7,439) Contracts and repairs 11,615 13,133 (1,518) Uniforms and clothing 21,562 8,965 12,597 Professional services 7,807 8,301 (494) Special departmental supplies 248,224 287,219 (38,995) Insurance 47,469 89,110 (41,641) Leases 373,293 - 373,293 Total sanitation operations 2,782,107 2,340,874 441,233 Material Recovery Facility Personal services: Salaries and wages 395,850 381,792 14,058 Overtime pay 12,395 10,173 2,222 FICA 31,231 28,895 2,336 Employee retirement 65,564 53,423 12,141 Employee insurance 69,955 64,190 5,765 Workers' compensation 12,560 22,213 (9,653) Other operating expenses: General supplies 400 428 (28) Dues/training 655 649 6 Auto operating 82,298 93,527 (11,229) Utility services 14,380 15,599 (1,219) Contracts and repairs 162,000 176,300 (14,300) Building material 500 - 500 Recycling expenses 500 - 500 Uniforms and clothing 6,840 3,440 3,400 Professional services 185,544 145,323 40,221 Special departmental supplies 492,294 478,909 13,385 Insurance 51,767 55,572 (3,805) Leases 69,680 - 69,680 Total material recovery facility 1,654,413 1,530,433 123,980 Depreciation 95,763 564,405 (468,642) Total operating expenses $ 4,532,283 $ 4,435,712 $ 96,571 Budget Variance with FOR THE YEAR ENDED DECEMBER 31, 2021 SCHEDULE OF OPERATING EXPENSES BUDGET AND ACTUAL - GAAP BASIS SANITATION SERVICES FUND 85 CITY OF NORTH AUGUSTA, SOUTH CAROLINA UNIFORM SCHEDULE OF COURT FINES, ASSESSMENTS AND SURCHARGES (per ACT 96) For The Year Ended December 31, 2021 FOR THE STATE TREASURER'S OFFICE: COUNTY / MUNICIPAL FUNDS COLLECTED BY CLERK OF COURT General Sessions Magistrate Court Municipal Court Total Court Fines and Assessments: Court fines and assessments collected N/A N/A $ 846,666 $ 846,666 Court fines and assessments remitted to State Treasurer N/A N/A 457,174 457,174 Total Court Fines and Assessments retained N/A N/A $ 389,492 $ 389,492 Surcharges and Assessments retained for victim services: Surcharges collected and retained N/A N/A $ 4,465 $ 4,465 Assessments retained N/A N/A 38,752 38,752 Total Surcharges and Assessments retained for victim services N/A N/A $ 43,217 $ 43,217 FOR THE DEPARTMENT OF CRIME VICTIM COMPENSATION (DCVC) Municipal County Total $ 119,094 N/A $ 119,094 - N/A - 38,752 N/A 38,752 4,465 N/A 4,465 - N/A - - N/A - - N/A - - N/A - - N/A - - N/A - $ 162,311 N/A $ 162,311 (1) Town of VICTIM SERVICE FUNDS COLLECTED Carryforward from Previous Year – Beginning Balance Victim Service Revenue: Victim Service Fines Retained by City/County Treasurer Victim Service Assessments Retained by City/County Treasurer Victim Service Surcharges Retained by City/County Treasurer Interest Earned Grant Funds Received Grant from: General Funds Transferred to Victim Service Fund Contribution Received from Victim Service Contracts: (2) Town of (3) City of Total Funds Allocated to Victim Service Fund + Beginning Balance (A) Developed by the Office of the Attorney General, Department of Crime Victim Compensation 86 CITY OF NORTH AUGUSTA, SOUTH CAROLINA UNIFORM SCHEDULE OF COURT FINES, ASSESSMENTS AND SURCHARGES (per ACT 96) For The Year Ended December 31, 2021 Municipal County Total $ 10,362 N/A $ 10,362 4,618 N/A 4,618 - N/A - - N/A - 12,000 N/A 12,000 - N/A - 12,000 N/A 12,000 - N/A - 38,980 N/A 38,980 123,331 N/A 123,331 - N/A - $ 123,331 N/A $ 123,331 (2) Rape Crisis Center: Expenditures for Victim Service Program: Salaries and Benefits Operating Expenditures Victim Service Contract(s): (1) Entity's Name (2) Entity's Name Victim Service Donation(s): (1) Domestic Violence Shelter: Cumbie Center (3) Other local direct crime victims service agency: Child Advocacy Center of Aiken County Transferred to General Fund Total Expenditures from Victim Service Fund/Program (B) Less: Prior Year Fund Deficit Repayment Carryforward Funds – End of Year Total Victim Service Funds Retained by Municipal/County Treasurer (A-B) Developed by the Office of the Attorney General, Department of Crime Victim Compensation 87 THIS PAGE INTENTIONALLY LEFT BLANK STATISTICAL SECTION North )1 1 Augusta South Carolina's Riverfront STATISTICAL SECTION This part of the City’s annual comprehensive financial report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, required supplementary information, and supplementary information says about the City’s overall financial health. Contents Page Financial Trends .......................................................................................................................................... 88 - 92 These schedules contain trend information to help the reader understand how the City’s financial performance and well-being have changed over time. Revenue Capacity ........................................................................................................................................ 93 - 99 These schedules contain information to help the reader assess the City’s most significant local revenue source, the property tax. Debt Capacity ........................................................................................................................................... 100 - 104 These schedules present information to help the reader assess the affordability of the City’s current levels of outstanding debt and the City’s ability to issue additional debt in the future. Demographic and Economic Information ............................................................................................. 105 - 107 These schedules offer demographic and economic indicators to help the reader understand the environment within which the City’s financial activities take place. Operating Information ............................................................................................................................. 108 - 111 These schedules contain service and infrastructure data to help the reader understand how the information in the City’s financial report relates to the services the City provides and the activities it performs. Sources: Unless otherwise noted, the information in these schedules is derived from the City’s financial reports for the relevant year. 2012 2013 2014 2015 2016 Governmental activities Net investment in capital assets 51,180,628$ 53,791,597$ 57,779,457$ 59,649,524$ 60,261,553$ Restricted 7,210,998 7,810,702 7,536,710 6,964,338 7,616,189 Unrestricted 7,342,802 5,466,773 4,267,933 (6,848,500) (5,705,943) Total governmental activities net position 65,734,428$ 67,069,072$ 69,584,100$ 59,765,362$ 62,171,799$ Business-type activities Net investment in capital assets 46,022,914$ 47,734,609$ 51,802,542$ 53,610,839$ 53,203,765$ Restricted 10,116,845 10,104,431 9,883,717 10,248,230 11,374,284 Unrestricted 8,233,390 7,777,449 6,767,765 (1,175,007) (387,763) Total business-type activities net position 64,373,149$ 65,616,489$ 68,454,024$ 62,684,062$ 64,190,286$ Primary Government Net investment in capital assets 97,203,542$ 101,526,206$ 109,581,999$ 113,260,363$ 113,465,318$ Restricted 17,327,843 17,915,133 17,420,427 17,212,568 18,990,473 Unrestricted 15,576,192 13,244,222 11,035,698 (8,023,507) (6,093,706) Total primary government net position 130,107,577$ 132,685,561$ 138,038,124$ 122,449,424$ 126,362,085$ 2017 2018 2019 2020 2021 Governmental activities Net investment in capital assets 46,115,747$ 65,640,358$ 64,540,113$ 64,277,060$ 54,204,071$ Restricted 23,744,254 6,574,221 8,729,598 7,848,687 19,786,412 Unrestricted (5,641,833) (7,354,106) (9,984,502) (9,345,838) (7,117,195) Total governmental activities net position 64,218,168$ 64,860,473$ 63,285,209$ 62,779,909$ 66,873,288$ Business-type activities Net investment in capital assets 55,927,179$ 58,580,045$ 60,703,383$ 61,930,753$ 62,504,303$ Restricted 9,618,737 7,977,008 8,433,456 8,358,324 8,481,549 Unrestricted 492,016 1,215,467 1,431,160 1,855,707 3,230,474 Total business-type activities net position 66,037,932$ 67,772,520$ 70,567,999$ 72,144,784$ 74,216,326$ Primary Government Net investment in capital assets 102,042,926$ 124,220,403$ 125,243,496$ 126,207,813$ 116,708,374$ Restricted 33,362,991 14,551,229 17,163,054 16,207,011 28,267,961 Unrestricted (5,149,817) (6,138,639) (8,553,342) (7,490,131) (3,886,721) Total primary government net position 130,256,100$ 132,632,993$ 133,853,208$ 134,924,693$ 141,089,614$ Note: A prior period adjustment for ad valorem property tax revenues and related allowance of $28,681 required a restatement of beginning net position for Fiscal Year 2014 Note: GASB 68, Accounting and Financial Reporting for Pensions and GASB 71 Pension Transition for Contributions Made Subsequent to the Measurement Date, were adopted by the City for Fiscal Year 2015. A restatement of beginning net position of $18,624,474 was required to reflect implementation. City of North Augusta, South Carolina Net Position by Component Last Ten Fiscal Years (accrual basis of accounting) Year Ending December 31 Year Ending December 31 88 2012 2013 2014 2015 2016 Expenses Governmental activities: General government 3,574,637$ 3,893,288$ 4,181,576$ 4,573,665$ 4,519,094$ Public safety 6,975,047 6,615,699 7,232,466 7,517,589 8,473,548 Public works 2,980,032 2,609,477 2,348,897 2,051,542 580,327 Parks, recreation, and tourism 4,053,013 4,212,673 4,501,259 4,723,035 5,061,480 Debt service - interest and fees 340,610 313,866 163,147 168,583 155,047 Loss on debt defeasance - 277,682 - - - Total governmental activities expenses 17,923,339$ 17,645,003$ 18,427,345$ 19,034,414$ 18,789,496$ Business-type activities: Water and wastewater 6,958,202$ 7,491,321$ 7,420,051$ 8,081,456$ 7,745,232$ Sanitation 3,160,647 3,376,614 3,958,515 4,316,548 4,594,016 Stormwater utility 568,984 826,121 507,555 494,179 541,495 Savannah Bluff Lock and Dam 24,000 24,000 24,000 24,000 24,000 Total business-type activities expenses 10,711,833$ 11,718,056$ 11,910,121$ 12,916,183$ 12,904,743$ Total primary government expenses 28,635,172$ 29,363,059$ 30,337,466$ 31,950,597$ 31,694,239$ Program Revenues Governmental activities: Charges for services: General government 4,711,699$ 4,892,172$ 5,272,149$ 5,621,613$ 5,885,657$ Public safety 1,092,699 1,055,155 1,109,022 1,195,544 1,060,102 Public Works 46,970 60,381 62,664 65,907 78,018 Parks, recreation, and tourism 1,019,548 1,058,841 1,090,469 1,162,485 1,260,024 Operating grants and contributions 801,328 811,914 1,433,764 872,652 791,316 Capital grants and contributions 1,619,796 1,357,083 468,934 - - Total governmental activities program revenues 9,292,040$ 9,235,546$ 9,437,002$ 8,918,201$ 9,075,117$ Business-type activities: Charges for services: Water and wastewater 8,388,987$ 8,564,524$ 8,800,125$ 8,664,457$ 9,155,898$ Sanitation 3,388,623 3,647,518 4,163,934 4,168,309 4,246,959 Stormwater utility 573,660 575,233 584,566 746,814 759,131 Operating grants and contributions - - 264,747 2,449 - Capital grants and contributions 206,463 220,936 618,036 396,837 124,408 Total business-type activities program revenues 12,557,733$ 13,008,211$ 14,431,408$ 13,978,866$ 14,286,396$ Total primary government program revenues 21,849,773$ 22,243,757$ 23,868,410$ 22,897,067$ 23,361,513$ Net (expense) / revenue Governmental activities (8,631,299)$ (8,409,457)$ (8,990,343)$ (10,116,213)$ (9,714,379)$ Business-type activities 1,845,900 1,290,155 2,521,287 1,062,683 1,381,653 Total primary government net expense (6,785,399)$ (7,119,302)$ (6,469,056)$ (9,053,530)$ (8,332,726)$ General Revenues and Other Changes in Net Position Governmental activities: Ad valorem property taxes 6,780,783$ 6,858,860$ 6,993,684$ 6,874,139$ 7,162,650$ Capital projects sales taxes 1,861,677 1,180,511 2,733,613 2,828,301 2,891,291 Local hospitality and accommodations taxes 584,227 622,971 661,531 713,903 764,056 Interest on investments 77,894 70,768 69,440 89,791 192,906 Gain(loss) on disposal of capital assets - - - (3,311) - Miscellaneous 590,882 631,662 696,936 886,062 568,970 Transfers 542,241 657,011 378,848 514,893 540,943 Total governmental activities 10,437,704$ 10,021,783$ 11,534,052$ 11,903,778$ 12,120,816$ Business-type activities: Interest on investments 56,203$ 48,450$ 50,735$ 69,410$ 120,990$ Gain(loss) on disposal of capital assets -$ -$ - 46,107 (12,606) Miscellaneous 358,764 561,746 644,361 584,902 557,130 Transfers (542,241) (657,011) (378,848) (514,893) (540,943) Total business-type activities (127,274)$ (46,815)$ 316,248$ 185,526$ 124,571$ Total primary government 10,310,430$ 9,974,968$ 11,850,300$ 12,089,304$ 12,245,387$ Change in Net PositionGovernmental activities 1,806,405$ 1,612,326$ 2,543,709$ 1,787,565$ 2,406,437$ Business-type activities 1,718,626 1,243,340 2,837,535 1,248,209 1,506,224 Total primary government 3,525,031$ 2,855,666$ 5,381,244$ 3,035,774$ 3,912,661$ (continued) (accrual basis of accounting) Year Ending December 31 City of North Augusta, South Carolina Changes in Net Position Last Ten Fiscal Years 89 2017 2018 2019 2020 2021 ExpensesGovernmental activities: General government 7,474,923$ 8,855,053$ 11,607,797$ 7,870,452$ 8,020,594$ Public safety 8,736,202 9,253,259 9,079,791 9,539,596 8,713,621 Public works 2,695,126 2,736,631 2,936,592 2,924,751 2,952,922 Parks, recreation, and tourism 4,913,582 3,785,041 4,212,339 3,371,009 4,197,184 Debt service - interest and fees 338,132 1,568 276,699 3,447,465 3,347,376 Loss on debt defeasance - - - - - Total governmental activities expenses 24,157,965$ 24,631,552$ 28,113,218$ 27,153,273$ 27,231,697$ Business-type activities: Water and wastewater 8,359,555$ 8,896,535$ 10,077,290$ 10,410,462$ 10,164,461$ Sanitation 4,536,142 4,624,936 4,733,146 4,626,296 4,479,166 Stormwater utility 638,634 661,987 789,312 840,358 883,357 Savannah Bluff Lock and Dam utility 24,000 23,999 24,000 192,673 133,970 Total business-type activities expenses 13,558,331$ 14,207,457$ 15,623,748$ 16,069,789$ 15,660,954$ Total primary government expenses 37,716,296$ 38,839,009$ 43,736,966$ 43,223,062$ 42,892,651$ Program Revenues Governmental activities: Charges for services: General government 6,229,497$ 6,361,953$ 6,256,452$ 6,420,926$ 6,868,596$ Public safety 1,041,202 892,138 1,044,181 911,851 895,682 Public Works 158,147 167,961 108,726 85,435 93,392 Parks, recreation, and tourism 1,148,108 1,829,789 2,096,008 1,091,763 2,158,381 Operating grants and contributions 1,083,944 1,377,317 1,265,522 1,287,442 960,878 Capital grants and contributions 207,768 - 759,852 1,788,037 2,199,191 Total governmental activities program revenues 9,868,666$ 10,629,158$ 11,530,741$ 11,585,454$ 13,176,120$ Business-type activities: Charges for services: Water and wastewater 9,459,054$ 9,746,927$ 10,151,786$ 10,666,159$ 11,159,227$ Sanitation 4,472,281 4,355,688 4,487,564 4,862,277 4,791,306 Stormwater utility 770,135 782,958 804,213 821,127 837,701 Operating grants and contributions 10,161 80,636 23,516 - - Capital grants and contributions 103,591 23,514 616,830 1,325,388 1,332,381 Total business-type activities program revenues 14,815,222$ 14,989,723$ 16,083,909$ 17,674,951$ 18,120,615$ Total primary government program revenues 24,683,888$ 25,618,881$ 27,614,650$ 29,260,405$ 31,296,735$ Net (expense) / revenueGovernmental activities (14,289,299)$ (14,002,394)$ (16,582,477)$ (15,567,819)$ (14,055,577)$ Business-type activities 1,256,891 782,266 460,161 1,605,162 2,459,661 Total primary government net expense (13,032,408)$ (13,220,128)$ (16,122,316)$ (13,962,657)$ (11,595,916)$ General Revenues and Other Changes in Net Position Governmental activities: Ad valorem property taxes 8,146,680$ 8,143,925$ 8,456,230$ 10,632,768$ 11,382,532$ Capital projects sales taxes 3,109,712 3,179,463 1,443,301 176,864 1,770,110 Local hospitality and accommodations taxes 790,749 1,718,195 2,017,221 1,830,571 2,385,218 Interest on investments 423,369 400,007 330,669 168,087 62,950 Gain(loss) on disposal of capital assets - 9,441 31,203 - - Miscellaneous 3,659,328 1,024,414 1,005,944 1,095,995 1,329,329 Transfers 205,830 169,254 748,347 1,158,234 1,218,817 Total governmental activities 16,335,668$ 14,644,699$ 14,032,915$ 15,062,519$ 18,148,956$ Business-type activities: Interest on investments 145,025$ 281,451$ 327,680$ 127,876$ 35,498$ Gain(loss) on disposal of capital assets 78,747 55,180 465 56,065 95,281 Miscellaneous 572,813 784,945 631,468 945,916 699,919 Transfers (205,830) (169,254) (748,347) (1,158,234) (1,218,817) Total business-type activities 590,755$ 952,322$ 211,266$ (28,377)$ (388,119)$ Total primary government 16,926,423$ 15,597,021$ 14,244,181$ 15,034,142$ 17,760,837$ Change in Net Position Governmental activities 2,046,369$ 642,305$ (2,549,562)$ (505,300)$ 4,093,379$ Business-type activities 1,847,646 1,734,588 671,427 1,576,785 2,071,542 Total primary government 3,894,015$ 2,376,893$ (1,878,135)$ 1,071,485$ 6,164,921$ (accrual basis of accounting) Year Ending December 31 Changes in Net Position Last Ten Fiscal Years 90 2012 2013 2014 2015 2016 General Fund Reserved -$ -$ -$ -$ -$ Nonspendable 1,220 1,630 1,774 - - Restricted 3,140 32,841 60,140 88,746 103,644 Committed 1,143,666 966,050 1,073,650 796,106 1,484,194 Unassigned - - - 2,375,000 2,475,000 Total General Fund 1,148,026$ 1,000,521$ 1,135,564$ 3,259,852$ 4,062,838$ All Other Governmental Funds Reserved -$ -$ 6,746,666$ -$ -$ Restricted 6,725,864 7,065,591 2,114,554 5,790,157 7,512,545 Committed 1,197,249 1,534,983 2,489,051 2,184,346 2,950,803 Assigned 6,031,460 4,234,929 (188,988) 1,261,269 428,854 Unassigned - - - (69,258) - Total all other governmental funds 13,954,573$ 12,835,503$ 11,161,283$ 9,166,514$ 10,892,202$ 2017 2018 2019 2020 2021 General Fund Nonspendable -$ -$ -$ -$ -$ Restricted 107,443 111,049 115,225 119,094 123,331 Committed 1,121,426 937,499 433,393 689,671 2,834,351 Unassigned 2,625,000 2,825,000 2,875,000 3,000,000 3,125,000 Total General Fund 3,853,869$ 3,873,548$ 3,423,618$ 3,808,765$ 6,082,682$ All Other Governmental Funds Reserved -$ -$ -$ -$ -$ Restricted 23,636,811 10,531,546 9,423,502 17,733,705 19,663,081 Committed 3,731,713 2,669,258 2,737,813 2,980,435 3,398,961 Assigned 367,043 344,403 34,138 5,837 6,155 Unassigned - - - - - Total all other governmental funds 27,735,567$ 13,545,207$ 12,195,453$ 20,719,977$ 23,068,197$ Year Ending December 31 Year Ending December 31 City of North Augusta, South Carolina Fund Balances, Governmental Funds Last Ten Fiscal Years (modified accrual basis of accounting) 91 2012 2013 2014 2015 2016 RevenuesAd valorem taxes 6,780,783$ 6,858,860$ 6,993,526$ 6,871,821$ 7,163,429$ Sales taxes 1,861,677 1,180,511 2,733,613 2,828,301 2,891,291 Local hospitality and accommodations taxes 584,227 622,971 661,531 713,903 764,056 Licenses and permits 4,711,699 4,892,172 5,272,149 5,621,613 5,885,657 Fines and forfeitures 1,029,126 991,039 1,044,648 1,138,891 996,799 Charges for services 1,083,121 1,122,957 1,154,843 1,285,045 1,401,345 Intergovernmental 1,198,831 1,141,759 1,187,485 872,652 791,316 Miscellaneous/interest earnings 675,603 697,191 747,304 977,123 781,035 Contributions 310,352 1,000 368,500 - - 4,352 - - - - Total Revenues 18,239,771$ 17,508,460$ 20,163,599$ 20,309,349$ 20,674,928$ Expenditures General government 2,984,191$ 3,302,811$ 3,704,832$ 4,028,393$ 3,712,733$ Public safety 6,502,974 6,058,506 6,630,196 7,833,279 7,990,705 Public works 1,176,290 1,157,668 1,344,015 1,487,619 1,394,286 Parks, recreation and tourism 3,154,330 3,141,942 3,391,470 3,647,665 4,022,934 Capital outlay 5,089,261 1,353,010 6,269,988 13,260,678 1,790,360 Debt service: Capital lease payments 1,024,075 4,117,682 747,764 897,952 929,907 Interest and fiscal charges 345,547 599,101 179,035 164,947 155,047 Principal Retirements - - - - - Bond Issuance Costs - - - - - Total Expenditures 20,276,668$ 19,730,720$ 22,267,300$ 31,320,533$ 19,995,972$ Excess (deficiency) of revenues over (under) expenditures (2,036,897)$ (2,222,260)$ (2,103,701)$ (11,011,184)$ 678,956$ Other financing sources (uses)Proceeds on sale of capital assets -$ -$ 26,191$ -$ -$ Issuance of capital lease 515,417 309,494 312,249 887,594 880,655 Lease issuance cost - - - 9,738,217 428,120 Issuance of bonds - - - - - Transfers in 1,135,143 1,691,350 3,253,841 23,350,453 1,397,258 Transfers out (592,902) (1,045,159) (2,874,993) (22,835,560) (856,315) Total other financing sources (uses) 1,057,658$ 955,685$ 717,288$ 11,140,704$ 1,849,718$ Net change in fund balance (979,239)$ (1,266,575)$ (1,386,413)$ 129,520$ 2,528,674$ Debt service as a percentage of noncapital expenditures 8.42% 24.83% 5.77% 6.42% 7.03% 2017 2018 2019 2020 2021Revenues Ad valorem taxes 7,446,013$ 8,018,222$ 8,404,331$ 9,655,624$ 12,220,170$ Sales taxes 3,109,712 3,179,463 2,235,581 176,864 1,770,110 Local hospitality and accommodations taxes 790,749 1,718,195 2,017,221 1,830,571 2,385,218 Licenses and permits 6,229,497 6,361,953 6,256,452 6,420,926 6,868,596 Fines and forfeitures 978,626 834,200 1,006,060 872,727 854,434 Charges for services 1,291,321 1,974,016 2,226,219 1,216,322 2,293,021 Intergovernmental 4,179,592 1,899,080 1,569,665 1,452,465 1,168,208 Miscellaneous/interest earnings 1,000,276 1,068,804 1,111,636 1,157,925 1,237,945 Contributions - - - - - - - - - - Total Revenues 25,025,786$ 25,053,933$ 24,827,165$ 22,783,424$ 28,797,702$ ExpendituresGeneral government 3,406,445$ 4,759,360$ 5,751,630$ 5,503,855$ 5,849,145$ Public safety 7,921,809 8,379,644 8,932,323 8,058,484 7,986,178 Public works 1,515,323 1,594,271 1,728,518 1,520,495 1,553,477 Parks, recreation and tourism 4,085,589 3,043,122 3,278,290 2,500,187 3,353,253 Capital outlay 45,762,352 18,736,157 4,909,427 3,747,567 3,287,647 Debt service: Capital lease payments 3,991,122 619,864 731,955 711,865 702,138 Interest and fiscal charges 1,712,670 3,217,755 3,217,751 3,273,533 3,325,369 Principal Retirements 12,573,657 (b)- - 650,000 739,968 Bond Issuance Costs 1,495,554 - - 88,947 - Total Expenditures 82,464,521$ 40,350,173$ 28,549,894$ 26,054,933$ 26,797,175$ Excess (deficiency) of revenues over (under) expenditures (57,438,735)$ (15,296,240)$ (3,722,729)$ (3,271,509)$ 2,000,527$ Other financing sources (uses) Proceeds on sale of capital assets -$ -$ -$ -$ -$ Issuance of capital lease 473,983 432,308 838,111 772,946 1,405,126 Issuance of bonds 71,882,320 (a)- - 10,250,000 (c)- Insurance proceeds 178,260 - - - - Transfers in 10,699,613 4,538,136 3,825,974 4,380,329 6,103,845 Transfers out (9,161,045) (3,844,885) (2,741,040) (3,222,095) (4,887,361) Total other financing sources (uses) 74,073,131$ 1,125,559$ 1,923,045$ 12,181,180$ 2,621,610$ Net change in fund balance 16,634,396$ (14,170,681)$ (1,799,684)$ 8,909,671$ 4,622,137$ Debt service as a percentage of noncapital expenditures 54.73%(b)18.18%18.09%20.78%20.28% (a) 2017 installment purchase revenue bond to construct and equip two parking decks, a stadium, conference facilities, a riverfront park, and certain roads, water, sewer, and related infrastructure (Series 2017B.) Also included is a $25,000 tax increment revenue bond. (b) In May 2017, the North Augusta Public Facilities Corporation entered into an installment purchase transaction. Proceeds from this transaction were also used to refinance the municipal center lease. (c) In March 2020, the City issued Series 2020 General Obligation Bonds in the amount of $10,250,000 for the purposes of defraying the costs incurred in connection with all or a portion of designing, developing, and construction of a new Public Safety Headquarters and related fire apparatus. Grant revenue Year Ending December 31 (modified accrual basis of accounting) Grant revenue Year Ending December 31 City of North Augusta, South Carolina Changes in Fund Balances, Governmental Funds Last Ten Fiscal Years 92 Year Ended December 31 (a) Tax Year Assessed Value Estimated Actual Value Assessed Value Estimated Actual Value Assessed Value Estimated Actual Value Tax Rate 2012 (b) 2011 67,451,510$ 1,371,997,494$ 18,490,991$ 141,620,052$ 85,942,501$ 1,513,617,546$ 74.21 2013 2012 68,404,348 1,395,850,974 19,032,345 144,082,251 87,436,693 1,539,933,225 74.21 2014 2013 69,161,813 1,411,307,715 19,735,545 149,405,748 88,897,358 1,560,713,463 74.21 2015 2014 70,710,810 1,442,916,363 20,984,447 158,860,422 91,695,257 1,601,776,785 74.21 2016 2015 73,065,987 1,490,975,824 21,623,421 163,697,707 94,689,408 1,654,673,531 74.21 2017 (b) 2016 79,819,959 1,628,796,572 26,336,665 199,378,794 106,156,624 1,828,175,366 70.50 2018 2017 82,341,248 1,680,245,695 27,375,296 207,241,635 109,716,544 1,887,487,330 73.50 2019 2018 83,448,499 1,702,840,127 31,654,277 239,635,180 115,102,776 1,942,475,307 73.50 2020 2019 111,102,458 (c)2,267,143,519 33,204,209 251,368,769 144,306,667 2,518,512,288 73.50 2021 2020 114,076,665 (c)2,327,834,832 40,594,219 307,314,023 154,670,884 2,635,148,856 73.50 (b) Reassessment year, see Table VI (c) Includes real, merchants inventory, merchants furniture and fixtures, personal property taxes, and special assessments for parcels in the City's Municipal Improvement District (MID). Assessed value of real property less the special assessmesnts in the MID totals $100,762,532. City of North Augusta, South Carolina Assessed Value and Estimated Actual Value of Taxable Property Last Ten Fiscal Years Source: City of North Augusta tax records TOTALREAL PROPERTY PERSONAL PROPERTY (a) The City of North Augusta uses different tax years for real and personal property taxes because on April 30, 1980, the S.C. General Assembly passed a law that provided for the billing and collection of personal property taxes on motor vehicles on a staggered basis according to expiration of the license tag. 93 Fiscal Year Ended December 31 (a) Tax Year Operating Millage Debt Service Millage (b) Total City Millage Operating Millage Debt Service Millage Total County Millage Operating Millage Debt Service Millage Total School Millage Total Direct & Overlapping Rates 2012 2011 66.40 7.81 74.21 65.60 4.30 69.90 131.60 31.50 163.10 307.21 2013 2012 66.40 7.81 74.21 66.00 3.90 69.90 135.80 31.50 167.30 311.41 2014 2013 74.21 -74.21 66.00 3.90 69.90 141.60 29.00 170.60 314.71 2015 2014 74.21 -74.21 66.00 3.90 69.90 141.60 29.00 170.60 314.71 2016 2015 74.21 -74.21 66.00 3.90 69.90 141.60 29.00 170.60 314.71 2017 2016 70.50 -70.50 64.60 3.90 68.50 137.30 28.70 166.00 305.00 2018 2017 73.50 -73.50 64.60 3.90 68.50 137.30 28.70 166.00 308.00 2019 2018 73.50 -73.50 65.20 3.30 68.50 137.30 33.70 171.00 313.00 2020 2019 73.50 -73.50 65.20 3.30 68.50 137.30 33.70 171.00 313.00 2021 2020 73.50 -73.50 64.30 3.00 67.30 134.20 33.70 167.90 308.70 Source: Aiken County Auditor (b) The City had no GOB debt prior to 2006. During 2013, the City defeased all of its outstanding GOB debt City Tax Data: Mill: Represents .1% per $1,000 of assessed valuation Tax Rate Limits: None Taxes Due: Personal: In the month preceding tag renewal by the S.C. State Highway Department Real and Merchants: April 30th Personal: N/A--Taxes on personal property paid in advance Taxes Delinquent: Real and Merchants: May 1st Discount Allowed: None Penalties: Real and Merchants: 15% Reassessment Years: Tax Years 2011, 2016, 2021 Uncollected taxes are turned over to the City Delinquent Tax Collector on June 1st, with authority to enforce collection by tax sale. (a) Because of the change mandated by State law noted in the footnote of Table V, the City of North Augusta uses different tax years for real and personal property taxes. City of North Augusta, South Carolina Direct and Overlapping Property Tax Rates Last Ten Fiscal Years City of North Augusta Overlapping Property Tax Rates County of Aiken Aiken County School District 94 2021 2012 Taxpayer Assessed Valuation (b) Rank Percentage of Total Assessed Valuation Assessed Valuation Rank Percentage of Total Assessed Valuation S. C. Electric & Gas Co. 3,291,010$ 1 2.13% 2,444,140$ 1 2.84% Graybul Ironwood LLC 2,356,900 2 1.52% Wal-Mart, Inc. 2,331,510 3 1.51% 1,219,960 4 1.42% Allnex Industries, Inc. (a)2,132,490 4 1.38% 1,499,750 2 1.75% Ackerman Greenstone North Augusta 1,995,647 5 1.29% SUSO 3 Augusta, LP 1,126,870 6 0.73% Halocarbon Chemicals, Inc. 1,119,760 7 0.72% 1,082,650 6 1.26% SRP Federal Credit Union 1,086,060 8 0.70% 1,333,890 3 1.55% CVS SC Distribution, Inc. 858,340 9 0.55% 628,490 9 0.73% NHC Healthcare 712,260 10 0.46% 492,810 10 0.57% North Augusta Plaza SC, LLC 1,087,920 5 1.27% The Kroger Company 835,260 7 0.97% Bell South Telecommunications 683,120 8 0.79% TOTAL Taxable Assessed 17,010,847$ 11.00% 11,307,990$ 13.15% Source: City of North Augusta tax records This table lists the ten largest taxpayers, type of business, assessed valuation, and tax levy for the fiscal year 2020 (tax year 2019) as indicated by the City of North Augusta tax digest. This includes furniture, fixtures, and equipment assessed at 10.5% and commercial real estate at 6%. (a) Allnex formerly Cytec Surface Specialties (b) Does not include special assessments for parcels in the City's Municipal Improvement District (MID) that do not have a building assessed valuation. City of North Augusta, South Carolina Principal Property Taxpayers Current Year and Nine Years Ago 95 Year Ended December 31 (b) Tax Year (a) Taxes Levied for the Fiscal Year Amount Percentage of Levy Collections in Subsequent Years Amount Percentage of Levy 2012 (c) 2011 6,377,793$ 6,344,561$ 99.48% 13,531$ 6,358,092$ 99.69% 2013 2012 6,488,677 6,446,489 99.35%23,659 6,470,148 99.71% 2014 2013 6,597,073 6,565,216 99.52%15,519 6,580,735 99.75% 2015 2014 6,804,705 6,762,260 99.38%23,062 6,785,322 99.72% 2016 2015 7,026,901 6,992,988 99.52%12,644 7,005,632 99.70% 2017 (c) 2016 7,484,042 7,446,013 99.49%9,530 7,455,543 99.62% 2018 2017 8,064,166 8,018,222 99.43%16,598 8,034,820 99.64% 2019 2018 8,460,054 8,404,331 99.34%4,543 8,408,874 99.40% 2020 2019 10,606,540 9,655,624 91.03%889,764 10,545,388 99.42% 2021 2020 11,368,310 11,326,981 99.64%- 11,326,981 99.64% (a) Includes real, merchants inventory, merchants furniture and fixtures, personal property taxes, and special assessments for parcels in the City's Municipal Improvement District (MID). (b) Because of the change by State law noted in the footnote of Table V, the City of North Augusta uses different tax years for real and personal property taxes. (c) Reassessment year, see Table VI City of North Augusta, South Carolina Property Tax Levies and Collections Last Ten Fiscal Years Total Collections to Date Collected within the Current Year of Tax Levy Source: City of North Augusta tax records 96 Year Ended December 31 Total Revenues Gross Sales Total Number of Licenses Issued 2012 4,582,285$ 873,882,462$ 1,750 2013 4,738,535 963,027,255 1,760 2014 5,032,737 1,047,778,440 1,849 2015 5,302,353 1,098,056,589 1,877 2016 5,514,782 1,143,626,048 2,017 2017 5,727,383 (a) 1,253,829,811 2,017 2018 6,007,529 (a) 1,355,936,169 2,420 2019 5,886,386 1,256,734,425 2,254 2020 5,905,981 1,294,322,660 2,302 2021 6,216,232 1,263,252,418 2,192 (a) Increase due to numerous one-time licenses for construction related to projects in Riverside Village. Source: City of North Augusta business license records City of North Augusta, South Carolina Business Licenses / Franchise Fees Last Ten Fiscal Years 97 Year Ended December 31 Residential Inside Water Non-Residential Inside Water Total Inside Water Accounts Residential Outside Water Non-Residential Outside Water Total Outside Water Accounts Total Water Accounts 2012 7,897 582 8,479 2,974 150 3,124 11,603 2013 7,906 590 8,496 2,973 147 3,120 11,616 2014 7,971 608 8,579 2,965 148 3,113 11,692 2015 8,074 636 8,710 2,941 153 3,094 11,804 2016 8,152 658 8,810 2,931 158 3,089 11,899 2017 8,310 785 9,095 2,959 158 3,117 12,212 2018 8,775 777 9,552 2,950 158 3,108 12,660 2019 9,119 765 9,884 2,927 158 3,085 12,969 2020 9,254 775 10,029 2,963 163 3,126 13,155 2021 9,324 786 10,110 2,942 166 3,108 13,218 Year Ended December 31 Residential Inside Sewer Non-Residential Inside Sewer Total Inside Sewer Accounts Residential Outside Sewer Non-Residential Outside Sewer Total Outside Sewer Accounts Total Sewer Accounts 2012 9,355 529 9,884 964 27 991 10,875 2013 9,414 535 9,949 975 29 1,004 10,953 2014 9,521 549 10,070 963 31 994 11,064 2015 9,725 562 10,287 967 31 998 11,285 2016 9,900 576 10,476 967 31 998 11,474 2017 10,114 646 10,760 979 32 1,011 11,771 2018 10,397 638 11,035 980 31 1,011 12,046 2019 10,775 640 11,415 972 30 1,002 12,417 2020 10,934 655 11,589 975 31 1,006 12,595 2021 11,228 666 11,894 988 33 1,021 12,915 Source: City of North Augusta utility billing records City of North Augusta, South Carolina Number of Utility Customers Last Ten Fiscal Years 98 Water Customers Customer Name Type of Business Rank Water Usage Rank Water Usage Ambiopharm Pharmacutical Manufacturer 1 126,689,600 City of North Augusta Municipal Government 2 83,051,100 2 60,844,400 Halocarbon Chemicals, Inc.Manufacturing 3 61,625,800 3 56,466,100 Allnex Industries, Inc.Manufacturing 4 34,567,100 4 33,567,800 (a) Breezy Hill Water & Sewer Authority Water District Provider 5 29,542,000 1 293,949,500 Crowne Plaza Hotel 6 22,180,200 Graybul Ironwood, LLC Apartments 7 11,010,100 Aiken County Schools School District 8 10,687,300 6 9,534,300 JARS at Breckenridge/Plaza Terrace Apartments 9 10,405,000 5 10,176,500 Lulu's Car Wash Automated Car Wash 10 7,833,800 Whispering Woods Apartments Apartments 7 6,038,500 (c) Gentry's Mobile Home Park Mobile Home Park 8 5,855,500 CIG Plaza Place LLC Apartments 9 5,752,800 (b) Pinecrest Apartments Apartments 10 4,406,100 Wastewater Customers Customer Name Type of Business Rank Water Usage Rank Water Usage Edgefield County Water & Sewer Authority Sewer District Provider 1 782,559,000 1 534,654,000 Ambiopharm Pharmacutical Manufacturer 2 97,832,303 Halocarbon Chemicals, Inc.Manufacturing 3 61,625,800 2 56,466,100 City of North Augusta Municipal Government 4 36,705,105 Allnex Industries, Inc.Manufacturing 5 33,890,412 3 18,248,551 (a) Crowne Plaza Hotel 6 17,854,800 JARS at Breckenridge/Plaza Terrace Apartments 7 9,765,009 5 8,524,385 Graybul Ironwood, LLC Apartments 8 6,691,500 Lulu's Car Wash Automated Car Wash 9 6,334,800 CIG Plaza Place LLC Apartments 10 5,947,700 10 5,176,000 (b) Aiken County Schools School District 4 8,868,302 National Healthcare Nursing Home Facility 6 6,960,000 Gentry's Mobile Home Park Mobile Home Park 7 5,855,500 Whispering Woods Apartments Apartments 8 5,507,994 (c) Willow Wick Apartments Apartments 9 5,370,000 Note: Consumption is measured in gallons (a) Allnex formerly Cytec Industries, Inc (b) CIG Plaza Place LLC formerly Plaza Place Apartments, LLC (c) Whispering Woods Apartments formerly The Housing Authority City of North Augusta, South Carolina Ten Largest Water and Wastewater Customers Current Year and Nine Years Ago Source: City of North Augusta utility billing records 2021 Annual Consumption 2012 Annual Consumption 2021 Annual Consumption 2012 Annual Consumption 99 Year Ended December 31 General Obligation Bonds Revenue Bonds Municipal Center Lease Capital Leases Revenue Bonds Capital Leases PSA Capacity Payable Total Primary Government Population (Estimate) Per Capita 2012 3,393,638$ -$ 4,863,913$ 958,605$ 1,371,083$ 1,298,976$ 1,106,033$ 12,992,248$ 21,703 598.64$ 2013 - - 4,553,466 870,864 1,121,081 1,042,038 - 7,587,449 21,885 346.70 2014 - - 4,189,823 778,992 6,301,457 1,025,696 - 12,295,968 22,048 557.69 2015 - 9,738,317 3,834,882 1,123,575 16,118,138 1,245,633 - 32,060,545 22,568 1,420.62 (a) 2016 - 10,166,337 3,466,970 1,431,394 20,299,376 785,635 - 36,149,712 22,932 1,576.39 2017 - 69,475,000 - 1,306,394 20,982,862 777,781 - 92,542,037 23,275 3,976.03 (b) 2018 - 69,475,000 - 1,174,089 19,877,539 862,405 - 91,389,033 23,444 3,898.18 2019 - 69,475,000 - 1,304,026 18,889,980 852,425 - 90,521,431 23,584 3,838.26 2020 10,250,000 68,825,000 - 1,412,082 18,091,831 1,287,722 - 99,866,635 23,845 4,188.16 (c) 2021 10,250,000 68,085,000 - 2,145,743 17,118,000 1,617,813 - 99,216,556 24,745 4,009.56 (d) (c) 2020 General Obligation Bonds in the amount of $10,250,000 for the purposes of defraying the costs incurred in connection with all or a portion of designing, developing, and and construction of a new Public Safety Headquarters and related fire apparatus. (d) 2021 refunding bond to refund 2014 A and 2015 A SC Drinking Water Revolving Loan Fund serial bonds for the City's raw water storage facility and new water treatment plant. (a) 2015 installment purchase revenue bond to construct and equip a parking garage, 2014A and 2015A SC Drinking Water Revolving Loan Fund serial bonds to construct a raw water storage facility and new water treatment plant. NOTE: The ratio of outstanding debt by type is expressed in per capita dollar amounts. Personal income figures are not available at the City level. Source: Population estimates provided by the City of North Augusta Planning and Development Department (b) 2017 installment purchase revenue bond to construct and equip two parking decks, a stadium, conference facilities, a riverfront park, and certain roads, water, sewer, and related infrastructure (Series 2017B.) Also included is a $25,000 tax increment revenue bond. City of North Augusta, South Carolina Ratio of Outstanding Debt by Type Last Ten Fiscal Years Governmental Activities Business-Type Activities 100 Year Ended December 31 General Obligation Bonds (GOB) Estimated Actual Taxable Value (1) of Property % of Estimated Actual Taxable Value of Property Population (2)Per Capita 2012 3,393,638$ 1,513,617,546$ 0.22% 21,703 156.37$ 2013 - 1,539,933,225 0.00% 21,885 0.00 2014 - 1,560,713,463 0.00% 22,048 0.00 2015 - 1,601,776,785 0.00% 22,568 0.00 2016 - 1,654,673,531 0.00% 22,932 0.00 2017 - 1,828,175,366 0.00% 23,275 0.00 2018 - 1,887,487,330 0.00% 23,444 0.00 2019 - 1,942,475,307 0.00% 23,584 0.00 2020 10,250,000 (3)2,518,512,288 0.41% 23,845 429.86 2021 10,250,000 2,635,148,856 0.39% 24,745 414.23 Last Ten Fiscal Years City of North Augusta, South Carolina Ratios of General Bonded Debt Outstanding Note: The City had no General Obligation Bond (GOB) debt prior to 2006. During 2006 the City issued its first GOB debt. The 2006 General Obligation Bonds were defeased in December of 2013 removing the City's financial obligation. (1) City of North Augusta tax records (2) The population for year 2010 is provided by the US Census Bureau. Population estimates for all other years are provided by th City of North Augusta Planning and Development Department. (3) On November 6, 2018, a favorable bond referendum was held in the City of North Augusta authorixing to the City to issue not exceeding $10,250,000 of general obligation bonds as part of a favorable Capital Projects Sales Tax referendum. These bonds were issued in 2020 to construct and equip a public safety headquarters and bond payments will be made from revenues collected from the capital projects sales tax. 101 Jurisdiction Debt Outstanding @ December 31, 2021 Percent Applicable to City of North Augusta Amount Applicable to City of North Augusta Direct Debt City of North Augusta * 80,480,743$ 100.00% 80,480,743$ Overlapping Debt County of Aiken 39,986,910$ 20.49% 8,193,318$ Aiken County School District 210,025,000 20.49% 43,034,123 Sub-total - Overlapping Debt 250,011,910$ 20.49% 51,227,441$ Total 330,492,653$ 131,708,184$ Source: Aiken County and Aiken County School District City of North Augusta, South Carolina Direct and Overlapping Governmental Activities Debt As of December 31, 2021 assessed value to Aiken County's total taxable assessed value. * Includes Revenue Bonds and Capital Leases Note: The percentage of the overlapping debt applicable to the City of North Augusta is estimated using taxable assessed property values. Applicable percentages were estimated by determining the percentage of the City's total taxable 102 2012 2013 2014 2015 2016 Debt Limit 6,875,400$ 6,994,935$ 7,111,789$ 7,335,620$ 7,575,153$ Total net debt applicable to limit 3,393,638 (a)- - - - Legal debt margin 3,481,762$ 6,994,935$ 7,111,789$ 7,335,620$ 7,575,153$ Total net debt applicable to the limit as a percentage of debt limit 49.36% 0.00% 0.00% 0.00% 0.00% 2017 2018 2019 2020 2021 Debt Limit 8,492,530$ 8,777,324$ 9,208,222$ 11,544,533$ 12,373,671$ Total net debt applicable to limit - - - - (b)- Legal debt margin 8,492,530$ 8,777,324$ 9,208,222$ 11,544,533$ 12,373,671$ Total net debt applicable to the limit as a percentage of debt limit 0.00% 0.00% 0.00% 0.00% 0.00% (a) General Obligation Bonds issued in 2006. The 2006 General Obligation Bonds were defeased in December of 2013 removing the City's financial obligation. Legal Debt Margin Information (b) On November 6, 2018, a favorable bond referendum was held in the City of North Augusta authorizing the City to issue not exceeding $10,250,000 of general obligation bonds as part of a favorable Capital Projects Sales Tax referendum. These bonds were issued in 2020 to construct and equip a public safety headquarters and bond payments will be made from revenues collected from the capital projects sales tax. City of North Augusta, South Carolina Fiscal Year Fiscal Year Last Ten Fiscal Years 103 Year Ended December 31 Total Operating Revenue Total Operating Expenses Net Revenue Available for Debt Service Revenue Bond Principal Revenue Bond Interest Total Debt Service Coverage Ratio 2012 8,695,259$ 5,977,123$ 2,718,136$ 274,217$ 32,117$ 306,334$ 8.87 2013 9,018,317 6,434,884 2,583,433 280,270 26,064 306,334 8.43 2014 9,236,276 6,371,096 2,865,180 966,747 73,229 1,039,976 2.76 2015 9,120,970 6,800,179 2,320,791 1,100,524 197,891 1,298,415 1.79 2016 9,624,938 6,698,524 2,926,414 1,386,619 250,838 1,637,457 1.79 2017 9,966,389 7,173,112 2,793,277 1,203,043 252,869 1,455,912 1.92 2018 10,252,770 7,214,545 3,038,225 1,139,804 219,035 1,358,839 2.24 2019 10,671,751 7,966,484 2,705,267 1,223,501 205,384 1,428,885 1.89 2020 11,212,356 8,454,040 2,758,316 1,252,348 200,928 1,453,276 1.90 2021 11,725,501 8,110,220 3,615,281 1,141,200 150,556 1,291,756 2.80 NOTE: Revenue bond coverage requirements are defined in the City's Revenue Bond Ordinance by the City's Bond Counsel, Pope Flynn LLC, Attorneys and Counselors at Law, located in Columbia, South Carolina. Coverage is calculated by dividing the annual net revenue available for debt service by the average annual requirements for principal and interest on all debt outstanding and payable from revenues of the system. Annual net revenue available for debt service is defined as the total operating revenues (non-operating revenue or interest revenue is not included) less total operating expenses (depreciation or amortization is not included). Average Annual Remaining Debt Service City of North Augusta, South Carolina Pledged-Revenue Bond Coverage Last Ten Fiscal Years 104 Year Population Personal Income (thousands of dollars) Per Capita Personal Income Unemployment Rate 2011 160,682 5,646,463$ 35,141$ 8.5% 2012 162,812 5,696,104 34,986 7.7% 2013 164,176 5,944,862 36,210 6.7% 2014 164,753 6,139,496 37,265 6.0% 2015 165,829 6,200,209 37,389 5.9% 2016 167,458 6,535,813 39,030 4.8% 2017 168,179 6,837,409 40,656 4.1% 2018 169,401 7,201,441 42,511 3.4% 2019 170,872 7,577,925 44,349 2.9% 2020 172,895 8,146,543 47,118 4.9% Source: South Carolina Employment Security Commission Year 1940 2,629 49,916 1950 3,659 53,137 1960 10,348 81,038 1970 12,883 91,023 1980 13,593 105,625 1990 15,684 120,940 2000 17,574 142,780 2010 21,348 160,099 2020 23,845 172,895 Note 1 - All figures are for the County of Aiken, City of North Augusta statistics are not available Note 2 - Personal Income and Per Capita Personal Income figures are not available for 2021. The United States Census Bureau has recorded the population of the City of North Augusta and County of Aiken in the decennia City of North Augusta County of Aiken County of Aiken, South Carolina (Note 1) Economic Statistics Last Ten Calendar Years (Note 2) years 1940 through 2020 as follows. 105 % of Total % of Total County County Employer Location Employees Rank Employment Employees Rank Employment Savannah River Site - see detail below (1)Out 11,651 1 16.28%12,836 1 19.18% Aiken County Public Schools In / Out 3,297 2 4.61%3,379 2 5.05% Bridgestone Americas (2)Out 1,964 3 2.74%930 5 1.39% Kimberly-Clark Corp.Out 1,250 4 1.75%1,250 3 1.87% Aiken Regional Medical Center Out 1,167 5 1.63%1,200 4 1.79% Aiken County Government Out 1012 6 1.41%890 6 1.33% Advanced Glassfiber Yarn Out 662 7 0.92%770 7 1.15% Shaw Industries Out 630 8 0.88%600 9 0.90% UPS Customhouse Brokerage Out 600 9 0.84%450 10 0.67% City of Aiken Out 452 10 0.63%445 11 0.66% Hubbell Power Systems Out 450 11 0.63%370 13 0.55% ASCO Valve, Inc.Out 382 12 0.53%395 12 0.59% The Calstar Group (a)Out 376 13 0.53%230 16 0.34% Autoneum North America, Inc.Out 362 14 0.51% Washington Safety Management Solutions Out 350 15 0.49%668 8 1.00% PACTIV Corp.Out 331 16 0.46%213 18 0.32% CVS Distribution Center In 285 17 0.40% MTU America Inc.Out 264 18 0.37%259 14 0.39% City of North Augusta In 249 19 0.35%211 19 0.32% AmbioPharm, Inc In 243 20 0.34% TTX/Hamburg Industries, Inc.In 250 15 0.37% Glaxo Smith Kline Out 215 17 0.32% Newman Technology SC, Inc Out 205 20 0.31% Source: Economic Development Partnership, Various Employers, and South Carolina Employment Commission Location: In city limits, Out of city limits (1) SRNS/SRR, including subcontractors 9,787 (2) Bridgestone Americas Tire Operation 1,525 and temporary construction workers Bridgestone Offroad 439 Centerra 689 1,964 Parsons 435 Department of Energy 371 US Forestry Service 77 Savannah River Ecology Lab 125 Other Subcontractors 167 11,651 with less than 6% scattered in other areas. County # of workers Aiken County, South Carolina 5,511 Columbia County, Georgia 1,502 Richmond County, Georgia 1,140 Barnwell County, South Carolina 590 Edgefield County, South Carolina 357 Orangeburg County, South Carolina 102 Bamberg County, South Carolina 105 Lexington County, South Carolina 198 Other 282 9,787 (a) Formerly Carlisle Tire and Wheel Company City of North Augusta, South Carolina Principal Employers Current Year and Nine Years Ago Savannah River Nuclear Solutions/Savannah River Remediation Company employees live in 7 counties in South Carolina and 2 in Geor 2021 2012 106 Fund / Function / Department 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 General Fund General Government City Council 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 City Administration 3.0 3.0 3.0 3.0 1.0 1.0 1.0 2.0 2.0 2.0 Information Technology 0.0 0.0 0.0 0.0 1.5 (a) 1.5 1.5 4.0 (e) 4.0 4.0 Justice and Law 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 1.0 Finance 4.5 4.5 5.5 5.5 4.0 4.0 4.0 4.0 4.0 4.0 Human Resources 0.0 0.0 0.0 0.0 2.0 (b) 2.0 2.0 2.0 2.0 2.0 Building Standards 3.5 3.5 3.5 4.5 4.5 4.5 4.5 4.5 4.5 4.5 Planning and Development 2.0 2.0 2.0 2.0 2.0 2.5 2.5 3.5 3.5 4.5 City Buildings 3.0 3.0 3.0 3.0 0.0 0.0 0.0 0.0 0.0 0.0 Property Maintenance 13.0 12.0 12.0 13.0 14.0 14.0 14.0 15.0 18.0 18.0 Public Safety 76.5 77.0 79.0 84.0 88.0 90.0 90.0 91.0 92.0 92.0 Public Works Engineering 1.5 1.5 1.5 1.5 2.5 2.5 2.5 3.0 3.0 3.0 Streets & Drains 9.0 9.0 9.5 10.0 10.0 10.0 10.0 10.0 10.0 10.0 Parks, Recreation & Tourism Recreation 5.0 5.0 4.0 5.0 5.0 4.0 4.0 4.0 4.0 7.0 Parks 4.0 5.0 5.0 5.0 5.0 5.0 5.0 5.0 5.0 6.0 Community Center 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 1.0 Tourism 0.0 0.0 0.0 0.0 3.0 (f) 3.0 3.0 3.0 3.0 3.0 RVP Activities 6.0 6.0 6.0 6.0 6.0 7.0 7.0 7.0 7.0 5.0 Sub-total 135.0 135.5 138.0 146.5 152.5 155.0 155.0 162.0 166.0 168.0 Stormwater Fund Stormwater 5.5 5.5 5.0 4.5 5.5 5.0 5.0 5.5 6.0 6.5 Sub-total 5.5 5.5 5.0 4.5 5.5 5.0 5.0 5.5 6.0 6.5 Riverfront Central Core Dev. Fund Tourism 0.0 0.0 0.0 0.0 0.0 1.0 (d) 1.0 1.0 1.0 1.0 Sub-total 0.0 0.0 0.0 0.0 0.0 1.0 1.0 1.0 1.0 1.0 Sanitation Fund Public Services Information Technology 0.0 0.0 0.0 0.0 0.5 (c) 0.5 0.5 0.0 (e) 0.0 0.0 Sanitation 25.5 26.0 26.0 26.0 25.5 26.5 26.5 25.5 26.5 26.5 Material Recovery Center 7.5 7.5 8.5 8.5 8.5 8.5 8.5 8.5 8.5 8.5 Sub-total 33.0 33.5 34.5 34.5 34.5 35.5 35.5 34.0 35.0 35.0 Water & Wastewater Fund Public Utilities Information Technology 0.0 0.0 0.0 0.0 2.0 (a) 2.0 2.0 0.0 (e) 0.0 0.0 Utilities Finance 5.0 5.0 5.0 5.0 4.0 5.0 5.0 5.0 5.0 5.0 Utilities Administration 7.5 7.5 7.5 7.5 7.5 7.5 7.5 6.5 6.5 6.5 Water Operations 8.0 8.0 8.0 8.0 8.0 8.0 8.0 9.0 9.0 9.0 Water Production 8.0 8.0 8.0 8.0 8.0 8.0 8.0 8.0 8.0 8.0 Wastewater Operations 10.0 10.0 10.0 10.0 10.0 10.0 10.0 11.0 11.0 11.0 Sub-total 38.5 38.5 38.5 38.5 39.5 40.5 40.5 39.5 39.5 39.5 TOTAL 212.0 213.0 216.0 224.0 232.0 237.0 237.0 242.0 247.5 250.0 (a) previously included under Finance (b) previously included under Administration (c) previously included under Sanitation (d) previously under Parks, Recreation, and Tourism (e) previously split among the General, Sanitation, & Water and Wastewater Funds (f) previously included under City Buildings Source: City of North Augusta Annual Budgets City of North Augusta, South Carolina Full-time Budget Equivalent Employees by Fund / Function / Department Last Ten Fiscal Years Fiscal Year 107 Function / Program 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 General Government Size of City (square miles) 20.778 20.989 21.019 21.150 21.172 21.177 21.180 21.970 22.210 22.240 Annexations approved by City Council 7 5 5 - 211311 7 Building permits issued 604 622 660 648 668 689 703 779 755 846 Plumbing permits issued 291 340 310 373 381 296 358 389 420 496 Mechanical permits issued 345 391 433 417 520 455 494 561 551 612 Electrical & Solar permits issued 349 422 431 434 482 813 618 523 582 725 Business licenses issued 1,750 1,760 1,861 1,849 1,877 2,017 2,420 2,254 2,302 2,192 Police Total calls for service 42,632 41,058 38,973 40,567 37,929 37,322 38,112 40,952 32,520 32,847 Criminal arrests 1,841 1,377 1,360 1,766 1,572 1,338 885 1,127 975 1,031 Incident reports (police action required) 3,557 3,377 3,399 3,627 3,888 3,966 3,797 3,356 3,035 3,105 Accident reports (collisions) 1,007 960 1,012 1,190 1,187 1,267 1,390 1,191 1,038 1,182 Traffic offenses (resulting in fine) 8,698 8,780 8,785 8,809 7,933 8,261 8,490 9,057 7,677 7,811 Drug offenses 136 203 157 177 210 372 214 154 147 153 Burglaries reported 218 117 108 97 132 93 94 76 59 67 Fire Actual fire calls - Inside City 105 130 145 114 105 83 377 384 86 399 Actual fire calls - Outside City 21 17 12 7 31 32 56 26 36 21 Solid Waste Garbage Refuse Collected (tons) - Residential 9,011 9,079 9,143 10,227 9,334 9,554 9,473 8,613 10,471 11,676 Garbage Refuse Collected (tons) - Commercial 6,874 4,992 5,037 4,723 5,502 6,082 5,647 6,108 6,412 6,362 Recyclables Collected (tons) 4,839 5,326 5,313 6,656 5,047 5,437 5,507 4,312 5,104 4,510 Property Maintenance Tree trimming hours 287 254 275 1,378 3,516 1,338 2,050 1,202 2,073 1,963 Mowing hours 12,970 12,960 12,976 10,944 12,892 14,036 10,368 11,025 12,651 12,032 Planting hours 5,760 5,565 4,628 1,726 1,388 1,145 1,504 754 1,542 913 Streets and Drains Pothole patching / asphalt tons 388 476 409 341 464 142 132 169 227 225 Curb, gutter & sidewalk repair / CY 290 285 378 472 292 400 294 402 441 414 Storm drain inlets cleaned 330 325 282 419 619 848 664 612 616 537 Street sweeping / miles 2,393 2,727 977 1,339 822 574 563 588 785 697 Parks and Recreation Baseball / Number of Players 788 735 789 779 687 592 576 617 466 578 Youth Softball / Number of Players 262 248 259 238 234 240 221 211 133 207 Spring Soccer / Number of Players 540 528 511 484 532 585 580 567 262 578 Fall Soccer / Number of Players 534 474 473 552 552 493 540 540 470 578 Youth Basketball / Number of Players 600 549 680 640 615 652 577 647 492 701 Youth Football / Number of Players 309 310 281 280 239 219 267 269 202 313 Youth Cheerleading / Number of Participants 115 118 96 113 117 182 164 170 142 196 Youth Volleyball / Number of Participants 61 105 83 94 73 86 82 95 105 132 Water New water taps 43 33 77 77 184 130 128 103 119 89 Water lines installed / L.F. 2,857 5,609 2,068 2,599 913 4,115 6,638 6,432 3,230 765 Water line leaks repaired 24 29 34 23 27 16 19 18 9 10 Average daily water pumped 4,365,000 3,853,000 3,569,000 3,576,000 3,750,000 3,380,000 3,462,000 4,083,000 3,629,000 3,879,000 Daily peak demand (gallons per day) 9,312,000 7,571,000 7,446,000 7,000,000 6,365,000 5,479,000 5,977,000 7,380,000 6,041,000 7,738,000 Peak day 7/8/2012 5/27/2013 8/22/2014 6/22/2015 7/29/2016 7/23/2017 9/7/2018 7/12/2019 7/22/2020 6/18/2021 Wastewater New sewer taps 97 117 135 158 212 154 197 187 208 284 Wastewater lines installed / L.F. 160 1,379 508 1,970 1,259 6,208 8,423 5,077 2,360 765 Wastewater lines repaired / L.F. 65 33 62 680 556 252 16 47 32 34 Wastewater lines cleaned / L.F. 87,648 73,232 93,859 70,610 57,320 34,516 49,432 67,416 41,057 30,273 City of North Augusta, South Carolina Operating Indicators by Function / Program Last Ten Fiscal Years Fiscal Year Source: City of North Augusta's Year-end Departmental Reports 108 Function / Program 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 Public Safety Number of Stations 2 2 23333333 Number of Public Safety Officers 55 55 58 61 62 64 65 65 65 66 Number of Volunteer Firemen 20 20 20 20 20 25 20 20 20 20 Insurance Rating (ISO)Class 3 Class 3 Class 3 Class 2 Class 2 Class 2 Class 2 Class 2 Class 2 Class 2 Signalized Intersections 30 30 30 31 31 32 32 32 32 34 Number of Fire Hydrants Inside City 802 805 809 812 814 816 848 848 852 853 Outside City 149 149 149 149 149 149 149 149 150 150 Public Works Miles of Streets 140.09 140.85 141.37 141.91 143.77 144.2 144.9 145.75 147.75 149.86 Street Lights 1,789 1,789 1,800 1,817 1,841 1,859 1,980 2,000 2,040 2,075 Parks, Recreation & Tourism Number of Parks 22 22 22 22 22 22 22 22 23 23 Park Acreage 550 550 550 550 550 550 550 550 527 527 Miles of Paved Greeneway 14.0 14.0 14.0 14.0 14.0 14.0 14.0 14.0 14.0 14.0 Number of Picnic Shelters 8 8 99999999 Baseball / Softball Diamonds 10 10 10 10 10 10 10 10 10 10 Football / Lions Field 2 2 22222222 Soccer Fields 6 6 66666666 Tennis Courts 11 11 11 11 11 11 11 11 15 15 Multi-purpose Fields 3 3 33333333 Community Center 1 1 11111111 Activities Center 1 1 11111111 Water Miles of Water Lines 195.27 196.01 196.08 228.68 229.07 229.84 231.09 232.3 232.74 232.88 Maximum Pumping Capacity 14,000,000 14,000,000 12,000,000 12,000,000 12,000,000 12,000,000 12,000,000 12,000,000 12,000,000 12,000,000 (gallons per day) Sewer Miles of Wastewater Lines 228.03 228.54 228.57 229.20 229.57 230.74 232 232.96 233.4 235.71 Stormwater Miles of Storm Sewer 59.29 59.79 60.37 60.73 68.01 68.47 69.21 70.04 71.66 73.43 (a) In 2014, SCDHEC reduced the City's maximum pumping capacity to 12,000,000 GPD Source: City of North Augusta's Year-end Departme City of North Augusta, South Carolina Capital Asset Statistics by Function / Program Last Ten Fiscal Years Fiscal Year 109 Meter Size Minimum Usage Debt Service O & M Total Debt Service O & M Total 5/8 and 3/4 Inch 3,000 gallons $3.90 $8.48 $12.38 $5.85 $18.91 $24.761 Inch 6,000 gallons 3.90 13.44 17.34 5.85 28.83 34.68 1 1/2 Inch 9,000 gallons 3.90 18.08 21.98 5.85 38.11 43.96 2 Inch 15,000 gallons 3.90 27.47 31.37 5.85 56.89 62.74 3 Inch 24,000 gallons 3.90 41.69 45.59 5.85 85.33 91.18 4 Inch 30,000 gallons 3.90 51.17 55.07 5.85 104.29 110.14 6 Inch 90,000 gallons 3.90 146.03 149.93 5.85 294.01 299.86 Volume of Consumption Debt Service O & M Total Debt Service O & M Total Next 10,000 gallons $0.15 $1.10 $1.25 $0.30 $2.20 $2.50 Next 27,000 gallons 0.15 1.05 1.20 0.30 2.10 2.40 Next 160,000 gallons 0.15 1.00 1.15 0.30 2.00 2.30 All Additional Usage 0.15 0.90 1.05 0.30 1.80 2.10 Debt Service O & M Total Debt Service O & M Total $2.53 $8.19 $10.72 $5.06 $9.19 $14.25 Volume of Consumption Debt Service O & M Total Debt Service O & M Total $0.90 $2.40 $3.30 $1.52 $2.44 $3.96 All Additional Usage 0.73 1.93 2.66 0.73 1.93 2.66 Inside City Outside City $19.50 $27.45 Base Fee Commercial (monthly) In and Out City Inside City Outside City 2 cubic yard container $51.64 $2.35 $3.53 3 cubic yard container 54.05 2.35 3.53 4 cubic yard container 56.44 2.35 3.53 6 cubic yard container 61.73 2.35 3.53 8 cubic yard container 67.54 2.35 3.53 Stormwater Management Service Charges in effect December 31, 2021 Residential Charge (Inside City only)$5.00 per month Multi-family Charge (Inside City only) $3.75 per month per unit Non-residential (Inside City only) Each non-residential developed property is classified and charged according to its primary developed use Sanitation Service Charges in effect December 31, 2021 Residential (monthly) Volume Charge (per cubic yard) City of North Augusta, South Carolina Enterprise Funds Rates and Charges Rates / Charges in effect December 31, 2021 Base Rates Base Rates / Outside City Limits Volume Rates / Inside City Limits Volume Rates / Outside City Limits Base Rates / Outside City Limits Sewer Rate in effect December 31, 2021 Rates for first 15,000,000 gallons/month Volume Rates / Inside City Limits Base Rates / Inside City Limits Base Rates / Inside City Limits Water Rate in effect December 31, 2021 Volume Rates / Outside City Limits 110 1/1/2013 1/1/2020 1/1/2018 1/1/2017 1/1/2017 Recycling Service Charge of $3.60 included in Residental and Commercial Service Charges Commercial Volume Charge increased $0.19 inside city limits and $0.29 outside city limits 1/1/2012 1/1/2015 Stormwater Management Service charge increased $1.00 per equivalent residential unit (ERU) per month. Recycling Service Charge increased by $.60 inside and outside city limits History of Sewer Rate Changes (past 10 years) City of North Augusta, South Carolina Enterprise Funds History of Rates and Charges Last Ten Fiscal Years Through December 31, 2021 O & M Volume Rate increased by $.16 per 1,000 gallons inside and outside city limits (PSA) O & M Volume Rate increased by $.25 per 1,000 gallons inside and outside city limits (PSA) O & M Volume Rate and Debt Service Rate increased in total by $0.15 per 1,000 gallons inside and outside city limits (PSA) History of Sanitation and Recycling Charge Changes (past 10 years) Commercial Rates increased by 3.5% O & M Volume Rate increased by $.10 per 1,000 gallons inside city limits and $.20 per 1,000 gallons outside city limits History of Water Rate Changes (past 10 years) O & M Minimum Base Rate increased by $.75 per month inside city limits and $1.50 per month outside city limits Residential Service Charge increased by $.60 inside city limits and $.90 outside city limits Stormwater Management Service Charge Changes (past 10 years) 111 COMPLIANCE SECTION 508 HAMPTON STREET, 1ST FLOOR • COLUMBIA, SC 29201 • 803-799-5810 • FAX 803-799-5554 • www.mjcpa.com MEMBERS OF THE AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS INDEPENDENT AUDITOR’S REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS The Honorable Mayor and Members of the City Council North Augusta, South Carolina We have audited, in accordance with the auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States, the financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of North Augusta, South Carolina (the “City”) as of and for the year ended December 31, 2021, and the related notes to the financial statements, and the budgetary comparison for the General Fund, which collectively comprise the City’s basic financial statements and have issued our report thereon dated May 17, 2022. Report on Internal Control over Financial Reporting In planning and performing our audit of the financial statements, we considered the City’s internal control over financial reporting (internal control) as a basis for designing audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the City’s internal control. Accordingly, we do not express an opinion on the effectiveness of the City’s internal control. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement of the entity’s financial statements will not be prevented, or detected and corrected, on a timely basis. A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. Our consideration of internal control was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies. Given these limitations, during our audit we did not identify any deficiencies in internal control that we consider to be material weaknesses. However, material weaknesses or significant deficiencies may exist that have not been identified. 112 Report on Compliance and Other Matters As part of obtaining reasonable assurance about whether the City’s financial statements are free from material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the financial statements. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. Purpose of this Report The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the entity’s internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the entity’s internal control and compliance. Accordingly, this communication is not suitable for any other purpose. Columbia, South Carolina May 17, 2022 113 CITY OF NORTH AUGUSTA, SOUTH CAROLINA SCHEDULE OF FINDINGS AND RESPONSES FOR THE YEAR ENDED DECEMBER 31, 2021 SECTION I SUMMARY OF AUDIT RESULTS Financial Statements Type of report the auditor issued on whether the financial statements audited were prepared in accordance with GAAP: Unmodified Internal control over financial reporting: Material weaknesses identified? Yes X No Significant deficiencies identified? Yes X No Noncompliance material to financial statements noted? Yes X No Federal Awards There was not an audit of major federal award programs as of December 31, 2021, due to the total amount expended being less than $750,000. SECTION II FINANCIAL STATEMENT FINDINGS AND RESPONSES None reported. SECTION III FEDERAL AWARD FINDINGS AND QUESTIONED COSTS Not applicable. SECTION IV PRIOR YEAR FINDINGS AND RESPONSES None reported. 114 THIS PAGE INTENTIONALLY LEFT BLANK